WBI INVESTMENTS, LLC

Filed: 11/9/2023ACC: 0001172661-23-003695

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $496.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

179

Positions

$496.90M

Total AUM (reported)

11.99M

Total Shares

Allocation by class

COM$199.81M40.2%

WBI BBR YLD 3000$34.54M7.0%

WBI BBR QTY 3000$28.26M5.7%

WBI PWR FCTR ETF$28.02M5.6%

WBI BBR VAL 3000$25.88M5.2%

BLOOMBERG 1-3 MO$17.86M3.6%

AUSPCE CMD STG$14.01M2.8%

Portfolio Concentration

Top 3$90.83M18.3%

4–10$96.03M19.3%

11–25$80.91M16.3%

Rest$229.13M46.1%

Top 3 weight

18.3%

Top 10 weight

37.6%

Voting Authority Distribution

Total shares with voting rights: 11.99M

Sole

Full voting authority

8.07M

% of voting shares67.3%

Shared

Joint voting authority

3.92M

% of voting shares32.7%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole80

Shared0

Other99

Dominant voting typeSole · 67.3% of voting shares

Institutional Holdings179

Rows:

ABSOLUTE SHS TR

SOLE

WBI BBR YLD 3000

Shares1.57M

TypeSH

Market value$34.54M

6.95%

Sole

1.57M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR QTY 3000

Shares983.92K

TypeSH

Market value$28.26M

5.69%

Sole

983.92K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI PWR FCTR ETF

Shares1.10M

TypeSH

Market value$28.02M

5.64%

Sole

1.10M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR VAL 3000

Shares967.13K

TypeSH

Market value$25.88M

5.21%

Sole

967.13K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares194.54K

TypeSH

Market value$17.86M

3.59%

Sole

194.54K

Shared

0.00

None

0.00

DIREXION SHS ETF TR

SOLE

AUSPCE CMD STG

Shares471.75K

TypeSH

Market value$14.01M

2.82%

Sole

471.75K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US MID CP

Shares319.28K

TypeSH

Market value$10.07M

2.03%

Sole

319.28K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares50.74K

TypeSH

Market value$9.59M

1.93%

Sole

50.74K

Shared

0.00

None

0.00

ONEOK INC NEW

DFND

COM

Shares148.15K

TypeSH

Market value$9.40M

1.89%

Sole

41.41K

Shared

106.74K

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares52.17K

TypeSH

Market value$9.22M

1.86%

Sole

52.17K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US LAR CP

Shares217.16K

TypeSH

Market value$8.68M

1.75%

Sole

217.16K

Shared

0.00

None

0.00

PIONEER NAT RES CO

SOLE

COM

Shares34.39K

TypeSH

Market value$7.89M

1.59%

Sole

13.13K

Shared

21.26K

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCP HELT

Shares186.50K

TypeSH

Market value$7.00M

1.41%

Sole

186.50K

Shared

0.00

None

0.00

HALLIBURTON CO

SOLE

COM

Shares167.80K

TypeSH

Market value$6.80M

1.37%

Sole

35.91K

Shared

131.89K

None

0.00

COTERRA ENERGY INC

SOLE

COM

Shares230.36K

TypeSH

Market value$6.23M

1.25%

Sole

44.38K

Shared

185.98K

None

0.00

MARATHON PETE CORP

SOLE

COM

Shares36.49K

TypeSH

Market value$5.52M

1.11%

Sole

15.41K

Shared

21.08K

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares41.40K

TypeSH

Market value$5.42M

1.09%

Sole

10.27K

Shared

31.13K

None

0.00

ASSOCIATED BANC CORP

DFND

COM

Shares270.65K

TypeSH

Market value$4.63M

0.93%

Sole

0.00

Shared

270.65K

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares45.55K

TypeSH

Market value$4.59M

0.92%

Sole

45.55K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares89.54K

TypeSH

Market value$4.43M

0.89%

Sole

89.54K

Shared

0.00

None

0.00

VERISK ANALYTICS INC

DFND

COM

Shares17.07K

TypeSH

Market value$4.03M

0.81%

Sole

8.47K

Shared

8.60K

None

0.00

ALTRIA GROUP INC

DFND

COM

Shares95.16K

TypeSH

Market value$4.00M

0.81%

Sole

4.58K

Shared

90.58K

None

0.00

PRUDENTIAL FINL INC

DFND

COM

Shares41.63K

TypeSH

Market value$3.95M

0.80%

Sole

11.56K

Shared

30.08K

None

0.00

APOLLO GLOBAL MGMT INC

DFND

COM

Shares43.52K

TypeSH

Market value$3.91M

0.79%

Sole

17.58K

Shared

25.94K

None

0.00

EBAY INC.

DFND

COM

Shares87.08K

TypeSH

Market value$3.84M

0.77%

Sole

0.00

Shared

87.08K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ABSOLUTE SHS TRSOLE	WBI BBR YLD 3000	1.57M	SH	$34.54M 6.95%	1.57M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR QTY 3000	983.92K	SH	$28.26M 5.69%	983.92K	0.00
ABSOLUTE SHS TRSOLE	WBI PWR FCTR ETF	1.10M	SH	$28.02M 5.64%	1.10M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR VAL 3000	967.13K	SH	$25.88M 5.21%	967.13K	0.00
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	194.54K	SH	$17.86M 3.59%	194.54K	0.00
DIREXION SHS ETF TRSOLE	AUSPCE CMD STG	471.75K	SH	$14.01M 2.82%	471.75K	0.00
PACER FDS TRSOLE	TRENDP US MID CP	319.28K	SH	$10.07M 2.03%	319.28K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	50.74K	SH	$9.59M 1.93%	50.74K	0.00
ONEOK INC NEWDFND	COM	148.15K	SH	$9.40M 1.89%	41.41K	106.74K
ISHARES TRSOLE	RUSSELL 2000 ETF	52.17K	SH	$9.22M 1.86%	52.17K	0.00
PACER FDS TRSOLE	TRENDP US LAR CP	217.16K	SH	$8.68M 1.75%	217.16K	0.00
PIONEER NAT RES COSOLE	COM	34.39K	SH	$7.89M 1.59%	13.13K	21.26K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCP HELT	186.50K	SH	$7.00M 1.41%	186.50K	0.00
HALLIBURTON COSOLE	COM	167.80K	SH	$6.80M 1.37%	35.91K	131.89K
COTERRA ENERGY INCSOLE	COM	230.36K	SH	$6.23M 1.25%	44.38K	185.98K
MARATHON PETE CORPSOLE	COM	36.49K	SH	$5.52M 1.11%	15.41K	21.08K
ALPHABET INCSOLE	CAP STK CL A	41.40K	SH	$5.42M 1.09%	10.27K	31.13K
ASSOCIATED BANC CORPDFND	COM	270.65K	SH	$4.63M 0.93%	0.00	270.65K
ISHARES TRSOLE	0-3 MNTH TREASRY	45.55K	SH	$4.59M 0.92%	45.55K	0.00
PACER FDS TRSOLE	US CASH COWS 100	89.54K	SH	$4.43M 0.89%	89.54K	0.00
VERISK ANALYTICS INCDFND	COM	17.07K	SH	$4.03M 0.81%	8.47K	8.60K
ALTRIA GROUP INCDFND	COM	95.16K	SH	$4.00M 0.81%	4.58K	90.58K
PRUDENTIAL FINL INCDFND	COM	41.63K	SH	$3.95M 0.80%	11.56K	30.08K
APOLLO GLOBAL MGMT INCDFND	COM	43.52K	SH	$3.91M 0.79%	17.58K	25.94K
EBAY INC.DFND	COM	87.08K	SH	$3.84M 0.77%	0.00	87.08K

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