WBI INVESTMENTS, LLC

Filed: 2/13/2023ACC: 0001172661-23-000773

📋 What this filing means

WBI INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $466.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

157

Positions

$466.49M

Total AUM (reported)

10.54M

Total Shares

Allocation by class

COM$168.84M36.2%

WBI BBR YLD 3000$41.55M8.9%

WBI PWR FCTR ETF$41.28M8.8%

WBI BBR QTY 3000$27.01M5.8%

WBI BBR VAL 3000$25.88M5.5%

BLOOMBERG 1-3 MO$14.90M3.2%

AUSPCE CMD STG$10.37M2.2%

Portfolio Concentration

Top 3$109.84M23.5%

4–10$84.75M18.2%

11–25$81.75M17.5%

Rest$190.14M40.8%

Top 3 weight

23.5%

Top 10 weight

41.7%

Voting Authority Distribution

Total shares with voting rights: 10.54M

Sole

Full voting authority

7.69M

% of voting shares73.0%

Shared

Joint voting authority

2.85M

% of voting shares27.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole75

Shared0

Other82

Dominant voting typeSole · 73.0% of voting shares

Institutional Holdings157

Rows:

ABSOLUTE SHS TR

SOLE

WBI BBR YLD 3000

Shares1.72M

TypeSH

Market value$41.55M

8.91%

Sole

1.72M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI PWR FCTR ETF

Shares1.55M

TypeSH

Market value$41.28M

8.85%

Sole

1.55M

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR QTY 3000

Shares974.43K

TypeSH

Market value$27.01M

5.79%

Sole

974.43K

Shared

0.00

None

0.00

ABSOLUTE SHS TR

SOLE

WBI BBR VAL 3000

Shares928.72K

TypeSH

Market value$25.88M

5.55%

Sole

928.72K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares162.91K

TypeSH

Market value$14.90M

3.19%

Sole

162.91K

Shared

0.00

None

0.00

DIREXION SHS ETF TR

SOLE

AUSPCE CMD STG

Shares352.63K

TypeSH

Market value$10.37M

2.22%

Sole

352.63K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

TRENDP US MID CP

Shares301.35K

TypeSH

Market value$9.40M

2.02%

Sole

301.35K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares44.43K

TypeSH

Market value$8.16M

1.75%

Sole

44.43K

Shared

0.00

None

0.00

ISHARES TR

SOLE

SHORT TREAS BD

Shares73.30K

TypeSH

Market value$8.06M

1.73%

Sole

73.30K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares45.74K

TypeSH

Market value$7.97M

1.71%

Sole

45.74K

Shared

0.00

None

0.00

BROADCOM INC

DFND

COM

Shares13.72K

TypeSH

Market value$7.67M

1.65%

Sole

6.72K

Shared

7.01K

None

0.00

UNITEDHEALTH GROUP INC

DFND

COM

Shares14.34K

TypeSH

Market value$7.60M

1.63%

Sole

1.89K

Shared

12.45K

None

0.00

ABBVIE INC

DFND

COM

Shares44.02K

TypeSH

Market value$7.11M

1.52%

Sole

12.42K

Shared

31.59K

None

0.00

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares48.03K

TypeSH

Market value$6.77M

1.45%

Sole

1.84K

Shared

46.19K

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares22.86K

TypeSH

Market value$6.59M

1.41%

Sole

22.86K

Shared

0.00

None

0.00

PACER FDS TR

SOLE

LUNT LRG CP ALTR

Shares159.85K

TypeSH

Market value$6.47M

1.39%

Sole

159.85K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares67.99K

TypeSH

Market value$5.07M

1.09%

Sole

67.99K

Shared

0.00

None

0.00

EOG RES INC

DFND

COM

Shares37.08K

TypeSH

Market value$4.80M

1.03%

Sole

0.00

Shared

37.08K

None

0.00

LOCKHEED MARTIN CORP

DFND

COM

Shares9.12K

TypeSH

Market value$4.44M

0.95%

Sole

4.75K

Shared

4.37K

None

0.00

LANDSTAR SYS INC

DFND

COM

Shares27.21K

TypeSH

Market value$4.43M

0.95%

Sole

14.55K

Shared

12.66K

None

0.00

OMNICOM GROUP INC

SOLE

COM

Shares54.08K

TypeSH

Market value$4.41M

0.95%

Sole

12.87K

Shared

41.21K

None

0.00

BEST BUY INC

DFND

COM

Shares52.62K

TypeSH

Market value$4.22M

0.90%

Sole

0.00

Shared

52.62K

None

0.00

ONEOK INC NEW

DFND

COM

Shares62.16K

TypeSH

Market value$4.08M

0.88%

Sole

0.00

Shared

62.16K

None

0.00

ISHARES TR

SOLE

RUSSELL 3000 ETF

Shares18.30K

TypeSH

Market value$4.04M

0.87%

Sole

18.30K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares21.12K

TypeSH

Market value$4.04M

0.87%

Sole

21.12K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ABSOLUTE SHS TRSOLE	WBI BBR YLD 3000	1.72M	SH	$41.55M 8.91%	1.72M	0.00
ABSOLUTE SHS TRSOLE	WBI PWR FCTR ETF	1.55M	SH	$41.28M 8.85%	1.55M	0.00
ABSOLUTE SHS TRSOLE	WBI BBR QTY 3000	974.43K	SH	$27.01M 5.79%	974.43K	0.00
ABSOLUTE SHS TRSOLE	WBI BBR VAL 3000	928.72K	SH	$25.88M 5.55%	928.72K	0.00
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	162.91K	SH	$14.90M 3.19%	162.91K	0.00
DIREXION SHS ETF TRSOLE	AUSPCE CMD STG	352.63K	SH	$10.37M 2.22%	352.63K	0.00
PACER FDS TRSOLE	TRENDP US MID CP	301.35K	SH	$9.40M 2.02%	301.35K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	44.43K	SH	$8.16M 1.75%	44.43K	0.00
ISHARES TRSOLE	SHORT TREAS BD	73.30K	SH	$8.06M 1.73%	73.30K	0.00
ISHARES TRSOLE	RUSSELL 2000 ETF	45.74K	SH	$7.97M 1.71%	45.74K	0.00
BROADCOM INCDFND	COM	13.72K	SH	$7.67M 1.65%	6.72K	7.01K
UNITEDHEALTH GROUP INCDFND	COM	14.34K	SH	$7.60M 1.63%	1.89K	12.45K
ABBVIE INCDFND	COM	44.02K	SH	$7.11M 1.52%	12.42K	31.59K
INTERNATIONAL BUSINESS MACHSSOLE	COM	48.03K	SH	$6.77M 1.45%	1.84K	46.19K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	22.86K	SH	$6.59M 1.41%	22.86K	0.00
PACER FDS TRSOLE	LUNT LRG CP ALTR	159.85K	SH	$6.47M 1.39%	159.85K	0.00
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	67.99K	SH	$5.07M 1.09%	67.99K	0.00
EOG RES INCDFND	COM	37.08K	SH	$4.80M 1.03%	0.00	37.08K
LOCKHEED MARTIN CORPDFND	COM	9.12K	SH	$4.44M 0.95%	4.75K	4.37K
LANDSTAR SYS INCDFND	COM	27.21K	SH	$4.43M 0.95%	14.55K	12.66K
OMNICOM GROUP INCSOLE	COM	54.08K	SH	$4.41M 0.95%	12.87K	41.21K
BEST BUY INCDFND	COM	52.62K	SH	$4.22M 0.90%	0.00	52.62K
ONEOK INC NEWDFND	COM	62.16K	SH	$4.08M 0.88%	0.00	62.16K
ISHARES TRSOLE	RUSSELL 3000 ETF	18.30K	SH	$4.04M 0.87%	18.30K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	21.12K	SH	$4.04M 0.87%	21.12K	0.00

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