Filed: 2/13/2023ACC: 0001793904-23-000004
📋 What this filing means
WEALTH ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 485 equity positions with a total reported market value of $563.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
485
Positions
$563.22M
Total AUM (reported)
7.52M
Total Shares
Allocation by class
STOCK$289.35M51.4%
ETF$246.46M43.8%
ADR$18.76M3.3%
REIT$6.35M1.1%
CEF$2.30M0.4%
Portfolio Concentration
Top 3$110.71M19.7%
4–10$62.02M11.0%
11–25$60.81M10.8%
Rest$329.68M58.5%
Top 3 weight
19.7%
Top 10 weight
30.7%
Voting Authority Distribution
Total shares with voting rights: 7.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole49
Shared0
Other436
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings485
Rows:
APPLE INC
DFNDShares389.58K
TypeSH
Market value$50.62M
8.99%
Sole
0.00
Shared
0.00
None
389.58K
ISHARES CORE S&P 500 ETF
DFNDShares104.23K
TypeSH
Market value$40.05M
7.11%
Sole
0.00
Shared
0.00
None
104.23K
ISHARES TR ESG AWARE MSCI USA ETF
DFNDShares236.55K
TypeSH
Market value$20.05M
3.56%
Sole
0.00
Shared
0.00
None
236.55K
ISHARES TR SHORT TREAS BD
DFNDShares106.03K
TypeSH
Market value$11.66M
2.07%
Sole
0.00
Shared
0.00
None
106.03K
MICROSOFT CORP
DFNDShares44.97K
TypeSH
Market value$10.78M
1.91%
Sole
0.00
Shared
0.00
None
44.97K
ISHARES TR CORE TOTAL USD
DFNDShares224.66K
TypeSH
Market value$10.09M
1.79%
Sole
0.00
Shared
0.00
None
224.66K
ISHARES TR EAFE VALUE ETF
DFNDShares208.91K
TypeSH
Market value$9.58M
1.70%
Sole
0.00
Shared
0.00
None
208.91K
PIMCO ETF TRUST ENHANCED SHORT MATURITY ACTIVE ETF USD
SOLEShares69.15K
TypeSH
Market value$6.82M
1.21%
Sole
0.00
Shared
0.00
None
69.15K
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT
DFNDShares17.20K
TypeSH
Market value$6.58M
1.17%
Sole
0.00
Shared
0.00
None
17.20K
ALPS ETF TR ALERIAN MLP
DFNDShares170.79K
TypeSH
Market value$6.50M
1.15%
Sole
0.00
Shared
0.00
None
170.79K
ISHARES TR EAFE GRWTH ETF
DFNDShares68.51K
TypeSH
Market value$5.74M
1.02%
Sole
0.00
Shared
0.00
None
68.51K
ISHARES S&P 500 VALUE ETF
DFNDShares31.57K
TypeSH
Market value$4.58M
0.81%
Sole
0.00
Shared
0.00
None
31.57K
AMAZON.COM INC
DFNDShares53.99K
TypeSH
Market value$4.53M
0.81%
Sole
0.00
Shared
0.00
None
53.99K
ISHARES TRUST CORE MSCI EAFE ETF
DFNDShares71.15K
TypeSH
Market value$4.39M
0.78%
Sole
0.00
Shared
0.00
None
71.15K
ISHARES INC MSCI EMERG MRKT
DFNDShares82.59K
TypeSH
Market value$4.38M
0.78%
Sole
0.00
Shared
0.00
None
82.59K
PROCTER AND GAMBLE CO COM
DFNDShares28.80K
TypeSH
Market value$4.37M
0.78%
Sole
0.00
Shared
0.00
None
28.80K
VANGUARD REAL ESTATE ETF
DFNDShares49.39K
TypeSH
Market value$4.07M
0.72%
Sole
0.00
Shared
0.00
None
49.39K
ABBVIE INC COM USD0.01
DFNDShares24.58K
TypeSH
Market value$3.97M
0.71%
Sole
0.00
Shared
0.00
None
24.58K
ISHARES CORE S&P SMALL-CAP E
DFNDShares40.96K
TypeSH
Market value$3.88M
0.69%
Sole
0.00
Shared
0.00
None
40.96K
ISHARES TR MBS ETF
DFNDShares39.48K
TypeSH
Market value$3.66M
0.65%
Sole
0.00
Shared
0.00
None
39.48K
ISHARES TRUST DJ US TECHNOLOGY
DFNDShares47.54K
TypeSH
Market value$3.54M
0.63%
Sole
0.00
Shared
0.00
None
47.54K
ALPHABET INC CAP STK CL A
DFNDShares39.34K
TypeSH
Market value$3.47M
0.62%
Sole
0.00
Shared
0.00
None
39.34K
UNITEDHEALTH GROUP INC
DFNDShares6.46K
TypeSH
Market value$3.42M
0.61%
Sole
0.00
Shared
0.00
None
6.46K
PEPSICO INC
DFNDShares18.88K
TypeSH
Market value$3.41M
0.61%
Sole
0.00
Shared
0.00
None
18.88K
ISHARES TR RUS 1000 GRW ETF
DFNDShares15.84K
TypeSH
Market value$3.39M
0.60%
Sole
0.00
Shared
0.00
None
15.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | Stock | 389.58K | SH | $50.62M 8.99% | 0.00 | 0.00 | 389.58K |
ISHARES CORE S&P 500 ETFDFND | ETF | 104.23K | SH | $40.05M 7.11% | 0.00 | 0.00 | 104.23K |
ISHARES TR ESG AWARE MSCI USA ETFDFND | ETF | 236.55K | SH | $20.05M 3.56% | 0.00 | 0.00 | 236.55K |
ISHARES TR SHORT TREAS BDDFND | ETF | 106.03K | SH | $11.66M 2.07% | 0.00 | 0.00 | 106.03K |
MICROSOFT CORPDFND | Stock | 44.97K | SH | $10.78M 1.91% | 0.00 | 0.00 | 44.97K |
ISHARES TR CORE TOTAL USDDFND | ETF | 224.66K | SH | $10.09M 1.79% | 0.00 | 0.00 | 224.66K |
ISHARES TR EAFE VALUE ETFDFND | ETF | 208.91K | SH | $9.58M 1.70% | 0.00 | 0.00 | 208.91K |
PIMCO ETF TRUST ENHANCED SHORT MATURITY ACTIVE ETF USDSOLE | ETF | 69.15K | SH | $6.82M 1.21% | 0.00 | 0.00 | 69.15K |
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPTDFND | ETF | 17.20K | SH | $6.58M 1.17% | 0.00 | 0.00 | 17.20K |
ALPS ETF TR ALERIAN MLPDFND | ETF | 170.79K | SH | $6.50M 1.15% | 0.00 | 0.00 | 170.79K |
ISHARES TR EAFE GRWTH ETFDFND | ETF | 68.51K | SH | $5.74M 1.02% | 0.00 | 0.00 | 68.51K |
ISHARES S&P 500 VALUE ETFDFND | ETF | 31.57K | SH | $4.58M 0.81% | 0.00 | 0.00 | 31.57K |
AMAZON.COM INCDFND | Stock | 53.99K | SH | $4.53M 0.81% | 0.00 | 0.00 | 53.99K |
ISHARES TRUST CORE MSCI EAFE ETFDFND | ETF | 71.15K | SH | $4.39M 0.78% | 0.00 | 0.00 | 71.15K |
ISHARES INC MSCI EMERG MRKTDFND | ETF | 82.59K | SH | $4.38M 0.78% | 0.00 | 0.00 | 82.59K |
PROCTER AND GAMBLE CO COMDFND | Stock | 28.80K | SH | $4.37M 0.78% | 0.00 | 0.00 | 28.80K |
VANGUARD REAL ESTATE ETFDFND | ETF | 49.39K | SH | $4.07M 0.72% | 0.00 | 0.00 | 49.39K |
ABBVIE INC COM USD0.01DFND | Stock | 24.58K | SH | $3.97M 0.71% | 0.00 | 0.00 | 24.58K |
ISHARES CORE S&P SMALL-CAP EDFND | ETF | 40.96K | SH | $3.88M 0.69% | 0.00 | 0.00 | 40.96K |
ISHARES TR MBS ETFDFND | ETF | 39.48K | SH | $3.66M 0.65% | 0.00 | 0.00 | 39.48K |
ISHARES TRUST DJ US TECHNOLOGYDFND | ETF | 47.54K | SH | $3.54M 0.63% | 0.00 | 0.00 | 47.54K |
ALPHABET INC CAP STK CL ADFND | Stock | 39.34K | SH | $3.47M 0.62% | 0.00 | 0.00 | 39.34K |
UNITEDHEALTH GROUP INCDFND | Stock | 6.46K | SH | $3.42M 0.61% | 0.00 | 0.00 | 6.46K |
PEPSICO INCDFND | Stock | 18.88K | SH | $3.41M 0.61% | 0.00 | 0.00 | 18.88K |
ISHARES TR RUS 1000 GRW ETFDFND | ETF | 15.84K | SH | $3.39M 0.60% | 0.00 | 0.00 | 15.84K |
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