WBI INVESTMENTS, LLC

Filed: 11/12/2024ACC: 0001397424-24-000010

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 229 equity positions with a total reported market value of $416.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

229

Positions

$416.37M

Total AUM (reported)

9.12M

Total Shares

Allocation by class

COM$174.76M42.0%

WBI PWR FCTR ETF$29.21M7.0%

WBI BBR YLD 3000$27.01M6.5%

WBI BBR QTY 3000$25.02M6.0%

WBI BBR VAL 3000$20.82M5.0%

CL A$12.10M2.9%

SHARES FREE CASH$7.78M1.9%

Portfolio Concentration

Top 3$81.24M19.5%

4–10$59.07M14.2%

11–25$56.57M13.6%

Rest$219.49M52.7%

Top 3 weight

19.5%

Top 10 weight

33.7%

Voting Authority Distribution

Total shares with voting rights: 9.12M

Sole

Full voting authority

5.79M

% of voting shares63.5%

Shared

Joint voting authority

3.33M

% of voting shares36.5%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole56

Shared0

Other173

Dominant voting typeSole · 63.5% of voting shares

Institutional Holdings229

Rows:

ABSOLUTE SHS TR

SOLE

WBI PWR FCTR ETF

Shares931.81K

TypeSH

Market value$29.21M

7.02%

Sole

931.81K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR YLD 3000

Shares1.09M

TypeSH

Market value$27.01M

6.49%

Sole

1.09M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR QTY 3000

Shares732.89K

TypeSH

Market value$25.02M

6.01%

Sole

732.89K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR VAL 3000

Shares713.38K

TypeSH

Market value$20.82M

5.00%

Sole

713.38K

Shared

0.00

None

0.00

VICTORY PORTFOLIOS II

SOLE

SHARES FREE CASH

Shares233.72K

TypeSH

Market value$7.78M

1.87%

Sole

233.72K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US MID CP

Shares193.28K

TypeSH

Market value$7.17M

1.72%

Sole

193.28K

Shared

0.00

None

0.00

DIREXION SHS ETF TR

SOLE

AUSPCE CMD STG

Shares247.67K

TypeSH

Market value$7.12M

1.71%

Sole

247.67K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US LAR CP

Shares111.19K

TypeSH

Market value$5.84M

1.40%

Sole

111.19K

Shared

0.00

None

0.00

WHIRLPOOL CORP

DFND

COM

Shares52.84K

TypeSH

Market value$5.65M

1.36%

Sole

15.09K

Shared

37.75K

None

0.00

THE CIGNA GROUP

DFND

COM

Shares13.50K

TypeSH

Market value$4.68M

1.12%

Sole

6.49K

Shared

7.01K

None

0.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares14.25K

TypeSH

Market value$4.66M

1.12%

Sole

14.25K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares16.43K

TypeSH

Market value$4.65M

1.12%

Sole

16.43K

Shared

0.00

None

0.00

AT&T INC

DFND

COM

Shares206.70K

TypeSH

Market value$4.55M

1.09%

Sole

0.00

Shared

206.70K

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCP HELT

Shares92.81K

TypeSH

Market value$4.28M

1.03%

Sole

92.81K

Shared

0.00

None

0.00

CONAGRA BRANDS INC

DFND

COM

Shares122.39K

TypeSH

Market value$3.98M

0.96%

Sole

21.58K

Shared

100.81K

None

0.00

BERKLEY W R CORP

DFND

COM

Shares67.61K

TypeSH

Market value$3.84M

0.92%

Sole

39.43K

Shared

28.18K

None

0.00

PRUDENTIAL FINL INC

DFND

COM

Shares29.52K

TypeSH

Market value$3.57M

0.86%

Sole

3.72K

Shared

25.80K

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares7.27K

TypeSH

Market value$3.55M

0.85%

Sole

7.27K

Shared

0.00

None

0.00

ISHARES TR

DFND

FALN ANGLS USD

Shares125.37K

TypeSH

Market value$3.43M

0.82%

Sole

47.66K

Shared

77.70K

None

0.00

VANECK ETF TRUST

DFND

IG FLOATING RATE

Shares134.45K

TypeSH

Market value$3.42M

0.82%

Sole

50.96K

Shared

83.49K

None

0.00

WISDOMTREE TR

DFND

INTRST RATE HDGE

Shares152.63K

TypeSH

Market value$3.42M

0.82%

Sole

57.97K

Shared

94.67K

None

0.00

DOMINION ENERGY INC

DFND

COM

Shares58.50K

TypeSH

Market value$3.38M

0.81%

Sole

0.00

Shared

58.50K

None

0.00

BLACKSTONE INC

DFND

COM

Shares21.70K

TypeSH

Market value$3.32M

0.80%

Sole

16.13K

Shared

5.57K

None

0.00

ALTRIA GROUP INC

DFND

COM

Shares64.65K

TypeSH

Market value$3.30M

0.79%

Sole

3.61K

Shared

61.04K

None

0.00

VERIZON COMMUNICATIONS INC

DFND

COM

Shares71.58K

TypeSH

Market value$3.21M

0.77%

Sole

0.00

Shared

71.58K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ABSOLUTE SHS TRSOLE	WBI PWR FCTR ETF	931.81K	SH	$29.21M 7.02%	931.81K	0.00
ABSOLUTE SHS TRSOLE	WBI BBR YLD 3000	1.09M	SH	$27.01M 6.49%	1.09M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR QTY 3000	732.89K	SH	$25.02M 6.01%	732.89K	0.00
ABSOLUTE SHS TRSOLE	WBI BBR VAL 3000	713.38K	SH	$20.82M 5.00%	713.38K	0.00
VICTORY PORTFOLIOS IISOLE	SHARES FREE CASH	233.72K	SH	$7.78M 1.87%	233.72K	0.00
PACER FDS TRSOLE	TRENDP US MID CP	193.28K	SH	$7.17M 1.72%	193.28K	0.00
DIREXION SHS ETF TRSOLE	AUSPCE CMD STG	247.67K	SH	$7.12M 1.71%	247.67K	0.00
PACER FDS TRSOLE	TRENDP US LAR CP	111.19K	SH	$5.84M 1.40%	111.19K	0.00
WHIRLPOOL CORPDFND	COM	52.84K	SH	$5.65M 1.36%	15.09K	37.75K
THE CIGNA GROUPDFND	COM	13.50K	SH	$4.68M 1.12%	6.49K	7.01K
ISHARES TRSOLE	RUSSELL 3000 ETF	14.25K	SH	$4.66M 1.12%	14.25K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	16.43K	SH	$4.65M 1.12%	16.43K	0.00
AT&T INCDFND	COM	206.70K	SH	$4.55M 1.09%	0.00	206.70K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCP HELT	92.81K	SH	$4.28M 1.03%	92.81K	0.00
CONAGRA BRANDS INCDFND	COM	122.39K	SH	$3.98M 0.96%	21.58K	100.81K
BERKLEY W R CORPDFND	COM	67.61K	SH	$3.84M 0.92%	39.43K	28.18K
PRUDENTIAL FINL INCDFND	COM	29.52K	SH	$3.57M 0.86%	3.72K	25.80K
INVESCO QQQ TRSOLE	UNIT SER 1	7.27K	SH	$3.55M 0.85%	7.27K	0.00
ISHARES TRDFND	FALN ANGLS USD	125.37K	SH	$3.43M 0.82%	47.66K	77.70K
VANECK ETF TRUSTDFND	IG FLOATING RATE	134.45K	SH	$3.42M 0.82%	50.96K	83.49K
WISDOMTREE TRDFND	INTRST RATE HDGE	152.63K	SH	$3.42M 0.82%	57.97K	94.67K
DOMINION ENERGY INCDFND	COM	58.50K	SH	$3.38M 0.81%	0.00	58.50K
BLACKSTONE INCDFND	COM	21.70K	SH	$3.32M 0.80%	16.13K	5.57K
ALTRIA GROUP INCDFND	COM	64.65K	SH	$3.30M 0.79%	3.61K	61.04K
VERIZON COMMUNICATIONS INCDFND	COM	71.58K	SH	$3.21M 0.77%	0.00	71.58K

Page 1 of 10

…