WBI INVESTMENTS, LLC

Filed: 8/7/2023ACC: 0001172661-23-002781

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $552.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

184

Positions

$552.08M

Total AUM (reported)

12.05M

Total Shares

Allocation by class

COM$209.58M38.0%

WBI BBR YLD 3000$37.17M6.7%

WBI PWR FCTR ETF$29.56M5.4%

WBI BBR QTY 3000$29.56M5.4%

WBI BBR VAL 3000$28.72M5.2%

CL A$22.98M4.2%

BLOOMBERG 1-3 MO$19.42M3.5%

Portfolio Concentration

Top 3$96.29M17.4%

4–10$104.15M18.9%

11–25$96.89M17.5%

Rest$254.75M46.1%

Top 3 weight

17.4%

Top 10 weight

36.3%

Voting Authority Distribution

Total shares with voting rights: 12.05M

Sole

Full voting authority

8.17M

% of voting shares67.8%

Shared

Joint voting authority

3.88M

% of voting shares32.2%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole80

Shared0

Other104

Dominant voting typeSole · 67.8% of voting shares

Institutional Holdings184

Rows:

ABSOLUTE SHS TR

SOLE

WBI BBR YLD 3000

Shares1.60M

TypeSH

Market value$37.17M

6.73%

Sole

1.60M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI PWR FCTR ETF

Shares1.14M

TypeSH

Market value$29.56M

5.35%

Sole

1.14M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR QTY 3000

Shares1.01M

TypeSH

Market value$29.56M

5.35%

Sole

1.01M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR VAL 3000

Shares993.30K

TypeSH

Market value$28.72M

5.20%

Sole

993.30K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares211.48K

TypeSH

Market value$19.42M

3.52%

Sole

211.48K

Shared

0.00

None

0.00

DIREXION SHS ETF TR

SOLE

AUSPCE CMD STG

Shares464.27K

TypeSH

Market value$13.66M

2.47%

Sole

464.27K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US MID CP

Shares334.60K

TypeSH

Market value$11.02M

2.00%

Sole

334.60K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares54.53K

TypeSH

Market value$10.85M

1.96%

Sole

54.53K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares56.09K

TypeSH

Market value$10.50M

1.90%

Sole

56.09K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US LAR CP

Shares241.66K

TypeSH

Market value$9.98M

1.81%

Sole

241.66K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares50.05K

TypeSH

Market value$9.71M

1.76%

Sole

15.49K

Shared

34.56K

None

0.00

AMAZON COM INC

SOLE

COM

Shares68.09K

TypeSH

Market value$8.88M

1.61%

Sole

16.57K

Shared

51.52K

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P SMLCP HELT

Shares65.17K

TypeSH

Market value$8.69M

1.57%

Sole

65.17K

Shared

0.00

None

0.00

ALPHABET INC

DFND

CAP STK CL A

Shares69.62K

TypeSH

Market value$8.33M

1.51%

Sole

20.21K

Shared

49.41K

None

0.00

ALTRIA GROUP INC

DFND

COM

Shares167.86K

TypeSH

Market value$7.60M

1.38%

Sole

22.51K

Shared

145.35K

None

0.00

MICROSOFT CORP

SOLE

COM

Shares20.72K

TypeSH

Market value$7.06M

1.28%

Sole

1.71K

Shared

19.01K

None

0.00

META PLATFORMS INC

DFND

CL A

Shares23.89K

TypeSH

Market value$6.86M

1.24%

Sole

7.13K

Shared

16.76K

None

0.00

FORD MTR CO DEL

SOLE

COM

Shares424.22K

TypeSH

Market value$6.42M

1.16%

Sole

82.66K

Shared

341.56K

None

0.00

VISA INC

SOLE

COM CL A

Shares22.90K

TypeSH

Market value$5.44M

0.98%

Sole

8.09K

Shared

14.81K

None

0.00

LAM RESEARCH CORP

SOLE

COM

Shares8.41K

TypeSH

Market value$5.41M

0.98%

Sole

2.84K

Shared

5.57K

None

0.00

FASTENAL CO

DFND

COM

Shares82.05K

TypeSH

Market value$4.84M

0.88%

Sole

21.46K

Shared

60.58K

None

0.00

PACER FDS TR

SOLE

US CASH COWS 100

Shares94.28K

TypeSH

Market value$4.51M

0.82%

Sole

94.28K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares44.30K

TypeSH

Market value$4.46M

0.81%

Sole

44.30K

Shared

0.00

None

0.00

EAGLE MATLS INC

DFND

COM

Shares23.32K

TypeSH

Market value$4.35M

0.79%

Sole

12.85K

Shared

10.48K

None

0.00

SYNOVUS FINL CORP

DFND

COM NEW

Shares143.61K

TypeSH

Market value$4.34M

0.79%

Sole

0.00

Shared

143.61K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ABSOLUTE SHS TRSOLE	WBI BBR YLD 3000	1.60M	SH	$37.17M 6.73%	1.60M	0.00
ABSOLUTE SHS TRSOLE	WBI PWR FCTR ETF	1.14M	SH	$29.56M 5.35%	1.14M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR QTY 3000	1.01M	SH	$29.56M 5.35%	1.01M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR VAL 3000	993.30K	SH	$28.72M 5.20%	993.30K	0.00
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	211.48K	SH	$19.42M 3.52%	211.48K	0.00
DIREXION SHS ETF TRSOLE	AUSPCE CMD STG	464.27K	SH	$13.66M 2.47%	464.27K	0.00
PACER FDS TRSOLE	TRENDP US MID CP	334.60K	SH	$11.02M 2.00%	334.60K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	54.53K	SH	$10.85M 1.96%	54.53K	0.00
ISHARES TRSOLE	RUSSELL 2000 ETF	56.09K	SH	$10.50M 1.90%	56.09K	0.00
PACER FDS TRSOLE	TRENDP US LAR CP	241.66K	SH	$9.98M 1.81%	241.66K	0.00
APPLE INCSOLE	COM	50.05K	SH	$9.71M 1.76%	15.49K	34.56K
AMAZON COM INCSOLE	COM	68.09K	SH	$8.88M 1.61%	16.57K	51.52K
INVESCO EXCH TRADED FD TR IISOLE	S&P SMLCP HELT	65.17K	SH	$8.69M 1.57%	65.17K	0.00
ALPHABET INCDFND	CAP STK CL A	69.62K	SH	$8.33M 1.51%	20.21K	49.41K
ALTRIA GROUP INCDFND	COM	167.86K	SH	$7.60M 1.38%	22.51K	145.35K
MICROSOFT CORPSOLE	COM	20.72K	SH	$7.06M 1.28%	1.71K	19.01K
META PLATFORMS INCDFND	CL A	23.89K	SH	$6.86M 1.24%	7.13K	16.76K
FORD MTR CO DELSOLE	COM	424.22K	SH	$6.42M 1.16%	82.66K	341.56K
VISA INCSOLE	COM CL A	22.90K	SH	$5.44M 0.98%	8.09K	14.81K
LAM RESEARCH CORPSOLE	COM	8.41K	SH	$5.41M 0.98%	2.84K	5.57K
FASTENAL CODFND	COM	82.05K	SH	$4.84M 0.88%	21.46K	60.58K
PACER FDS TRSOLE	US CASH COWS 100	94.28K	SH	$4.51M 0.82%	94.28K	0.00
ISHARES TRSOLE	0-3 MNTH TREASRY	44.30K	SH	$4.46M 0.81%	44.30K	0.00
EAGLE MATLS INCDFND	COM	23.32K	SH	$4.35M 0.79%	12.85K	10.48K
SYNOVUS FINL CORPDFND	COM NEW	143.61K	SH	$4.34M 0.79%	0.00	143.61K

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