Filed: 10/16/2023ACC: 0001951757-23-000583
📋 What this filing means
WEALTH EFFECTS LLC filed this quarterly 13F‑HR report disclosing 197 equity positions with a total reported market value of $202.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
197
Positions
$202.51M
Total AUM (reported)
10.62M
Total Shares
Allocation by class
COM$108.68M53.7%
SPONSORED ADR$24.82M12.3%
CL A$8.38M4.1%
TOTAL STK MKT$5.71M2.8%
COM CL A$5.61M2.8%
COM NEW$4.31M2.1%
CAP STK CL A$4.30M2.1%
Portfolio Concentration
Top 3$50.64M25.0%
4–10$36.55M18.1%
11–25$30.01M14.8%
Rest$85.30M42.1%
Top 3 weight
25.0%
Top 10 weight
43.1%
Voting Authority Distribution
Total shares with voting rights: 10.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole197
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings197
Rows:
AVADEL PHARMACEUTICALS PLC
SOLEShares2.41M
TypeSH
Market value$24.82M
12.25%
Sole
0.00
Shared
0.00
None
2.41M
APPLE INC
SOLEShares90.06K
TypeSH
Market value$15.42M
7.61%
Sole
0.00
Shared
0.00
None
90.06K
NVIDIA CORPORATION
SOLEShares23.92K
TypeSH
Market value$10.41M
5.14%
Sole
0.00
Shared
0.00
None
23.92K
AMAZON COM INC
SOLEShares57.26K
TypeSH
Market value$7.28M
3.59%
Sole
0.00
Shared
0.00
None
57.26K
MICROSOFT CORP
SOLEShares20.22K
TypeSH
Market value$6.38M
3.15%
Sole
0.00
Shared
0.00
None
20.22K
VANGUARD INDEX FDS
SOLEShares26.87K
TypeSH
Market value$5.71M
2.82%
Sole
0.00
Shared
0.00
None
26.87K
ARROWHEAD PHARMACEUTICALS IN
SOLEShares164.75K
TypeSH
Market value$4.43M
2.19%
Sole
0.00
Shared
0.00
None
164.75K
JPMORGAN CHASE & CO
SOLEShares29.87K
TypeSH
Market value$4.33M
2.14%
Sole
0.00
Shared
0.00
None
29.87K
ALPHABET INC
SOLEShares32.89K
TypeSH
Market value$4.30M
2.13%
Sole
0.00
Shared
0.00
None
32.89K
META PLATFORMS INC
SOLEShares13.73K
TypeSH
Market value$4.12M
2.03%
Sole
0.00
Shared
0.00
None
13.73K
THE TRADE DESK INC
SOLEShares50.34K
TypeSH
Market value$3.93M
1.94%
Sole
0.00
Shared
0.00
None
50.34K
BLACKSTONE INC
SOLEShares28.07K
TypeSH
Market value$3.01M
1.49%
Sole
0.00
Shared
0.00
None
28.07K
ISHARES TR
SOLEShares5.23K
TypeSH
Market value$2.25M
1.11%
Sole
0.00
Shared
0.00
None
5.23K
CHEVRON CORP NEW
SOLEShares11.97K
TypeSH
Market value$2.02M
1.00%
Sole
0.00
Shared
0.00
None
11.97K
J P MORGAN EXCHANGE TRADED F
SOLEShares36.33K
TypeSH
Market value$1.95M
0.96%
Sole
0.00
Shared
0.00
None
36.33K
PFIZER INC
SOLEShares56.49K
TypeSH
Market value$1.87M
0.93%
Sole
0.00
Shared
0.00
None
56.49K
ISHARES TR
SOLEShares19.74K
TypeSH
Market value$1.86M
0.92%
Sole
0.00
Shared
0.00
None
19.74K
ABBVIE INC
SOLEShares11.98K
TypeSH
Market value$1.79M
0.88%
Sole
0.00
Shared
0.00
None
11.98K
FIRST TR EXCHANGE-TRADED FD
SOLEShares36.60K
TypeSH
Market value$1.73M
0.85%
Sole
0.00
Shared
0.00
None
36.60K
TESLA INC
SOLEShares6.65K
TypeSH
Market value$1.66M
0.82%
Sole
0.00
Shared
0.00
None
6.65K
BERKSHIRE HATHAWAY INC DEL
SOLEShares4.72K
TypeSH
Market value$1.65M
0.82%
Sole
0.00
Shared
0.00
None
4.72K
MERCK & CO INC
SOLEShares15.54K
TypeSH
Market value$1.60M
0.79%
Sole
0.00
Shared
0.00
None
15.54K
BOEING CO
SOLEShares8.25K
TypeSH
Market value$1.58M
0.78%
Sole
0.00
Shared
0.00
None
8.25K
JOHNSON & JOHNSON
SOLEShares10.02K
TypeSH
Market value$1.56M
0.77%
Sole
0.00
Shared
0.00
None
10.02K
FIRST TR EXCHANGE-TRADED FD
SOLEShares33.74K
TypeSH
Market value$1.55M
0.77%
Sole
0.00
Shared
0.00
None
33.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AVADEL PHARMACEUTICALS PLCSOLE | SPONSORED ADR | 2.41M | SH | $24.82M 12.25% | 0.00 | 0.00 | 2.41M |
APPLE INCSOLE | COM | 90.06K | SH | $15.42M 7.61% | 0.00 | 0.00 | 90.06K |
NVIDIA CORPORATIONSOLE | COM | 23.92K | SH | $10.41M 5.14% | 0.00 | 0.00 | 23.92K |
AMAZON COM INCSOLE | COM | 57.26K | SH | $7.28M 3.59% | 0.00 | 0.00 | 57.26K |
MICROSOFT CORPSOLE | COM | 20.22K | SH | $6.38M 3.15% | 0.00 | 0.00 | 20.22K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 26.87K | SH | $5.71M 2.82% | 0.00 | 0.00 | 26.87K |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 164.75K | SH | $4.43M 2.19% | 0.00 | 0.00 | 164.75K |
JPMORGAN CHASE & COSOLE | COM | 29.87K | SH | $4.33M 2.14% | 0.00 | 0.00 | 29.87K |
ALPHABET INCSOLE | CAP STK CL A | 32.89K | SH | $4.30M 2.13% | 0.00 | 0.00 | 32.89K |
META PLATFORMS INCSOLE | CL A | 13.73K | SH | $4.12M 2.03% | 0.00 | 0.00 | 13.73K |
THE TRADE DESK INCSOLE | COM CL A | 50.34K | SH | $3.93M 1.94% | 0.00 | 0.00 | 50.34K |
BLACKSTONE INCSOLE | COM | 28.07K | SH | $3.01M 1.49% | 0.00 | 0.00 | 28.07K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.23K | SH | $2.25M 1.11% | 0.00 | 0.00 | 5.23K |
CHEVRON CORP NEWSOLE | COM | 11.97K | SH | $2.02M 1.00% | 0.00 | 0.00 | 11.97K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 36.33K | SH | $1.95M 0.96% | 0.00 | 0.00 | 36.33K |
PFIZER INCSOLE | COM | 56.49K | SH | $1.87M 0.93% | 0.00 | 0.00 | 56.49K |
ISHARES TRSOLE | CORE S&P TTL STK | 19.74K | SH | $1.86M 0.92% | 0.00 | 0.00 | 19.74K |
ABBVIE INCSOLE | COM | 11.98K | SH | $1.79M 0.88% | 0.00 | 0.00 | 11.98K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 36.60K | SH | $1.73M 0.85% | 0.00 | 0.00 | 36.60K |
TESLA INCSOLE | COM | 6.65K | SH | $1.66M 0.82% | 0.00 | 0.00 | 6.65K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 4.72K | SH | $1.65M 0.82% | 0.00 | 0.00 | 4.72K |
MERCK & CO INCSOLE | COM | 15.54K | SH | $1.60M 0.79% | 0.00 | 0.00 | 15.54K |
BOEING COSOLE | COM | 8.25K | SH | $1.58M 0.78% | 0.00 | 0.00 | 8.25K |
JOHNSON & JOHNSONSOLE | COM | 10.02K | SH | $1.56M 0.77% | 0.00 | 0.00 | 10.02K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 33.74K | SH | $1.55M 0.77% | 0.00 | 0.00 | 33.74K |
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