Filed: 7/18/2023ACC: 0001951757-23-000381
📋 What this filing means
WEALTH EFFECTS LLC filed this quarterly 13F‑HR report disclosing 202 equity positions with a total reported market value of $227.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
202
Positions
$227.20M
Total AUM (reported)
8.50M
Total Shares
Allocation by class
COM$119.94M52.8%
SPONSORED ADR$39.04M17.2%
COM NEW$6.06M2.7%
TOTAL STK MKT$5.81M2.6%
COM CL A$5.58M2.5%
CL A$4.65M2.0%
CAP STK CL A$3.92M1.7%
Portfolio Concentration
Top 3$67.45M29.7%
4–10$38.20M16.8%
11–25$28.93M12.7%
Rest$92.63M40.8%
Top 3 weight
29.7%
Top 10 weight
46.5%
Voting Authority Distribution
Total shares with voting rights: 8.50M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.50M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole202
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings202
Rows:
AVADEL PHARMACEUTICALS PLC
SOLEShares2.37M
TypeSH
Market value$39.04M
17.18%
Sole
0.00
Shared
0.00
None
2.37M
APPLE INC
SOLEShares92.74K
TypeSH
Market value$17.99M
7.92%
Sole
0.00
Shared
0.00
None
92.74K
NVIDIA CORPORATION
SOLEShares24.63K
TypeSH
Market value$10.42M
4.58%
Sole
0.00
Shared
0.00
None
24.63K
AMAZON COM INC
SOLEShares57.97K
TypeSH
Market value$7.56M
3.33%
Sole
0.00
Shared
0.00
None
57.97K
MICROSOFT CORP
SOLEShares20.62K
TypeSH
Market value$7.02M
3.09%
Sole
0.00
Shared
0.00
None
20.62K
ARROWHEAD PHARMACEUTICALS IN
SOLEShares164.05K
TypeSH
Market value$5.85M
2.57%
Sole
0.00
Shared
0.00
None
164.05K
VANGUARD INDEX FDS
SOLEShares26.37K
TypeSH
Market value$5.81M
2.56%
Sole
0.00
Shared
0.00
None
26.37K
JPMORGAN CHASE & CO
SOLEShares30.17K
TypeSH
Market value$4.39M
1.93%
Sole
0.00
Shared
0.00
None
30.17K
ALPHABET INC
SOLEShares32.74K
TypeSH
Market value$3.92M
1.72%
Sole
0.00
Shared
0.00
None
32.74K
THE TRADE DESK INC
SOLEShares47.27K
TypeSH
Market value$3.65M
1.61%
Sole
0.00
Shared
0.00
None
47.27K
BLACKSTONE INC
SOLEShares28.30K
TypeSH
Market value$2.63M
1.16%
Sole
0.00
Shared
0.00
None
28.30K
ISHARES TR
SOLEShares5.20K
TypeSH
Market value$2.32M
1.02%
Sole
0.00
Shared
0.00
None
5.20K
FIRST TR EXCHANGE-TRADED FD
SOLEShares43.08K
TypeSH
Market value$2.05M
0.90%
Sole
0.00
Shared
0.00
None
43.08K
SEELOS THERAPEUTICS INC
SOLEShares1.62M
TypeSH
Market value$1.94M
0.85%
Sole
0.00
Shared
0.00
None
1.62M
PFIZER INC
SOLEShares52.83K
TypeSH
Market value$1.94M
0.85%
Sole
0.00
Shared
0.00
None
52.83K
ISHARES TR
SOLEShares19.71K
TypeSH
Market value$1.93M
0.85%
Sole
0.00
Shared
0.00
None
19.71K
CHEVRON CORP NEW
SOLEShares12K
TypeSH
Market value$1.89M
0.83%
Sole
0.00
Shared
0.00
None
12K
TESLA INC
SOLEShares7.11K
TypeSH
Market value$1.86M
0.82%
Sole
0.00
Shared
0.00
None
7.11K
MERCK & CO INC
SOLEShares16.13K
TypeSH
Market value$1.86M
0.82%
Sole
0.00
Shared
0.00
None
16.13K
UNITED RENTALS INC
SOLEShares4.14K
TypeSH
Market value$1.84M
0.81%
Sole
0.00
Shared
0.00
None
4.14K
J P MORGAN EXCHANGE TRADED F
SOLEShares33.16K
TypeSH
Market value$1.83M
0.81%
Sole
0.00
Shared
0.00
None
33.16K
INDIE SEMICONDUCTOR INC
SOLEShares190.60K
TypeSH
Market value$1.79M
0.79%
Sole
0.00
Shared
0.00
None
190.60K
3-D SYS CORP DEL
SOLEShares172.47K
TypeSH
Market value$1.71M
0.75%
Sole
0.00
Shared
0.00
None
172.47K
BOEING CO
SOLEShares7.93K
TypeSH
Market value$1.67M
0.74%
Sole
0.00
Shared
0.00
None
7.93K
JOHNSON & JOHNSON
SOLEShares10.02K
TypeSH
Market value$1.66M
0.73%
Sole
0.00
Shared
0.00
None
10.02K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AVADEL PHARMACEUTICALS PLCSOLE | SPONSORED ADR | 2.37M | SH | $39.04M 17.18% | 0.00 | 0.00 | 2.37M |
APPLE INCSOLE | COM | 92.74K | SH | $17.99M 7.92% | 0.00 | 0.00 | 92.74K |
NVIDIA CORPORATIONSOLE | COM | 24.63K | SH | $10.42M 4.58% | 0.00 | 0.00 | 24.63K |
AMAZON COM INCSOLE | COM | 57.97K | SH | $7.56M 3.33% | 0.00 | 0.00 | 57.97K |
MICROSOFT CORPSOLE | COM | 20.62K | SH | $7.02M 3.09% | 0.00 | 0.00 | 20.62K |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 164.05K | SH | $5.85M 2.57% | 0.00 | 0.00 | 164.05K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 26.37K | SH | $5.81M 2.56% | 0.00 | 0.00 | 26.37K |
JPMORGAN CHASE & COSOLE | COM | 30.17K | SH | $4.39M 1.93% | 0.00 | 0.00 | 30.17K |
ALPHABET INCSOLE | CAP STK CL A | 32.74K | SH | $3.92M 1.72% | 0.00 | 0.00 | 32.74K |
THE TRADE DESK INCSOLE | COM CL A | 47.27K | SH | $3.65M 1.61% | 0.00 | 0.00 | 47.27K |
BLACKSTONE INCSOLE | COM | 28.30K | SH | $2.63M 1.16% | 0.00 | 0.00 | 28.30K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.20K | SH | $2.32M 1.02% | 0.00 | 0.00 | 5.20K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 43.08K | SH | $2.05M 0.90% | 0.00 | 0.00 | 43.08K |
SEELOS THERAPEUTICS INCSOLE | COM | 1.62M | SH | $1.94M 0.85% | 0.00 | 0.00 | 1.62M |
PFIZER INCSOLE | COM | 52.83K | SH | $1.94M 0.85% | 0.00 | 0.00 | 52.83K |
ISHARES TRSOLE | CORE S&P TTL STK | 19.71K | SH | $1.93M 0.85% | 0.00 | 0.00 | 19.71K |
CHEVRON CORP NEWSOLE | COM | 12K | SH | $1.89M 0.83% | 0.00 | 0.00 | 12K |
TESLA INCSOLE | COM | 7.11K | SH | $1.86M 0.82% | 0.00 | 0.00 | 7.11K |
MERCK & CO INCSOLE | COM | 16.13K | SH | $1.86M 0.82% | 0.00 | 0.00 | 16.13K |
UNITED RENTALS INCSOLE | COM | 4.14K | SH | $1.84M 0.81% | 0.00 | 0.00 | 4.14K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 33.16K | SH | $1.83M 0.81% | 0.00 | 0.00 | 33.16K |
INDIE SEMICONDUCTOR INCSOLE | CLASS A COM | 190.60K | SH | $1.79M 0.79% | 0.00 | 0.00 | 190.60K |
3-D SYS CORP DELSOLE | COM NEW | 172.47K | SH | $1.71M 0.75% | 0.00 | 0.00 | 172.47K |
BOEING COSOLE | COM | 7.93K | SH | $1.67M 0.74% | 0.00 | 0.00 | 7.93K |
JOHNSON & JOHNSONSOLE | COM | 10.02K | SH | $1.66M 0.73% | 0.00 | 0.00 | 10.02K |
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