WATERLOO CAPITAL, L.P.

Filed: 5/14/2024ACC: 0001104659-24-060772

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 361 equity positions with a total reported market value of $782.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

361

Positions

$782.79M

Total AUM (reported)

13.69M

Total Shares

Allocation by class

COM$226.85M29.0%

CORE S&P500 ETF$30.71M3.9%

RUS 1000 VAL ETF$25.39M3.2%

MSCI USA QLT FCT$24.79M3.2%

APTUS COLLRD INV$20.48M2.6%

NASDAQ 100 ETF$19.93M2.5%

PRTFLO S&P500 GW$18.28M2.3%

Portfolio Concentration

Top 3$80.89M10.3%

4–10$118.71M15.2%

11–25$153.19M19.6%

Rest$430.00M54.9%

Top 3 weight

10.3%

Top 10 weight

25.5%

Voting Authority Distribution

Total shares with voting rights: 13.69M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.69M

% of voting shares100.0%

Investment Discretion (by position count)

Sole361

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings361

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares58.42K

TypeSH

Market value$30.71M

3.92%

Sole

0.00

Shared

0.00

None

58.42K

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares141.73K

TypeSH

Market value$25.39M

3.24%

Sole

0.00

Shared

0.00

None

141.73K

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

MSCI USA QLT FCT

Shares150.85K

TypeSH

Market value$24.79M

3.17%

Sole

0.00

Shared

0.00

None

150.84K

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares568.43K

TypeSH

Market value$20.48M

2.62%

Sole

0.00

Shared

0.00

None

568.43K

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares109.11K

TypeSH

Market value$19.93M

2.55%

Sole

0.00

Shared

0.00

None

109.11K

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares249.94K

TypeSH

Market value$18.28M

2.34%

Sole

0.00

Shared

0.00

None

249.94K

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares215.29K

TypeSH

Market value$16.51M

2.11%

Sole

0.00

Shared

0.00

None

215.29K

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares95.08K

TypeSH

Market value$16.10M

2.06%

Sole

0.00

Shared

0.00

None

95.08K

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares520.67K

TypeSH

Market value$13.88M

1.77%

Sole

0.00

Shared

0.00

None

520.67K

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares649.88K

TypeSH

Market value$13.52M

1.73%

Sole

0.00

Shared

0.00

None

649.88K

MICROSOFT

SOLE

COM

Shares29.50K

TypeSH

Market value$12.41M

1.59%

Sole

0.00

Shared

0.00

None

29.50K

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares119.37K

TypeSH

Market value$11.69M

1.49%

Sole

0.00

Shared

0.00

None

119.37K

SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF

SOLE

PORTFLI INTRMDIT

Shares411.12K

TypeSH

Market value$11.59M

1.48%

Sole

0.00

Shared

0.00

None

411.12K

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares312.22K

TypeSH

Market value$11.23M

1.43%

Sole

0.00

Shared

0.00

None

312.21K

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares220.58K

TypeSH

Market value$11.07M

1.41%

Sole

0.00

Shared

0.00

None

220.58K

POWERSHARES SP500 LOW VOLATILITY ETF

SOLE

S&P500 LOW VOL

Shares167.49K

TypeSH

Market value$11.03M

1.41%

Sole

0.00

Shared

0.00

None

167.49K

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares22.10K

TypeSH

Market value$10.62M

1.36%

Sole

0.00

Shared

0.00

None

22.10K

APPLE INC

SOLE

COM

Shares61.84K

TypeSH

Market value$10.60M

1.35%

Sole

0.00

Shared

0.00

None

61.84K

WALMART INC COM

SOLE

COM

Shares171.91K

TypeSH

Market value$10.34M

1.32%

Sole

0.00

Shared

0.00

None

171.91K

SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares17.39K

TypeSH

Market value$9.10M

1.16%

Sole

0.00

Shared

0.00

None

17.39K

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares212.74K

TypeSH

Market value$8.93M

1.14%

Sole

0.00

Shared

0.00

None

212.74K

APTUS LARGE CAP ENHANCED YIELD ETF

SOLE

APTUS LARGE CAP

Shares300.76K

TypeSH

Market value$8.80M

1.12%

Sole

0.00

Shared

0.00

None

300.76K

WISDOMTREE JAPAN HEDGED EQUITY FUND

SOLE

JAPN HEDGE EQT

Shares80.48K

TypeSH

Market value$8.73M

1.12%

Sole

0.00

Shared

0.00

None

80.47K

ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF

SOLE

USD INV GRDE ETF

Shares171.14K

TypeSH

Market value$8.69M

1.11%

Sole

0.00

Shared

0.00

None

171.14K

COMMUNICATION SERVICES SELECT SECTOR SPDR FUND

SOLE

COMMUNICATION

Shares102.30K

TypeSH

Market value$8.35M

1.07%

Sole

0.00

Shared

0.00

None

102.30K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	58.42K	SH	$30.71M 3.92%	58.42K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	141.73K	SH	$25.39M 3.24%	141.73K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	MSCI USA QLT FCT	150.85K	SH	$24.79M 3.17%	150.84K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	568.43K	SH	$20.48M 2.62%	568.43K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	109.11K	SH	$19.93M 2.55%	109.11K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	249.94K	SH	$18.28M 2.34%	249.94K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	215.29K	SH	$16.51M 2.11%	215.29K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	95.08K	SH	$16.10M 2.06%	95.08K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	520.67K	SH	$13.88M 1.77%	520.67K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	649.88K	SH	$13.52M 1.73%	649.88K
MICROSOFTSOLE	COM	29.50K	SH	$12.41M 1.59%	29.50K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	119.37K	SH	$11.69M 1.49%	119.37K
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFSOLE	PORTFLI INTRMDIT	411.12K	SH	$11.59M 1.48%	411.12K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	312.22K	SH	$11.23M 1.43%	312.21K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	220.58K	SH	$11.07M 1.41%	220.58K
POWERSHARES SP500 LOW VOLATILITY ETFSOLE	S&P500 LOW VOL	167.49K	SH	$11.03M 1.41%	167.49K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	22.10K	SH	$10.62M 1.36%	22.10K
APPLE INCSOLE	COM	61.84K	SH	$10.60M 1.35%	61.84K
WALMART INC COMSOLE	COM	171.91K	SH	$10.34M 1.32%	171.91K
SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	17.39K	SH	$9.10M 1.16%	17.39K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	212.74K	SH	$8.93M 1.14%	212.74K
APTUS LARGE CAP ENHANCED YIELD ETFSOLE	APTUS LARGE CAP	300.76K	SH	$8.80M 1.12%	300.76K
WISDOMTREE JAPAN HEDGED EQUITY FUNDSOLE	JAPN HEDGE EQT	80.48K	SH	$8.73M 1.12%	80.47K
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETFSOLE	USD INV GRDE ETF	171.14K	SH	$8.69M 1.11%	171.14K
COMMUNICATION SERVICES SELECT SECTOR SPDR FUNDSOLE	COMMUNICATION	102.30K	SH	$8.35M 1.07%	102.30K

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