Filed: 11/9/2023ACC: 0001951757-23-000694
📋 What this filing means
WEALTH ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 488 equity positions with a total reported market value of $634.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
488
Positions
$634.06M
Total AUM (reported)
8.12M
Total Shares
Allocation by class
COM$274.99M43.4%
CORE S&P500 ETF$55.43M8.7%
CL A$17.04M2.7%
US EQTY PWR BUF$14.99M2.4%
CORE TOTAL USD$14.09M2.2%
EAFE VALUE ETF$12.82M2.0%
MSCI USA QLT FCT$11.87M1.9%
Portfolio Concentration
Top 3$136.98M21.6%
4–10$73.50M11.6%
11–25$72.24M11.4%
Rest$351.35M55.4%
Top 3 weight
21.6%
Top 10 weight
33.2%
Voting Authority Distribution
Total shares with voting rights: 8.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other425
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings488
Rows:
APPLE INC
DFNDShares393.99K
TypeSH
Market value$67.45M
10.64%
Sole
0.00
Shared
0.00
None
393.99K
ISHARES TR
DFNDShares129.08K
TypeSH
Market value$55.43M
8.74%
Sole
0.00
Shared
0.00
None
129.08K
ISHARES TR
DFNDShares322.30K
TypeSH
Market value$14.09M
2.22%
Sole
0.00
Shared
0.00
None
322.30K
MICROSOFT CORP
DFNDShares43.83K
TypeSH
Market value$13.84M
2.18%
Sole
0.00
Shared
0.00
None
43.83K
ISHARES TR
DFNDShares262.06K
TypeSH
Market value$12.82M
2.02%
Sole
0.00
Shared
0.00
None
262.06K
ISHARES TR
DFNDShares90.08K
TypeSH
Market value$11.87M
1.87%
Sole
0.00
Shared
0.00
None
90.08K
ISHARES TR
DFNDShares107.55K
TypeSH
Market value$9.28M
1.46%
Sole
0.00
Shared
0.00
None
107.55K
AMAZON COM INC
DFNDShares71.97K
TypeSH
Market value$9.15M
1.44%
Sole
0.00
Shared
0.00
None
71.97K
ISHARES TR
DFNDShares75.92K
TypeSH
Market value$8.39M
1.32%
Sole
0.00
Shared
0.00
None
75.92K
ISHARES TR
DFNDShares86.73K
TypeSH
Market value$8.14M
1.28%
Sole
0.00
Shared
0.00
None
86.73K
ALPS ETF TR
DFNDShares175.47K
TypeSH
Market value$7.40M
1.17%
Sole
0.00
Shared
0.00
None
175.47K
ISHARES TR
DFNDShares106.19K
TypeSH
Market value$7.27M
1.15%
Sole
0.00
Shared
0.00
None
106.19K
SPDR S&P 500 ETF TR
DFNDShares16.05K
TypeSH
Market value$6.86M
1.08%
Sole
0.00
Shared
0.00
None
16.05K
ALPHABET INC
DFNDShares37.53K
TypeSH
Market value$4.91M
0.77%
Sole
0.00
Shared
0.00
None
37.53K
ISHARES TR
DFNDShares19.09K
TypeSH
Market value$4.76M
0.75%
Sole
0.00
Shared
0.00
None
19.09K
ISHARES INC
DFNDShares97.06K
TypeSH
Market value$4.62M
0.73%
Sole
0.00
Shared
0.00
None
97.06K
ISHARES TR
DFNDShares28.35K
TypeSH
Market value$4.36M
0.69%
Sole
0.00
Shared
0.00
None
28.35K
VANGUARD INDEX FDS
DFNDShares57.08K
TypeSH
Market value$4.32M
0.68%
Sole
0.00
Shared
0.00
None
57.08K
ISHARES TR
DFNDShares67.97K
TypeSH
Market value$4.32M
0.68%
Sole
0.00
Shared
0.00
None
67.97K
PROCTER AND GAMBLE CO
DFNDShares28.80K
TypeSH
Market value$4.20M
0.66%
Sole
0.00
Shared
0.00
None
28.80K
META PLATFORMS INC
DFNDShares13.45K
TypeSH
Market value$4.04M
0.64%
Sole
0.00
Shared
0.00
None
13.45K
ISHARES TR
DFNDShares37.82K
TypeSH
Market value$3.97M
0.63%
Sole
0.00
Shared
0.00
None
37.82K
ISHARES TR
DFNDShares73.75K
TypeSH
Market value$3.74M
0.59%
Sole
0.00
Shared
0.00
None
73.75K
NVIDIA CORPORATION
DFNDShares8.60K
TypeSH
Market value$3.74M
0.59%
Sole
0.00
Shared
0.00
None
8.60K
TESLA INC
DFNDShares14.94K
TypeSH
Market value$3.74M
0.59%
Sole
0.00
Shared
0.00
None
14.94K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 393.99K | SH | $67.45M 10.64% | 0.00 | 0.00 | 393.99K |
ISHARES TRDFND | CORE S&P500 ETF | 129.08K | SH | $55.43M 8.74% | 0.00 | 0.00 | 129.08K |
ISHARES TRDFND | CORE TOTAL USD | 322.30K | SH | $14.09M 2.22% | 0.00 | 0.00 | 322.30K |
MICROSOFT CORPDFND | COM | 43.83K | SH | $13.84M 2.18% | 0.00 | 0.00 | 43.83K |
ISHARES TRDFND | EAFE VALUE ETF | 262.06K | SH | $12.82M 2.02% | 0.00 | 0.00 | 262.06K |
ISHARES TRDFND | MSCI USA QLT FCT | 90.08K | SH | $11.87M 1.87% | 0.00 | 0.00 | 90.08K |
ISHARES TRDFND | EAFE GRWTH ETF | 107.55K | SH | $9.28M 1.46% | 0.00 | 0.00 | 107.55K |
AMAZON COM INCDFND | COM | 71.97K | SH | $9.15M 1.44% | 0.00 | 0.00 | 71.97K |
ISHARES TRDFND | SHORT TREAS BD | 75.92K | SH | $8.39M 1.32% | 0.00 | 0.00 | 75.92K |
ISHARES TRDFND | ESG AWR MSCI USA | 86.73K | SH | $8.14M 1.28% | 0.00 | 0.00 | 86.73K |
ALPS ETF TRDFND | ALERIAN MLP | 175.47K | SH | $7.40M 1.17% | 0.00 | 0.00 | 175.47K |
ISHARES TRDFND | S&P 500 GRWT ETF | 106.19K | SH | $7.27M 1.15% | 0.00 | 0.00 | 106.19K |
SPDR S&P 500 ETF TRDFND | TR UNIT | 16.05K | SH | $6.86M 1.08% | 0.00 | 0.00 | 16.05K |
ALPHABET INCDFND | CAP STK CL A | 37.53K | SH | $4.91M 0.77% | 0.00 | 0.00 | 37.53K |
ISHARES TRDFND | CORE S&P MCP ETF | 19.09K | SH | $4.76M 0.75% | 0.00 | 0.00 | 19.09K |
ISHARES INCDFND | CORE MSCI EMKT | 97.06K | SH | $4.62M 0.73% | 0.00 | 0.00 | 97.06K |
ISHARES TRDFND | S&P 500 VAL ETF | 28.35K | SH | $4.36M 0.69% | 0.00 | 0.00 | 28.35K |
VANGUARD INDEX FDSDFND | REAL ESTATE ETF | 57.08K | SH | $4.32M 0.68% | 0.00 | 0.00 | 57.08K |
ISHARES TRDFND | AGGRES ALLOC ETF | 67.97K | SH | $4.32M 0.68% | 0.00 | 0.00 | 67.97K |
PROCTER AND GAMBLE CODFND | COM | 28.80K | SH | $4.20M 0.66% | 0.00 | 0.00 | 28.80K |
META PLATFORMS INCDFND | CL A | 13.45K | SH | $4.04M 0.64% | 0.00 | 0.00 | 13.45K |
ISHARES TRDFND | U.S. TECH ETF | 37.82K | SH | $3.97M 0.63% | 0.00 | 0.00 | 37.82K |
ISHARES TRDFND | TRS FLT RT BD | 73.75K | SH | $3.74M 0.59% | 0.00 | 0.00 | 73.75K |
NVIDIA CORPORATIONDFND | COM | 8.60K | SH | $3.74M 0.59% | 0.00 | 0.00 | 8.60K |
TESLA INCDFND | COM | 14.94K | SH | $3.74M 0.59% | 0.00 | 0.00 | 14.94K |
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