WEALTH ALLIANCE ADVISORY GROUP, LLC

Filed: 10/10/2023ACC: 0001735734-23-000005

📋 What this filing means

WEALTH ALLIANCE ADVISORY GROUP, LLC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $337.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

179

Positions

$337.23M

Total AUM (reported)

5.79M

Total Shares

Allocation by class

COM$103.54M30.7%

CORE S&P500 ETF$35.28M10.5%

VALUE ETF$20.36M6.0%

TOTAL BD ETF$20.22M6.0%

UTSER1 S&PDCRP$16.82M5.0%

MULTISECTOR BD$14.30M4.2%

INTRNL RES EQT$13.16M3.9%

Portfolio Concentration

Top 3$75.86M22.5%

4–10$84.57M25.1%

11–25$78.30M23.2%

Rest$98.50M29.2%

Top 3 weight

22.5%

Top 10 weight

47.6%

Voting Authority Distribution

Total shares with voting rights: 5.79M

Sole

Full voting authority

5.17M

% of voting shares89.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

626.63K

% of voting shares10.8%

Investment Discretion (by position count)

Sole179

Shared0

Other0

Dominant voting typeSole · 89.2% of voting shares

Institutional Holdings179

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares82.15K

TypeSH

Market value$35.28M

10.46%

Sole

76.46K

Shared

0.00

None

5.70K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares147.61K

TypeSH

Market value$20.36M

6.04%

Sole

137.62K

Shared

0.00

None

9.99K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares464.15K

TypeSH

Market value$20.22M

6.00%

Sole

432.70K

Shared

0.00

None

31.45K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares36.83K

TypeSH

Market value$16.82M

4.99%

Sole

34.40K

Shared

0.00

None

2.43K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares585.53K

TypeSH

Market value$14.30M

4.24%

Sole

547.33K

Shared

0.00

None

38.20K

J P MORGAN EXCHANGE TRADED F

SOLE

INTRNL RES EQT

Shares242.13K

TypeSH

Market value$13.16M

3.90%

Sole

226.06K

Shared

0.00

None

16.08K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares44.89K

TypeSH

Market value$12.22M

3.62%

Sole

41.86K

Shared

0.00

None

3.03K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares234.50K

TypeSH

Market value$10.37M

3.08%

Sole

218.75K

Shared

0.00

None

15.75K

FIRST TR SML CP CORE ALPHA F

SOLE

COM SHS

Shares110.49K

TypeSH

Market value$8.91M

2.64%

Sole

103.17K

Shared

0.00

None

7.33K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares200.82K

TypeSH

Market value$8.78M

2.60%

Sole

187.31K

Shared

0.00

None

13.51K

APPLE INC

SOLE

COM

Shares46.39K

TypeSH

Market value$7.94M

2.36%

Sole

39.79K

Shared

0.00

None

6.60K

PIMCO ETF TR

SOLE

INTER MUN BD ACT

Shares150.58K

TypeSH

Market value$7.54M

2.24%

Sole

138.06K

Shared

0.00

None

12.52K

J P MORGAN EXCHANGE TRADED F

SOLE

MUNICIPAL ETF

Shares155.61K

TypeSH

Market value$7.53M

2.23%

Sole

142.65K

Shared

0.00

None

12.96K

EXXON MOBIL CORP

SOLE

COM

Shares61.91K

TypeSH

Market value$7.28M

2.16%

Sole

55.46K

Shared

0.00

None

6.46K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares75.15K

TypeSH

Market value$6.90M

2.05%

Sole

70.19K

Shared

0.00

None

4.97K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQ

Shares269.62K

TypeSH

Market value$6.60M

1.96%

Sole

252.07K

Shared

0.00

None

17.54K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares186K

TypeSH

Market value$6.24M

1.85%

Sole

173.63K

Shared

0.00

None

12.37K

MICROSOFT CORP

SOLE

COM

Shares17.68K

TypeSH

Market value$5.58M

1.66%

Sole

15.25K

Shared

0.00

None

2.43K

NVIDIA CORPORATION

SOLE

COM

Shares9.28K

TypeSH

Market value$4.04M

1.20%

Sole

9.15K

Shared

0.00

None

134.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares75.37K

TypeSH

Market value$3.80M

1.13%

Sole

69.09K

Shared

0.00

None

6.28K

FRANKLIN TEMPLETON ETF TR

SOLE

MUNICIPAL GRN BD

Shares145K

TypeSH

Market value$3.26M

0.97%

Sole

0.00

Shared

0.00

None

145K

CHEVRON CORP NEW

SOLE

COM

Shares17.87K

TypeSH

Market value$3.01M

0.89%

Sole

14.65K

Shared

0.00

None

3.22K

JOHNSON & JOHNSON

SOLE

COM

Shares18.88K

TypeSH

Market value$2.94M

0.87%

Sole

13.44K

Shared

0.00

None

5.44K

MCDONALDS CORP

SOLE

COM

Shares10.87K

TypeSH

Market value$2.86M

0.85%

Sole

3.34K

Shared

0.00

None

7.53K

PEPSICO INC

SOLE

COM

Shares16.31K

TypeSH

Market value$2.76M

0.82%

Sole

12.26K

Shared

0.00

None

4.05K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	82.15K	SH	$35.28M 10.46%	76.46K	5.70K
VANGUARD INDEX FDSSOLE	VALUE ETF	147.61K	SH	$20.36M 6.04%	137.62K	9.99K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	464.15K	SH	$20.22M 6.00%	432.70K	31.45K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	36.83K	SH	$16.82M 4.99%	34.40K	2.43K
PIMCO ETF TRSOLE	MULTISECTOR BD	585.53K	SH	$14.30M 4.24%	547.33K	38.20K
J P MORGAN EXCHANGE TRADED FSOLE	INTRNL RES EQT	242.13K	SH	$13.16M 3.90%	226.06K	16.08K
VANGUARD INDEX FDSSOLE	GROWTH ETF	44.89K	SH	$12.22M 3.62%	41.86K	3.03K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	234.50K	SH	$10.37M 3.08%	218.75K	15.75K
FIRST TR SML CP CORE ALPHA FSOLE	COM SHS	110.49K	SH	$8.91M 2.64%	103.17K	7.33K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	200.82K	SH	$8.78M 2.60%	187.31K	13.51K
APPLE INCSOLE	COM	46.39K	SH	$7.94M 2.36%	39.79K	6.60K
PIMCO ETF TRSOLE	INTER MUN BD ACT	150.58K	SH	$7.54M 2.24%	138.06K	12.52K
J P MORGAN EXCHANGE TRADED FSOLE	MUNICIPAL ETF	155.61K	SH	$7.53M 2.23%	142.65K	12.96K
EXXON MOBIL CORPSOLE	COM	61.91K	SH	$7.28M 2.16%	55.46K	6.46K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	75.15K	SH	$6.90M 2.05%	70.19K	4.97K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQ	269.62K	SH	$6.60M 1.96%	252.07K	17.54K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	186K	SH	$6.24M 1.85%	173.63K	12.37K
MICROSOFT CORPSOLE	COM	17.68K	SH	$5.58M 1.66%	15.25K	2.43K
NVIDIA CORPORATIONSOLE	COM	9.28K	SH	$4.04M 1.20%	9.15K	134.00
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	75.37K	SH	$3.80M 1.13%	69.09K	6.28K
FRANKLIN TEMPLETON ETF TRSOLE	MUNICIPAL GRN BD	145K	SH	$3.26M 0.97%	0.00	145K
CHEVRON CORP NEWSOLE	COM	17.87K	SH	$3.01M 0.89%	14.65K	3.22K
JOHNSON & JOHNSONSOLE	COM	18.88K	SH	$2.94M 0.87%	13.44K	5.44K
MCDONALDS CORPSOLE	COM	10.87K	SH	$2.86M 0.85%	3.34K	7.53K
PEPSICO INCSOLE	COM	16.31K	SH	$2.76M 0.82%	12.26K	4.05K

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