Filed: 5/4/2023ACC: 0001951757-23-000253
📋 What this filing means
WEALTH EFFECTS LLC filed this quarterly 13F‑HR report disclosing 198 equity positions with a total reported market value of $195.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
198
Positions
$195.29M
Total AUM (reported)
8.61M
Total Shares
Allocation by class
COM$108.58M55.6%
SPONSORED ADR$22.89M11.7%
COM NEW$6.38M3.3%
TOTAL STK MKT$5.28M2.7%
COM CL A$5.08M2.6%
FST LOW OPPT EFT$3.56M1.8%
CAP STK CL A$3.50M1.8%
Portfolio Concentration
Top 3$45.50M23.3%
4–10$32.47M16.6%
11–25$30.21M15.5%
Rest$87.12M44.6%
Top 3 weight
23.3%
Top 10 weight
39.9%
Voting Authority Distribution
Total shares with voting rights: 8.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole198
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings198
Rows:
AVADEL PHARMACEUTICALS PLC
SOLEShares2.50M
TypeSH
Market value$22.89M
11.72%
Sole
0.00
Shared
0.00
None
2.50M
APPLE INC
SOLEShares94.14K
TypeSH
Market value$15.52M
7.95%
Sole
0.00
Shared
0.00
None
94.14K
NVIDIA CORPORATION
SOLEShares25.51K
TypeSH
Market value$7.09M
3.63%
Sole
0.00
Shared
0.00
None
25.51K
MICROSOFT CORP
SOLEShares21.65K
TypeSH
Market value$6.24M
3.20%
Sole
0.00
Shared
0.00
None
21.65K
AMAZON COM INC
SOLEShares57.14K
TypeSH
Market value$5.90M
3.02%
Sole
0.00
Shared
0.00
None
57.14K
VANGUARD INDEX FDS
SOLEShares25.85K
TypeSH
Market value$5.28M
2.70%
Sole
0.00
Shared
0.00
None
25.85K
JPMORGAN CHASE & CO
SOLEShares30.77K
TypeSH
Market value$4.01M
2.05%
Sole
0.00
Shared
0.00
None
30.77K
ARROWHEAD PHARMACEUTICALS IN
SOLEShares156.81K
TypeSH
Market value$3.98M
2.04%
Sole
0.00
Shared
0.00
None
156.81K
FIRST TR EXCHANGE-TRADED FD
SOLEShares74.42K
TypeSH
Market value$3.56M
1.82%
Sole
0.00
Shared
0.00
None
74.42K
ALPHABET INC
SOLEShares33.70K
TypeSH
Market value$3.50M
1.79%
Sole
0.00
Shared
0.00
None
33.70K
THE TRADE DESK INC
SOLEShares49.30K
TypeSH
Market value$3.00M
1.54%
Sole
0.00
Shared
0.00
None
49.30K
BLACKSTONE INC
SOLEShares28.31K
TypeSH
Market value$2.49M
1.27%
Sole
0.00
Shared
0.00
None
28.31K
3-D SYS CORP DEL
SOLEShares223.97K
TypeSH
Market value$2.40M
1.23%
Sole
0.00
Shared
0.00
None
223.97K
BEYOND AIR INC
SOLEShares330.05K
TypeSH
Market value$2.23M
1.14%
Sole
0.00
Shared
0.00
None
330.05K
PFIZER INC
SOLEShares52.90K
TypeSH
Market value$2.16M
1.11%
Sole
0.00
Shared
0.00
None
52.90K
ISHARES TR
SOLEShares5.11K
TypeSH
Market value$2.10M
1.08%
Sole
0.00
Shared
0.00
None
5.11K
CHEVRON CORP NEW
SOLEShares12.51K
TypeSH
Market value$2.04M
1.05%
Sole
0.00
Shared
0.00
None
12.51K
ABBVIE INC
SOLEShares12.64K
TypeSH
Market value$2.01M
1.03%
Sole
0.00
Shared
0.00
None
12.64K
ISHARES TR
SOLEShares19.83K
TypeSH
Market value$1.80M
0.92%
Sole
0.00
Shared
0.00
None
19.83K
MERCK & CO INC
SOLEShares16.27K
TypeSH
Market value$1.73M
0.89%
Sole
0.00
Shared
0.00
None
16.27K
INDIE SEMICONDUCTOR INC
SOLEShares161.55K
TypeSH
Market value$1.70M
0.87%
Sole
0.00
Shared
0.00
None
161.55K
GLOBAL X FDS
SOLEShares96.30K
TypeSH
Market value$1.65M
0.85%
Sole
0.00
Shared
0.00
None
96.30K
UNITED RENTALS INC
SOLEShares4.15K
TypeSH
Market value$1.64M
0.84%
Sole
0.00
Shared
0.00
None
4.15K
BOEING CO
SOLEShares7.69K
TypeSH
Market value$1.63M
0.84%
Sole
0.00
Shared
0.00
None
7.69K
JOHNSON & JOHNSON
SOLEShares10.43K
TypeSH
Market value$1.62M
0.83%
Sole
0.00
Shared
0.00
None
10.43K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AVADEL PHARMACEUTICALS PLCSOLE | SPONSORED ADR | 2.50M | SH | $22.89M 11.72% | 0.00 | 0.00 | 2.50M |
APPLE INCSOLE | COM | 94.14K | SH | $15.52M 7.95% | 0.00 | 0.00 | 94.14K |
NVIDIA CORPORATIONSOLE | COM | 25.51K | SH | $7.09M 3.63% | 0.00 | 0.00 | 25.51K |
MICROSOFT CORPSOLE | COM | 21.65K | SH | $6.24M 3.20% | 0.00 | 0.00 | 21.65K |
AMAZON COM INCSOLE | COM | 57.14K | SH | $5.90M 3.02% | 0.00 | 0.00 | 57.14K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 25.85K | SH | $5.28M 2.70% | 0.00 | 0.00 | 25.85K |
JPMORGAN CHASE & COSOLE | COM | 30.77K | SH | $4.01M 2.05% | 0.00 | 0.00 | 30.77K |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 156.81K | SH | $3.98M 2.04% | 0.00 | 0.00 | 156.81K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 74.42K | SH | $3.56M 1.82% | 0.00 | 0.00 | 74.42K |
ALPHABET INCSOLE | CAP STK CL A | 33.70K | SH | $3.50M 1.79% | 0.00 | 0.00 | 33.70K |
THE TRADE DESK INCSOLE | COM CL A | 49.30K | SH | $3.00M 1.54% | 0.00 | 0.00 | 49.30K |
BLACKSTONE INCSOLE | COM | 28.31K | SH | $2.49M 1.27% | 0.00 | 0.00 | 28.31K |
3-D SYS CORP DELSOLE | COM NEW | 223.97K | SH | $2.40M 1.23% | 0.00 | 0.00 | 223.97K |
BEYOND AIR INCSOLE | COM | 330.05K | SH | $2.23M 1.14% | 0.00 | 0.00 | 330.05K |
PFIZER INCSOLE | COM | 52.90K | SH | $2.16M 1.11% | 0.00 | 0.00 | 52.90K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.11K | SH | $2.10M 1.08% | 0.00 | 0.00 | 5.11K |
CHEVRON CORP NEWSOLE | COM | 12.51K | SH | $2.04M 1.05% | 0.00 | 0.00 | 12.51K |
ABBVIE INCSOLE | COM | 12.64K | SH | $2.01M 1.03% | 0.00 | 0.00 | 12.64K |
ISHARES TRSOLE | CORE S&P TTL STK | 19.83K | SH | $1.80M 0.92% | 0.00 | 0.00 | 19.83K |
MERCK & CO INCSOLE | COM | 16.27K | SH | $1.73M 0.89% | 0.00 | 0.00 | 16.27K |
INDIE SEMICONDUCTOR INCSOLE | CLASS A COM | 161.55K | SH | $1.70M 0.87% | 0.00 | 0.00 | 161.55K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 96.30K | SH | $1.65M 0.85% | 0.00 | 0.00 | 96.30K |
UNITED RENTALS INCSOLE | COM | 4.15K | SH | $1.64M 0.84% | 0.00 | 0.00 | 4.15K |
BOEING COSOLE | COM | 7.69K | SH | $1.63M 0.84% | 0.00 | 0.00 | 7.69K |
JOHNSON & JOHNSONSOLE | COM | 10.43K | SH | $1.62M 0.83% | 0.00 | 0.00 | 10.43K |
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