WBI INVESTMENTS, LLC

Filed: 2/9/2024ACC: 0001172661-24-000635

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 193 equity positions with a total reported market value of $499.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

193

Positions

$499.03M

Total AUM (reported)

11.48M

Total Shares

Allocation by class

COM$189.18M37.9%

WBI BBR YLD 3000$32.07M6.4%

WBI PWR FCTR ETF$28.34M5.7%

WBI BBR QTY 3000$27.00M5.4%

WBI BBR VAL 3000$23.88M4.8%

BLOOMBERG 1-3 MO$22.98M4.6%

AUSPCE CMD STG$11.97M2.4%

Portfolio Concentration

Top 3$87.41M17.5%

4–10$98.40M19.7%

11–25$88.48M17.7%

Rest$224.74M45.0%

Top 3 weight

17.5%

Top 10 weight

37.2%

Voting Authority Distribution

Total shares with voting rights: 11.48M

Sole

Full voting authority

7.54M

% of voting shares65.7%

Shared

Joint voting authority

3.94M

% of voting shares34.3%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole88

Shared0

Other105

Dominant voting typeSole · 65.7% of voting shares

Institutional Holdings193

Rows:

ABSOLUTE SHS TR

SOLE

WBI BBR YLD 3000

Shares1.39M

TypeSH

Market value$32.07M

6.43%

Sole

1.39M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI PWR FCTR ETF

Shares986.10K

TypeSH

Market value$28.34M

5.68%

Sole

986.10K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR QTY 3000

Shares874.27K

TypeSH

Market value$27.00M

5.41%

Sole

874.27K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR VAL 3000

Shares859.85K

TypeSH

Market value$23.88M

4.79%

Sole

859.85K

Shared

0.00

None

0.00

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares251.43K

TypeSH

Market value$22.98M

4.60%

Sole

118.26K

Shared

133.18K

None

0.00

DIREXION SHS ETF TR

SOLE

AUSPCE CMD STG

Shares430.55K

TypeSH

Market value$11.97M

2.40%

Sole

430.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares50.20K

TypeSH

Market value$10.71M

2.15%

Sole

50.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares51.63K

TypeSH

Market value$10.36M

2.08%

Sole

51.63K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US MID CP

Shares304.60K

TypeSH

Market value$10.01M

2.01%

Sole

304.60K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCP HELT

Shares198.40K

TypeSH

Market value$8.49M

1.70%

Sole

198.40K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US LAR CP

Shares195.75K

TypeSH

Market value$8.47M

1.70%

Sole

195.75K

Shared

0.00

None

0.00

MARRIOTT INTL INC NEW

DFND

CL A

Shares32.85K

TypeSH

Market value$7.41M

1.48%

Sole

8.95K

Shared

23.90K

None

0.00

ONEOK INC NEW

DFND

COM

Shares105.25K

TypeSH

Market value$7.39M

1.48%

Sole

25.70K

Shared

79.55K

None

0.00

ALTRIA GROUP INC

SOLE

COM

Shares177.51K

TypeSH

Market value$7.16M

1.43%

Sole

27.14K

Shared

150.38K

None

0.00

HILTON WORLDWIDE HLDGS INC

SOLE

COM

Shares34.13K

TypeSH

Market value$6.21M

1.25%

Sole

13.59K

Shared

20.54K

None

0.00

MICROSOFT CORP

DFND

COM

Shares16.18K

TypeSH

Market value$6.08M

1.22%

Sole

6.96K

Shared

9.22K

None

0.00

APPLE INC

DFND

COM

Shares30.18K

TypeSH

Market value$5.81M

1.16%

Sole

9.58K

Shared

20.59K

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares11.35K

TypeSH

Market value$5.62M

1.13%

Sole

4.40K

Shared

6.94K

None

0.00

VERIZON COMMUNICATIONS INC

DFND

COM

Shares138.77K

TypeSH

Market value$5.23M

1.05%

Sole

18.72K

Shared

120.06K

None

0.00

VERISK ANALYTICS INC

SOLE

COM

Shares21.49K

TypeSH

Market value$5.13M

1.03%

Sole

2.77K

Shared

18.72K

None

0.00

FORD MTR CO DEL

DFND

COM

Shares418.67K

TypeSH

Market value$5.10M

1.02%

Sole

46.37K

Shared

372.30K

None

0.00

COMFORT SYS USA INC

DFND

COM

Shares24.38K

TypeSH

Market value$5.01M

1.00%

Sole

5.78K

Shared

18.60K

None

0.00

DIAMONDBACK ENERGY INC

DFND

COM

Shares30.99K

TypeSH

Market value$4.81M

0.96%

Sole

3.22K

Shared

27.77K

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares45.98K

TypeSH

Market value$4.61M

0.92%

Sole

45.98K

Shared

0.00

None

0.00

KRAFT HEINZ CO

SOLE

COM

Shares119.71K

TypeSH

Market value$4.43M

0.89%

Sole

19.39K

Shared

100.33K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ABSOLUTE SHS TRSOLE	WBI BBR YLD 3000	1.39M	SH	$32.07M 6.43%	1.39M	0.00
ABSOLUTE SHS TRSOLE	WBI PWR FCTR ETF	986.10K	SH	$28.34M 5.68%	986.10K	0.00
ABSOLUTE SHS TRSOLE	WBI BBR QTY 3000	874.27K	SH	$27.00M 5.41%	874.27K	0.00
ABSOLUTE SHS TRSOLE	WBI BBR VAL 3000	859.85K	SH	$23.88M 4.79%	859.85K	0.00
SPDR SER TRDFND	BLOOMBERG 1-3 MO	251.43K	SH	$22.98M 4.60%	118.26K	133.18K
DIREXION SHS ETF TRSOLE	AUSPCE CMD STG	430.55K	SH	$11.97M 2.40%	430.55K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	50.20K	SH	$10.71M 2.15%	50.20K	0.00
ISHARES TRSOLE	RUSSELL 2000 ETF	51.63K	SH	$10.36M 2.08%	51.63K	0.00
PACER FDS TRSOLE	TRENDP US MID CP	304.60K	SH	$10.01M 2.01%	304.60K	0.00
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCP HELT	198.40K	SH	$8.49M 1.70%	198.40K	0.00
PACER FDS TRSOLE	TRENDP US LAR CP	195.75K	SH	$8.47M 1.70%	195.75K	0.00
MARRIOTT INTL INC NEWDFND	CL A	32.85K	SH	$7.41M 1.48%	8.95K	23.90K
ONEOK INC NEWDFND	COM	105.25K	SH	$7.39M 1.48%	25.70K	79.55K
ALTRIA GROUP INCSOLE	COM	177.51K	SH	$7.16M 1.43%	27.14K	150.38K
HILTON WORLDWIDE HLDGS INCSOLE	COM	34.13K	SH	$6.21M 1.25%	13.59K	20.54K
MICROSOFT CORPDFND	COM	16.18K	SH	$6.08M 1.22%	6.96K	9.22K
APPLE INCDFND	COM	30.18K	SH	$5.81M 1.16%	9.58K	20.59K
NVIDIA CORPORATIONSOLE	COM	11.35K	SH	$5.62M 1.13%	4.40K	6.94K
VERIZON COMMUNICATIONS INCDFND	COM	138.77K	SH	$5.23M 1.05%	18.72K	120.06K
VERISK ANALYTICS INCSOLE	COM	21.49K	SH	$5.13M 1.03%	2.77K	18.72K
FORD MTR CO DELDFND	COM	418.67K	SH	$5.10M 1.02%	46.37K	372.30K
COMFORT SYS USA INCDFND	COM	24.38K	SH	$5.01M 1.00%	5.78K	18.60K
DIAMONDBACK ENERGY INCDFND	COM	30.99K	SH	$4.81M 0.96%	3.22K	27.77K
ISHARES TRSOLE	0-3 MNTH TREASRY	45.98K	SH	$4.61M 0.92%	45.98K	0.00
KRAFT HEINZ COSOLE	COM	119.71K	SH	$4.43M 0.89%	19.39K	100.33K

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