WEALTH ALLIANCE ADVISORY GROUP, LLC

Filed: 5/2/2023ACC: 0001735734-23-000003

📋 What this filing means

WEALTH ALLIANCE ADVISORY GROUP, LLC filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $267.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

166

Positions

$267.30M

Total AUM (reported)

3.93M

Total Shares

Allocation by class

COM$99.28M37.1%

CORE S&P500 ETF$34.02M12.7%

UTSER1 S&PDCRP$16.64M6.2%

VALUE ETF$15.92M6.0%

GROWTH ETF$15.44M5.8%

TOTAL STK MKT$12.98M4.9%

VAN FTSE DEV MKT$8.97M3.4%

Portfolio Concentration

Top 3$66.58M24.9%

4–10$69.72M26.1%

11–25$51.04M19.1%

Rest$79.96M29.9%

Top 3 weight

24.9%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 4.01M

Sole

Full voting authority

206.26K

% of voting shares5.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.81M

% of voting shares94.9%

Investment Discretion (by position count)

Sole86

Shared0

Other80

Dominant voting typeNone · 94.9% of voting shares

Institutional Holdings166

Rows:

ISHARES TR

DFND

CORE S&P500 ETF

Shares82.76K

TypeSH

Market value$34.02M

12.73%

Sole

507.00

Shared

0.00

None

155.85K

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares36.30K

TypeSH

Market value$16.64M

6.22%

Sole

0.00

Shared

0.00

None

11.09K

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares115.27K

TypeSH

Market value$15.92M

5.96%

Sole

1.63K

Shared

0.00

None

196.12K

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares61.91K

TypeSH

Market value$15.44M

5.78%

Sole

878.00

Shared

0.00

None

113.97K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares63.61K

TypeSH

Market value$12.98M

4.86%

Sole

0.00

Shared

0.00

None

8.92K

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares198.58K

TypeSH

Market value$8.97M

3.36%

Sole

7.33K

Shared

0.00

None

40.84K

FIRST TR SML CP CORE ALPHA F

DFND

COM SHS

Shares108.51K

TypeSH

Market value$8.75M

3.27%

Sole

874.00

Shared

0.00

None

107.33K

J P MORGAN EXCHANGE TRADED F

DFND

MUNICIPAL ETF

Shares156.73K

TypeSH

Market value$7.94M

2.97%

Sole

252.00

Shared

0.00

None

75.42K

PIMCO ETF TR

SOLE

INTER MUN BD ACT

Shares151.57K

TypeSH

Market value$7.92M

2.96%

Sole

0.00

Shared

0.00

None

43.72K

APPLE INC

DFND

COM

Shares46.79K

TypeSH

Market value$7.72M

2.89%

Sole

301.00

Shared

0.00

None

46.37K

EXXON MOBIL CORP

DFND

COM

Shares60.76K

TypeSH

Market value$6.66M

2.49%

Sole

2.28K

Shared

0.00

None

58.48K

SPDR INDEX SHS FDS

DFND

PORTFOLIO EMG MK

Shares183.26K

TypeSH

Market value$6.25M

2.34%

Sole

284.00

Shared

0.00

None

35.89K

MICROSOFT CORP

DFND

COM

Shares17.61K

TypeSH

Market value$5.08M

1.90%

Sole

63.00

Shared

0.00

None

7.83K

J P MORGAN EXCHANGE TRADED F

DFND

ULTRA SHT MUNCPL

Shares75.84K

TypeSH

Market value$3.85M

1.44%

Sole

35.00

Shared

0.00

None

17.59K

FRANKLIN TEMPLETON ETF TR

SOLE

MUNICIPAL GRN BD

Shares145K

TypeSH

Market value$3.47M

1.30%

Sole

0.00

Shared

0.00

None

145K

NVIDIA CORPORATION

SOLE

COM

Shares11.70K

TypeSH

Market value$3.25M

1.22%

Sole

0.00

Shared

0.00

None

4.37K

MCDONALDS CORP

DFND

COM

Shares10.74K

TypeSH

Market value$3.00M

1.12%

Sole

65.00

Shared

0.00

None

4.95K

PEPSICO INC

DFND

COM

Shares16.02K

TypeSH

Market value$2.92M

1.09%

Sole

57.00

Shared

0.00

None

3.55K

CHEVRON CORP NEW

DFND

COM

Shares17.48K

TypeSH

Market value$2.85M

1.07%

Sole

1.46K

Shared

0.00

None

16.03K

JOHNSON & JOHNSON

SOLE

COM

Shares17.63K

TypeSH

Market value$2.73M

1.02%

Sole

0.00

Shared

0.00

None

10.75K

BANK AMERICA CORP

DFND

COM

Shares88.37K

TypeSH

Market value$2.53M

0.95%

Sole

4.13K

Shared

0.00

None

84.25K

PROCTER AND GAMBLE CO

DFND

COM

Shares15.25K

TypeSH

Market value$2.27M

0.85%

Sole

60.00

Shared

0.00

None

2.02K

SEI INVTS CO

SOLE

COM

Shares37.50K

TypeSH

Market value$2.16M

0.81%

Sole

0.00

Shared

0.00

None

6.91K

BERKSHIRE HATHAWAY INC DEL

DFND

CL B NEW

Shares6.53K

TypeSH

Market value$2.02M

0.75%

Sole

19.00

Shared

0.00

None

6.51K

AMAZON COM INC

DFND

COM

Shares19.37K

TypeSH

Market value$2.00M

0.75%

Sole

54.00

Shared

0.00

None

19.32K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRDFND	CORE S&P500 ETF	82.76K	SH	$34.02M 12.73%	507.00	155.85K
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	36.30K	SH	$16.64M 6.22%	0.00	11.09K
VANGUARD INDEX FDSDFND	VALUE ETF	115.27K	SH	$15.92M 5.96%	1.63K	196.12K
VANGUARD INDEX FDSDFND	GROWTH ETF	61.91K	SH	$15.44M 5.78%	878.00	113.97K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	63.61K	SH	$12.98M 4.86%	0.00	8.92K
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	198.58K	SH	$8.97M 3.36%	7.33K	40.84K
FIRST TR SML CP CORE ALPHA FDFND	COM SHS	108.51K	SH	$8.75M 3.27%	874.00	107.33K
J P MORGAN EXCHANGE TRADED FDFND	MUNICIPAL ETF	156.73K	SH	$7.94M 2.97%	252.00	75.42K
PIMCO ETF TRSOLE	INTER MUN BD ACT	151.57K	SH	$7.92M 2.96%	0.00	43.72K
APPLE INCDFND	COM	46.79K	SH	$7.72M 2.89%	301.00	46.37K
EXXON MOBIL CORPDFND	COM	60.76K	SH	$6.66M 2.49%	2.28K	58.48K
SPDR INDEX SHS FDSDFND	PORTFOLIO EMG MK	183.26K	SH	$6.25M 2.34%	284.00	35.89K
MICROSOFT CORPDFND	COM	17.61K	SH	$5.08M 1.90%	63.00	7.83K
J P MORGAN EXCHANGE TRADED FDFND	ULTRA SHT MUNCPL	75.84K	SH	$3.85M 1.44%	35.00	17.59K
FRANKLIN TEMPLETON ETF TRSOLE	MUNICIPAL GRN BD	145K	SH	$3.47M 1.30%	0.00	145K
NVIDIA CORPORATIONSOLE	COM	11.70K	SH	$3.25M 1.22%	0.00	4.37K
MCDONALDS CORPDFND	COM	10.74K	SH	$3.00M 1.12%	65.00	4.95K
PEPSICO INCDFND	COM	16.02K	SH	$2.92M 1.09%	57.00	3.55K
CHEVRON CORP NEWDFND	COM	17.48K	SH	$2.85M 1.07%	1.46K	16.03K
JOHNSON & JOHNSONSOLE	COM	17.63K	SH	$2.73M 1.02%	0.00	10.75K
BANK AMERICA CORPDFND	COM	88.37K	SH	$2.53M 0.95%	4.13K	84.25K
PROCTER AND GAMBLE CODFND	COM	15.25K	SH	$2.27M 0.85%	60.00	2.02K
SEI INVTS COSOLE	COM	37.50K	SH	$2.16M 0.81%	0.00	6.91K
BERKSHIRE HATHAWAY INC DELDFND	CL B NEW	6.53K	SH	$2.02M 0.75%	19.00	6.51K
AMAZON COM INCDFND	COM	19.37K	SH	$2.00M 0.75%	54.00	19.32K

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