Filed: 5/15/2023ACC: 0001172661-23-002212
📋 What this filing means
WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $499.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$499.84M
Total AUM (reported)
11.87M
Total Shares
Allocation by class
COM$189.21M37.9%
WBI PWR FCTR ETF$40.94M8.2%
WBI BBR YLD 3000$35.88M7.2%
WBI BBR QTY 3000$25.37M5.1%
WBI BBR VAL 3000$23.22M4.6%
BLOOMBERG 1-3 MO$20.54M4.1%
AUSPCE CMD STG$13.24M2.6%
Portfolio Concentration
Top 3$102.18M20.4%
4–10$92.61M18.5%
11–25$80.52M16.1%
Rest$224.53M44.9%
Top 3 weight
20.4%
Top 10 weight
39.0%
Voting Authority Distribution
Total shares with voting rights: 11.87M
Sole
Full voting authority
7.81M
shares
% of voting shares65.8%
Shared
Joint voting authority
4.06M
shares
% of voting shares34.2%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole77
Shared0
Other100
Dominant voting typeSole · 65.8% of voting shares
Institutional Holdings177
Rows:
ABSOLUTE SHS TR
SOLEShares1.54M
TypeSH
Market value$40.94M
8.19%
Sole
1.54M
Shared
0.00
None
0.00
ABSOLUTE SHS TR
SOLEShares1.61M
TypeSH
Market value$35.88M
7.18%
Sole
1.61M
Shared
0.00
None
0.00
ABSOLUTE SHS TR
SOLEShares914.87K
TypeSH
Market value$25.37M
5.07%
Sole
914.87K
Shared
0.00
None
0.00
ABSOLUTE SHS TR
SOLEShares870.71K
TypeSH
Market value$23.22M
4.65%
Sole
870.71K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares223.75K
TypeSH
Market value$20.54M
4.11%
Sole
223.75K
Shared
0.00
None
0.00
DIREXION SHS ETF TR
SOLEShares431.58K
TypeSH
Market value$13.24M
2.65%
Sole
431.58K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares50.45K
TypeSH
Market value$9.56M
1.91%
Sole
50.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares51.81K
TypeSH
Market value$9.24M
1.85%
Sole
51.81K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares275.19K
TypeSH
Market value$8.74M
1.75%
Sole
275.19K
Shared
0.00
None
0.00
PACER FDS TR
SOLEShares211.90K
TypeSH
Market value$8.07M
1.61%
Sole
211.90K
Shared
0.00
None
0.00
MARATHON PETE CORP
DFNDShares58.11K
TypeSH
Market value$7.84M
1.57%
Sole
15.69K
Shared
42.43K
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares57.96K
TypeSH
Market value$7.59M
1.52%
Sole
57.96K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares14.02K
TypeSH
Market value$6.63M
1.33%
Sole
4.35K
Shared
9.66K
None
0.00
GILEAD SCIENCES INC
DFNDShares79.32K
TypeSH
Market value$6.58M
1.32%
Sole
31.20K
Shared
48.11K
None
0.00
KROGER CO
SOLEShares132.21K
TypeSH
Market value$6.53M
1.31%
Sole
57.67K
Shared
74.54K
None
0.00
ANALOG DEVICES INC
SOLEShares28.79K
TypeSH
Market value$5.68M
1.14%
Sole
11.40K
Shared
17.40K
None
0.00
ALTRIA GROUP INC
DFNDShares126.97K
TypeSH
Market value$5.67M
1.13%
Sole
6.01K
Shared
120.96K
None
0.00
3M CO
DFNDShares49.32K
TypeSH
Market value$5.18M
1.04%
Sole
2.02K
Shared
47.30K
None
0.00
VIATRIS INC
DFNDShares462.42K
TypeSH
Market value$4.45M
0.89%
Sole
0.00
Shared
462.42K
None
0.00
ACCENTURE PLC IRELAND
SOLEShares15.18K
TypeSH
Market value$4.34M
0.87%
Sole
6K
Shared
9.18K
None
0.00
SEAGATE TECHNOLOGY HLDNGS PL
DFNDShares63.79K
TypeSH
Market value$4.22M
0.84%
Sole
0.00
Shared
63.79K
None
0.00
LYONDELLBASELL INDUSTRIES N
DFNDShares43.34K
TypeSH
Market value$4.07M
0.81%
Sole
0.00
Shared
43.34K
None
0.00
LEAR CORP
DFNDShares28.83K
TypeSH
Market value$4.02M
0.80%
Sole
17.04K
Shared
11.80K
None
0.00
PACER FDS TR
SOLEShares84.04K
TypeSH
Market value$3.95M
0.79%
Sole
84.04K
Shared
0.00
None
0.00
CITIGROUP INC
DFNDShares80.89K
TypeSH
Market value$3.79M
0.76%
Sole
5.54K
Shared
75.34K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ABSOLUTE SHS TRSOLE | WBI PWR FCTR ETF | 1.54M | SH | $40.94M 8.19% | 1.54M | 0.00 | 0.00 |
ABSOLUTE SHS TRSOLE | WBI BBR YLD 3000 | 1.61M | SH | $35.88M 7.18% | 1.61M | 0.00 | 0.00 |
ABSOLUTE SHS TRSOLE | WBI BBR QTY 3000 | 914.87K | SH | $25.37M 5.07% | 914.87K | 0.00 | 0.00 |
ABSOLUTE SHS TRSOLE | WBI BBR VAL 3000 | 870.71K | SH | $23.22M 4.65% | 870.71K | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 223.75K | SH | $20.54M 4.11% | 223.75K | 0.00 | 0.00 |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 431.58K | SH | $13.24M 2.65% | 431.58K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 50.45K | SH | $9.56M 1.91% | 50.45K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 51.81K | SH | $9.24M 1.85% | 51.81K | 0.00 | 0.00 |
PACER FDS TRSOLE | TRENDP US MID CP | 275.19K | SH | $8.74M 1.75% | 275.19K | 0.00 | 0.00 |
PACER FDS TRSOLE | TRENDP US LAR CP | 211.90K | SH | $8.07M 1.61% | 211.90K | 0.00 | 0.00 |
MARATHON PETE CORPDFND | COM | 58.11K | SH | $7.84M 1.57% | 15.69K | 42.43K | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | S&P SMLCP HELT | 57.96K | SH | $7.59M 1.52% | 57.96K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 14.02K | SH | $6.63M 1.33% | 4.35K | 9.66K | 0.00 |
GILEAD SCIENCES INCDFND | COM | 79.32K | SH | $6.58M 1.32% | 31.20K | 48.11K | 0.00 |
KROGER COSOLE | COM | 132.21K | SH | $6.53M 1.31% | 57.67K | 74.54K | 0.00 |
ANALOG DEVICES INCSOLE | COM | 28.79K | SH | $5.68M 1.14% | 11.40K | 17.40K | 0.00 |
ALTRIA GROUP INCDFND | COM | 126.97K | SH | $5.67M 1.13% | 6.01K | 120.96K | 0.00 |
3M CODFND | COM | 49.32K | SH | $5.18M 1.04% | 2.02K | 47.30K | 0.00 |
VIATRIS INCDFND | COM | 462.42K | SH | $4.45M 0.89% | 0.00 | 462.42K | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 15.18K | SH | $4.34M 0.87% | 6K | 9.18K | 0.00 |
SEAGATE TECHNOLOGY HLDNGS PLDFND | ORD SHS | 63.79K | SH | $4.22M 0.84% | 0.00 | 63.79K | 0.00 |
LYONDELLBASELL INDUSTRIES NDFND | SHS - A - | 43.34K | SH | $4.07M 0.81% | 0.00 | 43.34K | 0.00 |
LEAR CORPDFND | COM NEW | 28.83K | SH | $4.02M 0.80% | 17.04K | 11.80K | 0.00 |
PACER FDS TRSOLE | US CASH COWS 100 | 84.04K | SH | $3.95M 0.79% | 84.04K | 0.00 | 0.00 |
CITIGROUP INCDFND | COM NEW | 80.89K | SH | $3.79M 0.76% | 5.54K | 75.34K | 0.00 |
Page 1 of 8
…