Filed: 11/14/2022ACC: 0001907254-22-000004
📋 What this filing means
WEALTH EFFECTS LLC filed this quarterly 13F‑HR report disclosing 183 equity positions with a total reported market value of $163.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
183
Positions
$163.5K
Total AUM (reported)
8.22M
Total Shares
Allocation by class
COM$103.5K63.3%
SPONSORED ADR$13.0K8.0%
COM NEW$7.0K4.3%
COM CL A$5.7K3.5%
FST LOW OPPT EFT$3.8K2.3%
CAP STK CL A$3.4K2.1%
CL A$2.9K1.8%
Portfolio Concentration
Top 3$35.5K21.7%
4–10$27.2K16.7%
11–25$29.7K18.2%
Rest$71.1K43.5%
Top 3 weight
21.7%
Top 10 weight
38.4%
Voting Authority Distribution
Total shares with voting rights: 8.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole183
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings183
Rows:
APPLE INC
SOLEShares114.05K
TypeSH
Market value$15.8K
9.64%
Sole
0.00
Shared
0.00
None
114.05K
AVADEL PHARMACEUTICALS PLC
SOLEShares2.59M
TypeSH
Market value$13.0K
7.95%
Sole
0.00
Shared
0.00
None
2.59M
AMAZON COM INC
SOLEShares59.60K
TypeSH
Market value$6.7K
4.12%
Sole
0.00
Shared
0.00
None
59.60K
ARROWHEAD PHARMACEUTICALS IN
SOLEShares156.62K
TypeSH
Market value$5.2K
3.17%
Sole
0.00
Shared
0.00
None
156.62K
MICROSOFT CORP
SOLEShares21.51K
TypeSH
Market value$5.0K
3.06%
Sole
0.00
Shared
0.00
None
21.51K
FIRST TR EXCHANGE-TRADED FD
SOLEShares79.40K
TypeSH
Market value$3.8K
2.30%
Sole
0.00
Shared
0.00
None
79.40K
ALPHABET INC
SOLEShares35.69K
TypeSH
Market value$3.4K
2.09%
Sole
0.00
Shared
0.00
None
35.69K
JPMORGAN CHASE & CO
SOLEShares32.32K
TypeSH
Market value$3.4K
2.07%
Sole
0.00
Shared
0.00
None
32.32K
THE TRADE DESK INC
SOLEShares54.41K
TypeSH
Market value$3.3K
1.99%
Sole
0.00
Shared
0.00
None
54.41K
PFIZER INC
SOLEShares74.13K
TypeSH
Market value$3.2K
1.98%
Sole
0.00
Shared
0.00
None
74.13K
NVIDIA CORPORATION
SOLEShares26.71K
TypeSH
Market value$3.2K
1.98%
Sole
0.00
Shared
0.00
None
26.71K
BLACKSTONE INC
SOLEShares37.67K
TypeSH
Market value$3.2K
1.93%
Sole
0.00
Shared
0.00
None
37.67K
BEYOND AIR INC
SOLEShares324.91K
TypeSH
Market value$2.4K
1.48%
Sole
0.00
Shared
0.00
None
324.91K
CHEVRON CORP NEW
SOLEShares14.45K
TypeSH
Market value$2.1K
1.27%
Sole
0.00
Shared
0.00
None
14.45K
3-D SYS CORP DEL
SOLEShares259.27K
TypeSH
Market value$2.1K
1.27%
Sole
0.00
Shared
0.00
None
259.27K
CVS HEALTH CORP
SOLEShares20.83K
TypeSH
Market value$2.0K
1.21%
Sole
0.00
Shared
0.00
None
20.83K
ABBVIE INC
SOLEShares14.54K
TypeSH
Market value$2.0K
1.19%
Sole
0.00
Shared
0.00
None
14.54K
UNITEDHEALTH GROUP INC
SOLEShares3.58K
TypeSH
Market value$1.8K
1.11%
Sole
0.00
Shared
0.00
None
3.58K
STERIS PLC
SOLEShares10.54K
TypeSH
Market value$1.8K
1.07%
Sole
0.00
Shared
0.00
None
10.54K
JOHNSON & JOHNSON
SOLEShares10.31K
TypeSH
Market value$1.7K
1.03%
Sole
0.00
Shared
0.00
None
10.31K
TESLA INC
SOLEShares6.24K
TypeSH
Market value$1.7K
1.01%
Sole
0.00
Shared
0.00
None
6.24K
GLOBAL X FDS
SOLEShares100.86K
TypeSH
Market value$1.6K
0.97%
Sole
0.00
Shared
0.00
None
100.86K
BK OF AMERICA CORP
SOLEShares50.04K
TypeSH
Market value$1.5K
0.92%
Sole
0.00
Shared
0.00
None
50.04K
MERCK & CO INC
SOLEShares16.50K
TypeSH
Market value$1.4K
0.87%
Sole
0.00
Shared
0.00
None
16.50K
GENERAL MLS INC
SOLEShares18.30K
TypeSH
Market value$1.4K
0.86%
Sole
0.00
Shared
0.00
None
18.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 114.05K | SH | $15.8K 9.64% | 0.00 | 0.00 | 114.05K |
AVADEL PHARMACEUTICALS PLCSOLE | SPONSORED ADR | 2.59M | SH | $13.0K 7.95% | 0.00 | 0.00 | 2.59M |
AMAZON COM INCSOLE | COM | 59.60K | SH | $6.7K 4.12% | 0.00 | 0.00 | 59.60K |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 156.62K | SH | $5.2K 3.17% | 0.00 | 0.00 | 156.62K |
MICROSOFT CORPSOLE | COM | 21.51K | SH | $5.0K 3.06% | 0.00 | 0.00 | 21.51K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 79.40K | SH | $3.8K 2.30% | 0.00 | 0.00 | 79.40K |
ALPHABET INCSOLE | CAP STK CL A | 35.69K | SH | $3.4K 2.09% | 0.00 | 0.00 | 35.69K |
JPMORGAN CHASE & COSOLE | COM | 32.32K | SH | $3.4K 2.07% | 0.00 | 0.00 | 32.32K |
THE TRADE DESK INCSOLE | COM CL A | 54.41K | SH | $3.3K 1.99% | 0.00 | 0.00 | 54.41K |
PFIZER INCSOLE | COM | 74.13K | SH | $3.2K 1.98% | 0.00 | 0.00 | 74.13K |
NVIDIA CORPORATIONSOLE | COM | 26.71K | SH | $3.2K 1.98% | 0.00 | 0.00 | 26.71K |
BLACKSTONE INCSOLE | COM | 37.67K | SH | $3.2K 1.93% | 0.00 | 0.00 | 37.67K |
BEYOND AIR INCSOLE | COM | 324.91K | SH | $2.4K 1.48% | 0.00 | 0.00 | 324.91K |
CHEVRON CORP NEWSOLE | COM | 14.45K | SH | $2.1K 1.27% | 0.00 | 0.00 | 14.45K |
3-D SYS CORP DELSOLE | COM NEW | 259.27K | SH | $2.1K 1.27% | 0.00 | 0.00 | 259.27K |
CVS HEALTH CORPSOLE | COM | 20.83K | SH | $2.0K 1.21% | 0.00 | 0.00 | 20.83K |
ABBVIE INCSOLE | COM | 14.54K | SH | $2.0K 1.19% | 0.00 | 0.00 | 14.54K |
UNITEDHEALTH GROUP INCSOLE | COM | 3.58K | SH | $1.8K 1.11% | 0.00 | 0.00 | 3.58K |
STERIS PLCSOLE | SHS USD | 10.54K | SH | $1.8K 1.07% | 0.00 | 0.00 | 10.54K |
JOHNSON & JOHNSONSOLE | COM | 10.31K | SH | $1.7K 1.03% | 0.00 | 0.00 | 10.31K |
TESLA INCSOLE | COM | 6.24K | SH | $1.7K 1.01% | 0.00 | 0.00 | 6.24K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 100.86K | SH | $1.6K 0.97% | 0.00 | 0.00 | 100.86K |
BK OF AMERICA CORPSOLE | COM | 50.04K | SH | $1.5K 0.92% | 0.00 | 0.00 | 50.04K |
MERCK & CO INCSOLE | COM | 16.50K | SH | $1.4K 0.87% | 0.00 | 0.00 | 16.50K |
GENERAL MLS INCSOLE | COM | 18.30K | SH | $1.4K 0.86% | 0.00 | 0.00 | 18.30K |
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