WBI INVESTMENTS, LLC

Filed: 10/26/2022ACC: 0001606587-22-002010

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $343.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

109

Positions

$343.7K

Total AUM (reported)

10.13M

Total Shares

Allocation by class

COM$83.0K24.1%

WBI BBR YLD 3000$43.2K12.6%

WBI PWR FCTR ETF$36.8K10.7%

WBI BBR QTY 3000$26.9K7.8%

WBI BBR VAL 3000$26.4K7.7%

AUSPCE CMD STG$11.2K3.3%

TRENDP US MID CP$9.8K2.8%

Portfolio Concentration

Top 3$106.9K31.1%

4–10$85.0K24.7%

11–25$66.0K19.2%

Rest$85.9K25.0%

Top 3 weight

31.1%

Top 10 weight

55.8%

Voting Authority Distribution

Total shares with voting rights: 10.13M

Sole

Full voting authority

7.31M

% of voting shares72.2%

Shared

Joint voting authority

2.82M

% of voting shares27.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole53

Shared0

Other56

Dominant voting typeSole · 72.2% of voting shares

Institutional Holdings109

Rows:

WBI BULLBEAR YIELD 3000 ETF

SOLE

WBI BBR YLD 3000

Shares1.75M

TypeSH

Market value$43.2K

12.58%

Sole

1.75M

Shared

0.00

None

0.00

WBI POWER FACTOR HIGH DIVIDEND ETF

SOLE

WBI PWR FCTR ETF

Shares1.59M

TypeSH

Market value$36.8K

10.70%

Sole

1.59M

Shared

0.00

None

0.00

WBI BULLBEAR QUALITY 3000 ETF

SOLE

WBI BBR QTY 3000

Shares990.35K

TypeSH

Market value$26.9K

7.84%

Sole

990.35K

Shared

0.00

None

0.00

WBI BULLBEAR VALUE 3000 ETF

SOLE

WBI BBR VAL 3000

Shares944.02K

TypeSH

Market value$26.4K

7.68%

Sole

944.02K

Shared

0.00

None

0.00

DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF

SOLE

AUSPCE CMD STG

Shares380.18K

TypeSH

Market value$11.2K

3.25%

Sole

380.18K

Shared

0.00

None

0.00

DEVON ENERGY CORP

DFND

COM

Shares165.12K

TypeSH

Market value$9.9K

2.88%

Sole

3.68K

Shared

161.44K

None

0.00

PACER TRENDPILOT US MID CAP ETF

SOLE

TRENDP US MID CP

Shares307.80K

TypeSH

Market value$9.8K

2.84%

Sole

307.80K

Shared

0.00

None

0.00

SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MO

Shares105.31K

TypeSH

Market value$9.5K

2.75%

Sole

105.31K

Shared

0.00

None

0.00

ISHARES SHORT TREASURY BOND ETF

SOLE

SHORT TREAS BD

Shares87.51K

TypeSH

Market value$9.4K

2.75%

Sole

87.51K

Shared

0.00

None

0.00

ISHARES RUSSELL 2000 ETF

SOLE

RUSSELL 2000 ETF

Shares53.50K

TypeSH

Market value$8.8K

2.55%

Sole

53.50K

Shared

0.00

None

0.00

VANGUARD SMALL-CAP ETF

SOLE

SMALL CP ETF

Shares51.57K

TypeSH

Market value$8.8K

2.55%

Sole

51.57K

Shared

0.00

None

0.00

CONAGRA BRANDS INC

DFND

COM

Shares179.19K

TypeSH

Market value$5.7K

1.66%

Sole

33.89K

Shared

145.29K

None

0.00

INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETF

SOLE

S&P500 EQL HLT

Shares22.43K

TypeSH

Market value$5.6K

1.62%

Sole

22.43K

Shared

0.00

None

0.00

PACER LUNT LARGE CAP ALTERNATOR ETF

SOLE

LUNT LRG CP ALTR

Shares135.78K

TypeSH

Market value$4.8K

1.39%

Sole

135.78K

Shared

0.00

None

0.00

NIELSEN HOLDINGS PLC

DFND

SHS EUR

Shares165.82K

TypeSH

Market value$4.5K

1.31%

Sole

41.50K

Shared

124.32K

None

0.00

CONSUMER STAPLES SELECT SECTOR SPDR FUND

SOLE

SBI CONS STPLS

Shares67.56K

TypeSH

Market value$4.5K

1.30%

Sole

67.56K

Shared

0.00

None

0.00

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares23.64K

TypeSH

Market value$4.2K

1.21%

Sole

23.64K

Shared

0.00

None

0.00

ISHARES RUSSELL 3000 ETF

SOLE

RUSSELL 3000 ETF

Shares20.41K

TypeSH

Market value$4.1K

1.21%

Sole

20.41K

Shared

0.00

None

0.00

HUMANA INC

DFND

COM

Shares7.89K

TypeSH

Market value$3.8K

1.11%

Sole

0.00

Shared

7.89K

None

0.00

PHILLIPS 66

DFND

COM

Shares44.81K

TypeSH

Market value$3.6K

1.05%

Sole

0.00

Shared

44.81K

None

0.00

PACER TRENDPILOT US LARGE CAP ETF

SOLE

TRENDP US LAR CP

Shares94.54K

TypeSH

Market value$3.5K

1.02%

Sole

94.54K

Shared

0.00

None

0.00

INVESCO S&P SMALLCAP HEALTH CARE ETF

SOLE

S&P SMLCP HELT

Shares26.55K

TypeSH

Market value$3.4K

1.00%

Sole

26.55K

Shared

0.00

None

0.00

DOW INC

DFND

COM

Shares73.47K

TypeSH

Market value$3.2K

0.94%

Sole

0.00

Shared

73.47K

None

0.00

EXXON MOBIL CORP

DFND

COM

Shares36.45K

TypeSH

Market value$3.2K

0.93%

Sole

0.00

Shared

36.45K

None

0.00

KOHL'S CORP

DFND

COM

Shares124.12K

TypeSH

Market value$3.1K

0.91%

Sole

0.00

Shared

124.12K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
WBI BULLBEAR YIELD 3000 ETFSOLE	WBI BBR YLD 3000	1.75M	SH	$43.2K 12.58%	1.75M	0.00
WBI POWER FACTOR HIGH DIVIDEND ETFSOLE	WBI PWR FCTR ETF	1.59M	SH	$36.8K 10.70%	1.59M	0.00
WBI BULLBEAR QUALITY 3000 ETFSOLE	WBI BBR QTY 3000	990.35K	SH	$26.9K 7.84%	990.35K	0.00
WBI BULLBEAR VALUE 3000 ETFSOLE	WBI BBR VAL 3000	944.02K	SH	$26.4K 7.68%	944.02K	0.00
DIREXION AUSPICE BROAD COMMODITY STRATEGY ETFSOLE	AUSPCE CMD STG	380.18K	SH	$11.2K 3.25%	380.18K	0.00
DEVON ENERGY CORPDFND	COM	165.12K	SH	$9.9K 2.88%	3.68K	161.44K
PACER TRENDPILOT US MID CAP ETFSOLE	TRENDP US MID CP	307.80K	SH	$9.8K 2.84%	307.80K	0.00
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MO	105.31K	SH	$9.5K 2.75%	105.31K	0.00
ISHARES SHORT TREASURY BOND ETFSOLE	SHORT TREAS BD	87.51K	SH	$9.4K 2.75%	87.51K	0.00
ISHARES RUSSELL 2000 ETFSOLE	RUSSELL 2000 ETF	53.50K	SH	$8.8K 2.55%	53.50K	0.00
VANGUARD SMALL-CAP ETFSOLE	SMALL CP ETF	51.57K	SH	$8.8K 2.55%	51.57K	0.00
CONAGRA BRANDS INCDFND	COM	179.19K	SH	$5.7K 1.66%	33.89K	145.29K
INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETFSOLE	S&P500 EQL HLT	22.43K	SH	$5.6K 1.62%	22.43K	0.00
PACER LUNT LARGE CAP ALTERNATOR ETFSOLE	LUNT LRG CP ALTR	135.78K	SH	$4.8K 1.39%	135.78K	0.00
NIELSEN HOLDINGS PLCDFND	SHS EUR	165.82K	SH	$4.5K 1.31%	41.50K	124.32K
CONSUMER STAPLES SELECT SECTOR SPDR FUNDSOLE	SBI CONS STPLS	67.56K	SH	$4.5K 1.30%	67.56K	0.00
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	23.64K	SH	$4.2K 1.21%	23.64K	0.00
ISHARES RUSSELL 3000 ETFSOLE	RUSSELL 3000 ETF	20.41K	SH	$4.1K 1.21%	20.41K	0.00
HUMANA INCDFND	COM	7.89K	SH	$3.8K 1.11%	0.00	7.89K
PHILLIPS 66DFND	COM	44.81K	SH	$3.6K 1.05%	0.00	44.81K
PACER TRENDPILOT US LARGE CAP ETFSOLE	TRENDP US LAR CP	94.54K	SH	$3.5K 1.02%	94.54K	0.00
INVESCO S&P SMALLCAP HEALTH CARE ETFSOLE	S&P SMLCP HELT	26.55K	SH	$3.4K 1.00%	26.55K	0.00
DOW INCDFND	COM	73.47K	SH	$3.2K 0.94%	0.00	73.47K
EXXON MOBIL CORPDFND	COM	36.45K	SH	$3.2K 0.93%	0.00	36.45K
KOHL'S CORPDFND	COM	124.12K	SH	$3.1K 0.91%	0.00	124.12K

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