WATERLOO CAPITAL, L.P.

Filed: 11/5/2025ACC: 0001104659-25-106781

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 455 equity positions with a total reported market value of $1.34B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

455

Positions

$1.34B

Total AUM (reported)

19.32M

Total Shares

Allocation by class

COM$479.96M35.7%

CORE S&P500 ETF$49.89M3.7%

PRTFLO S&P500 GW$42.89M3.2%

APTUS COLLRD INV$36.53M2.7%

NASDAQ 100 ETF$31.43M2.3%

RUS 1000 VAL ETF$30.92M2.3%

VAN FTSE DEV MKT$29.09M2.2%

Portfolio Concentration

Top 3$134.37M10.0%

4–10$220.96M16.4%

11–25$268.79M20.0%

Rest$720.76M53.6%

Top 3 weight

10.0%

Top 10 weight

26.4%

Voting Authority Distribution

Total shares with voting rights: 19.32M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.32M

% of voting shares100.0%

Investment Discretion (by position count)

Sole455

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings455

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares74.53K

TypeSH

Market value$49.89M

3.71%

Sole

0.00

Shared

0.00

None

74.53K

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares410.43K

TypeSH

Market value$42.89M

3.19%

Sole

0.00

Shared

0.00

None

410.43K

WALMART INC COM

SOLE

COM

Shares403.74K

TypeSH

Market value$41.59M

3.09%

Sole

0.00

Shared

0.00

None

403.74K

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares841.17K

TypeSH

Market value$36.53M

2.72%

Sole

0.00

Shared

0.00

None

841.17K

APPLE INC

SOLE

COM

Shares132.09K

TypeSH

Market value$33.64M

2.50%

Sole

0.00

Shared

0.00

None

132.09K

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares127.18K

TypeSH

Market value$31.43M

2.34%

Sole

0.00

Shared

0.00

None

127.18K

NVIDIA CORP

SOLE

COM

Shares167.22K

TypeSH

Market value$31.20M

2.32%

Sole

0.00

Shared

0.00

None

167.22K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares151.85K

TypeSH

Market value$30.92M

2.30%

Sole

0.00

Shared

0.00

None

151.85K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares485.50K

TypeSH

Market value$29.09M

2.16%

Sole

0.00

Shared

0.00

None

485.50K

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares148.41K

TypeSH

Market value$28.15M

2.09%

Sole

0.00

Shared

0.00

None

148.41K

MICROSOFT

SOLE

COM

Shares45.29K

TypeSH

Market value$23.46M

1.74%

Sole

0.00

Shared

0.00

None

45.29K

ISHARES CORE MSCI EAFE ETF

SOLE

CORE MSCI EAFE

Shares268.43K

TypeSH

Market value$23.44M

1.74%

Sole

0.00

Shared

0.00

None

268.43K

ACCESS TREASURY 0-1 YEAR ETF

SOLE

ACCES TREASURY

Shares231.19K

TypeSH

Market value$23.17M

1.72%

Sole

0.00

Shared

0.00

None

231.19K

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares933.88K

TypeSH

Market value$21.99M

1.64%

Sole

0.00

Shared

0.00

None

933.88K

JPMORGAN CORE PLUS BOND ETF

SOLE

CORE PLUS BD ETF

Shares445.42K

TypeSH

Market value$21.18M

1.57%

Sole

0.00

Shared

0.00

None

445.42K

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares705.98K

TypeSH

Market value$20.35M

1.51%

Sole

0.00

Shared

0.00

None

705.98K

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

CORE MSCI EMKT

Shares298.20K

TypeSH

Market value$19.66M

1.46%

Sole

0.00

Shared

0.00

None

298.20K

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares453.07K

TypeSH

Market value$17.32M

1.29%

Sole

0.00

Shared

0.00

None

453.07K

BROADCOM INC COM

SOLE

COM

Shares47.95K

TypeSH

Market value$15.82M

1.18%

Sole

0.00

Shared

0.00

None

47.95K

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares25.58K

TypeSH

Market value$15.66M

1.16%

Sole

0.00

Shared

0.00

None

25.58K

ISHARES NATIONAL MUNI BOND ETF

SOLE

NATIONAL MUN ETF

Shares135.54K

TypeSH

Market value$14.43M

1.07%

Sole

0.00

Shared

0.00

None

135.54K

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares258.79K

TypeSH

Market value$13.21M

0.98%

Sole

0.00

Shared

0.00

None

258.79K

SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF

SOLE

PORTFLI INTRMDIT

Shares453.99K

TypeSH

Market value$13.12M

0.98%

Sole

0.00

Shared

0.00

None

453.99K

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares166.62K

TypeSH

Market value$13.05M

0.97%

Sole

0.00

Shared

0.00

None

166.62K

AMAZON.COM INC

SOLE

COM

Shares58.84K

TypeSH

Market value$12.92M

0.96%

Sole

0.00

Shared

0.00

None

58.84K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	74.53K	SH	$49.89M 3.71%	74.53K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	410.43K	SH	$42.89M 3.19%	410.43K
WALMART INC COMSOLE	COM	403.74K	SH	$41.59M 3.09%	403.74K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	841.17K	SH	$36.53M 2.72%	841.17K
APPLE INCSOLE	COM	132.09K	SH	$33.64M 2.50%	132.09K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	127.18K	SH	$31.43M 2.34%	127.18K
NVIDIA CORPSOLE	COM	167.22K	SH	$31.20M 2.32%	167.22K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	151.85K	SH	$30.92M 2.30%	151.85K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	485.50K	SH	$29.09M 2.16%	485.50K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	148.41K	SH	$28.15M 2.09%	148.41K
MICROSOFTSOLE	COM	45.29K	SH	$23.46M 1.74%	45.29K
ISHARES CORE MSCI EAFE ETFSOLE	CORE MSCI EAFE	268.43K	SH	$23.44M 1.74%	268.43K
ACCESS TREASURY 0-1 YEAR ETFSOLE	ACCES TREASURY	231.19K	SH	$23.17M 1.72%	231.19K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	933.88K	SH	$21.99M 1.64%	933.88K
JPMORGAN CORE PLUS BOND ETFSOLE	CORE PLUS BD ETF	445.42K	SH	$21.18M 1.57%	445.42K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	705.98K	SH	$20.35M 1.51%	705.98K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	CORE MSCI EMKT	298.20K	SH	$19.66M 1.46%	298.20K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	453.07K	SH	$17.32M 1.29%	453.07K
BROADCOM INC COMSOLE	COM	47.95K	SH	$15.82M 1.18%	47.95K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	25.58K	SH	$15.66M 1.16%	25.58K
ISHARES NATIONAL MUNI BOND ETFSOLE	NATIONAL MUN ETF	135.54K	SH	$14.43M 1.07%	135.54K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	258.79K	SH	$13.21M 0.98%	258.79K
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFSOLE	PORTFLI INTRMDIT	453.99K	SH	$13.12M 0.98%	453.99K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	166.62K	SH	$13.05M 0.97%	166.62K
AMAZON.COM INCSOLE	COM	58.84K	SH	$12.92M 0.96%	58.84K

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