Filed: 2/2/2023ACC: 0001907254-23-000001
📋 What this filing means
WEALTH EFFECTS LLC filed this quarterly 13F‑HR report disclosing 191 equity positions with a total reported market value of $175.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
191
Positions
$175.18M
Total AUM (reported)
7.75M
Total Shares
Allocation by class
COM$101.74M58.1%
SPONSORED ADR$18.21M10.4%
COM NEW$5.72M3.3%
TOTAL STK MKT$4.88M2.8%
COM CL A$3.79M2.2%
FST LOW OPPT EFT$3.60M2.1%
CAP STK CL A$2.98M1.7%
Portfolio Concentration
Top 3$36.75M21.0%
4–10$29.39M16.8%
11–25$29.55M16.9%
Rest$79.49M45.4%
Top 3 weight
21.0%
Top 10 weight
37.8%
Voting Authority Distribution
Total shares with voting rights: 7.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole191
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings191
Rows:
AVADEL PHARMACEUTICALS PLC
SOLEShares2.51M
TypeSH
Market value$18.01M
10.28%
Sole
0.00
Shared
0.00
None
2.51M
APPLE INC
SOLEShares95.70K
TypeSH
Market value$12.43M
7.10%
Sole
0.00
Shared
0.00
None
95.70K
ARROWHEAD PHARMACEUTICALS IN
SOLEShares155.62K
TypeSH
Market value$6.31M
3.60%
Sole
0.00
Shared
0.00
None
155.62K
MICROSOFT CORP
SOLEShares21.16K
TypeSH
Market value$5.07M
2.90%
Sole
0.00
Shared
0.00
None
21.16K
AMAZON COM INC
SOLEShares58.09K
TypeSH
Market value$4.88M
2.79%
Sole
0.00
Shared
0.00
None
58.09K
VANGUARD INDEX FDS
SOLEShares25.51K
TypeSH
Market value$4.88M
2.78%
Sole
0.00
Shared
0.00
None
25.51K
JPMORGAN CHASE & CO
SOLEShares31.91K
TypeSH
Market value$4.28M
2.44%
Sole
0.00
Shared
0.00
None
31.91K
NVIDIA CORPORATION
SOLEShares25.37K
TypeSH
Market value$3.71M
2.12%
Sole
0.00
Shared
0.00
None
25.37K
FIRST TR EXCHANGE-TRADED FD
SOLEShares75.90K
TypeSH
Market value$3.60M
2.05%
Sole
0.00
Shared
0.00
None
75.90K
ALPHABET INC
SOLEShares33.76K
TypeSH
Market value$2.98M
1.70%
Sole
0.00
Shared
0.00
None
33.76K
PFIZER INC
SOLEShares53.89K
TypeSH
Market value$2.76M
1.58%
Sole
0.00
Shared
0.00
None
53.89K
CHEVRON CORP NEW
SOLEShares13.89K
TypeSH
Market value$2.49M
1.42%
Sole
0.00
Shared
0.00
None
13.89K
ABBVIE INC
SOLEShares14.51K
TypeSH
Market value$2.34M
1.34%
Sole
0.00
Shared
0.00
None
14.51K
THE TRADE DESK INC
SOLEShares49.34K
TypeSH
Market value$2.21M
1.26%
Sole
0.00
Shared
0.00
None
49.34K
BLACKSTONE INC
SOLEShares29.49K
TypeSH
Market value$2.19M
1.25%
Sole
0.00
Shared
0.00
None
29.49K
BEYOND AIR INC
SOLEShares325.95K
TypeSH
Market value$2.12M
1.21%
Sole
0.00
Shared
0.00
None
325.95K
ISHARES TR
SOLEShares5.19K
TypeSH
Market value$1.99M
1.14%
Sole
0.00
Shared
0.00
None
5.19K
JOHNSON & JOHNSON
SOLEShares10.60K
TypeSH
Market value$1.87M
1.07%
Sole
0.00
Shared
0.00
None
10.60K
MERCK & CO INC
SOLEShares16.33K
TypeSH
Market value$1.81M
1.03%
Sole
0.00
Shared
0.00
None
16.33K
UNITEDHEALTH GROUP INC
SOLEShares3.28K
TypeSH
Market value$1.74M
0.99%
Sole
0.00
Shared
0.00
None
3.28K
ISHARES TR
SOLEShares19.92K
TypeSH
Market value$1.69M
0.96%
Sole
0.00
Shared
0.00
None
19.92K
3-D SYS CORP DEL
SOLEShares225.28K
TypeSH
Market value$1.67M
0.95%
Sole
0.00
Shared
0.00
None
225.28K
CVS HEALTH CORP
SOLEShares17.51K
TypeSH
Market value$1.63M
0.93%
Sole
0.00
Shared
0.00
None
17.51K
GLOBAL X FDS
SOLEShares95.38K
TypeSH
Market value$1.52M
0.87%
Sole
0.00
Shared
0.00
None
95.38K
GENERAL MLS INC
SOLEShares18.03K
TypeSH
Market value$1.51M
0.86%
Sole
0.00
Shared
0.00
None
18.03K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AVADEL PHARMACEUTICALS PLCSOLE | SPONSORED ADR | 2.51M | SH | $18.01M 10.28% | 0.00 | 0.00 | 2.51M |
APPLE INCSOLE | COM | 95.70K | SH | $12.43M 7.10% | 0.00 | 0.00 | 95.70K |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 155.62K | SH | $6.31M 3.60% | 0.00 | 0.00 | 155.62K |
MICROSOFT CORPSOLE | COM | 21.16K | SH | $5.07M 2.90% | 0.00 | 0.00 | 21.16K |
AMAZON COM INCSOLE | COM | 58.09K | SH | $4.88M 2.79% | 0.00 | 0.00 | 58.09K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 25.51K | SH | $4.88M 2.78% | 0.00 | 0.00 | 25.51K |
JPMORGAN CHASE & COSOLE | COM | 31.91K | SH | $4.28M 2.44% | 0.00 | 0.00 | 31.91K |
NVIDIA CORPORATIONSOLE | COM | 25.37K | SH | $3.71M 2.12% | 0.00 | 0.00 | 25.37K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 75.90K | SH | $3.60M 2.05% | 0.00 | 0.00 | 75.90K |
ALPHABET INCSOLE | CAP STK CL A | 33.76K | SH | $2.98M 1.70% | 0.00 | 0.00 | 33.76K |
PFIZER INCSOLE | COM | 53.89K | SH | $2.76M 1.58% | 0.00 | 0.00 | 53.89K |
CHEVRON CORP NEWSOLE | COM | 13.89K | SH | $2.49M 1.42% | 0.00 | 0.00 | 13.89K |
ABBVIE INCSOLE | COM | 14.51K | SH | $2.34M 1.34% | 0.00 | 0.00 | 14.51K |
THE TRADE DESK INCSOLE | COM CL A | 49.34K | SH | $2.21M 1.26% | 0.00 | 0.00 | 49.34K |
BLACKSTONE INCSOLE | COM | 29.49K | SH | $2.19M 1.25% | 0.00 | 0.00 | 29.49K |
BEYOND AIR INCSOLE | COM | 325.95K | SH | $2.12M 1.21% | 0.00 | 0.00 | 325.95K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.19K | SH | $1.99M 1.14% | 0.00 | 0.00 | 5.19K |
JOHNSON & JOHNSONSOLE | COM | 10.60K | SH | $1.87M 1.07% | 0.00 | 0.00 | 10.60K |
MERCK & CO INCSOLE | COM | 16.33K | SH | $1.81M 1.03% | 0.00 | 0.00 | 16.33K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.28K | SH | $1.74M 0.99% | 0.00 | 0.00 | 3.28K |
ISHARES TRSOLE | CORE S&P TTL STK | 19.92K | SH | $1.69M 0.96% | 0.00 | 0.00 | 19.92K |
3-D SYS CORP DELSOLE | COM NEW | 225.28K | SH | $1.67M 0.95% | 0.00 | 0.00 | 225.28K |
CVS HEALTH CORPSOLE | COM | 17.51K | SH | $1.63M 0.93% | 0.00 | 0.00 | 17.51K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 95.38K | SH | $1.52M 0.87% | 0.00 | 0.00 | 95.38K |
GENERAL MLS INCSOLE | COM | 18.03K | SH | $1.51M 0.86% | 0.00 | 0.00 | 18.03K |
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