WATERLOO CAPITAL, L.P.

Filed: 11/14/2024ACC: 0001104659-24-118460

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 354 equity positions with a total reported market value of $916.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

354

Positions

$916.33M

Total AUM (reported)

14.74M

Total Shares

Allocation by class

COM$290.92M31.7%

CORE S&P500 ETF$32.23M3.5%

S&P500 EQL WGT$25.04M2.7%

RUS 1000 VAL ETF$23.65M2.6%

APTUS COLLRD INV$23.60M2.6%

PRTFLO S&P500 GW$22.64M2.5%

NASDAQ 100 ETF$20.54M2.2%

Portfolio Concentration

Top 3$80.91M8.8%

4–10$143.13M15.6%

11–25$185.43M20.2%

Rest$506.86M55.3%

Top 3 weight

8.8%

Top 10 weight

24.4%

Voting Authority Distribution

Total shares with voting rights: 14.74M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.74M

% of voting shares100.0%

Investment Discretion (by position count)

Sole354

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings354

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares55.87K

TypeSH

Market value$32.23M

3.52%

Sole

0.00

Shared

0.00

None

55.87K

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares139.75K

TypeSH

Market value$25.04M

2.73%

Sole

0.00

Shared

0.00

None

139.75K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares124.59K

TypeSH

Market value$23.65M

2.58%

Sole

0.00

Shared

0.00

None

124.59K

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares593.86K

TypeSH

Market value$23.60M

2.58%

Sole

0.00

Shared

0.00

None

593.86K

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares272.96K

TypeSH

Market value$22.64M

2.47%

Sole

0.00

Shared

0.00

None

272.96K

WALMART INC COM

SOLE

COM

Shares257.70K

TypeSH

Market value$20.81M

2.27%

Sole

0.00

Shared

0.00

None

257.70K

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares102.24K

TypeSH

Market value$20.54M

2.24%

Sole

0.00

Shared

0.00

None

102.24K

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares195.49K

TypeSH

Market value$19.80M

2.16%

Sole

0.00

Shared

0.00

None

195.49K

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

MSCI USA QLT FCT

Shares101.71K

TypeSH

Market value$18.24M

1.99%

Sole

0.00

Shared

0.00

None

101.71K

APPLE INC

SOLE

COM

Shares75.14K

TypeSH

Market value$17.51M

1.91%

Sole

0.00

Shared

0.00

None

75.14K

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares714.05K

TypeSH

Market value$15.56M

1.70%

Sole

0.00

Shared

0.00

None

714.05K

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares535.15K

TypeSH

Market value$15.14M

1.65%

Sole

0.00

Shared

0.00

None

535.15K

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares181.67K

TypeSH

Market value$14.30M

1.56%

Sole

0.00

Shared

0.00

None

181.67K

SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF

SOLE

PORTFLI INTRMDIT

Shares477.08K

TypeSH

Market value$13.86M

1.51%

Sole

0.00

Shared

0.00

None

477.08K

MICROSOFT

SOLE

COM

Shares30.25K

TypeSH

Market value$13.02M

1.42%

Sole

0.00

Shared

0.00

None

30.25K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares246.44K

TypeSH

Market value$13.01M

1.42%

Sole

0.00

Shared

0.00

None

246.44K

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares345.61K

TypeSH

Market value$12.94M

1.41%

Sole

0.00

Shared

0.00

None

345.61K

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares24.02K

TypeSH

Market value$12.68M

1.38%

Sole

0.00

Shared

0.00

None

24.02K

SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF

SOLE

PRTFLO S&P500 HI

Shares275.27K

TypeSH

Market value$12.57M

1.37%

Sole

0.00

Shared

0.00

None

275.27K

ISHARES CORE MSCI EAFE ETF

SOLE

CORE MSCI EAFE

Shares155.11K

TypeSH

Market value$12.11M

1.32%

Sole

0.00

Shared

0.00

None

155.11K

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares160.61K

TypeSH

Market value$10.84M

1.18%

Sole

0.00

Shared

0.00

None

160.61K

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares221.16K

TypeSH

Market value$10.22M

1.12%

Sole

0.00

Shared

0.00

None

221.16K

APTUS LARGE CAP ENHANCED YIELD ETF

SOLE

APTUS LARGE CAP

Shares320.10K

TypeSH

Market value$10.14M

1.11%

Sole

0.00

Shared

0.00

None

320.10K

NVIDIA CORP

SOLE

COM

Shares78.58K

TypeSH

Market value$9.54M

1.04%

Sole

0.00

Shared

0.00

None

78.58K

SPDR PORTFOLIO HIGH YIELD BOND ETF

SOLE

PORTFLI HIGH YLD

Shares394.77K

TypeSH

Market value$9.49M

1.04%

Sole

0.00

Shared

0.00

None

394.77K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	55.87K	SH	$32.23M 3.52%	55.87K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	139.75K	SH	$25.04M 2.73%	139.75K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	124.59K	SH	$23.65M 2.58%	124.59K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	593.86K	SH	$23.60M 2.58%	593.86K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	272.96K	SH	$22.64M 2.47%	272.96K
WALMART INC COMSOLE	COM	257.70K	SH	$20.81M 2.27%	257.70K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	102.24K	SH	$20.54M 2.24%	102.24K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	195.49K	SH	$19.80M 2.16%	195.49K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	MSCI USA QLT FCT	101.71K	SH	$18.24M 1.99%	101.71K
APPLE INCSOLE	COM	75.14K	SH	$17.51M 1.91%	75.14K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	714.05K	SH	$15.56M 1.70%	714.05K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	535.15K	SH	$15.14M 1.65%	535.15K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	181.67K	SH	$14.30M 1.56%	181.67K
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFSOLE	PORTFLI INTRMDIT	477.08K	SH	$13.86M 1.51%	477.08K
MICROSOFTSOLE	COM	30.25K	SH	$13.02M 1.42%	30.25K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	246.44K	SH	$13.01M 1.42%	246.44K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	345.61K	SH	$12.94M 1.41%	345.61K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	24.02K	SH	$12.68M 1.38%	24.02K
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETFSOLE	PRTFLO S&P500 HI	275.27K	SH	$12.57M 1.37%	275.27K
ISHARES CORE MSCI EAFE ETFSOLE	CORE MSCI EAFE	155.11K	SH	$12.11M 1.32%	155.11K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	160.61K	SH	$10.84M 1.18%	160.61K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	221.16K	SH	$10.22M 1.12%	221.16K
APTUS LARGE CAP ENHANCED YIELD ETFSOLE	APTUS LARGE CAP	320.10K	SH	$10.14M 1.11%	320.10K
NVIDIA CORPSOLE	COM	78.58K	SH	$9.54M 1.04%	78.58K
SPDR PORTFOLIO HIGH YIELD BOND ETFSOLE	PORTFLI HIGH YLD	394.77K	SH	$9.49M 1.04%	394.77K

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