WATERLOO CAPITAL, L.P.

Filed: 2/13/2024ACC: 0001104659-24-019833

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 371 equity positions with a total reported market value of $617.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

371

Positions

$617.84M

Total AUM (reported)

11.77M

Total Shares

Allocation by class

COM$177.65M28.8%

CORE S&P500 ETF$19.02M3.1%

APTUS COLLRD INV$18.22M2.9%

AGGRES ALLOC ETF$16.81M2.7%

MSCI USA QLT FCT$13.47M2.2%

SHORT TRM BOND$12.96M2.1%

APTUS EN INTL YLD$11.64M1.9%

Portfolio Concentration

Top 3$54.05M8.7%

4–10$81.33M13.2%

11–25$129.41M20.9%

Rest$353.04M57.1%

Top 3 weight

8.7%

Top 10 weight

21.9%

Voting Authority Distribution

Total shares with voting rights: 11.77M

Sole

Full voting authority

11.77M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole371

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings371

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares39.82K

TypeSH

Market value$19.02M

3.08%

Sole

39.82K

Shared

0.00

None

0.00

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares549.49K

TypeSH

Market value$18.22M

2.95%

Sole

549.49K

Shared

0.00

None

0.00

ISHARES CORE AGGRESSIVE ALLOCATION ETF

SOLE

AGGRES ALLOC ETF

Shares243.46K

TypeSH

Market value$16.81M

2.72%

Sole

243.46K

Shared

0.00

None

0.00

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

MSCI USA QLT FCT

Shares91.52K

TypeSH

Market value$13.47M

2.18%

Sole

91.52K

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares168.33K

TypeSH

Market value$12.96M

2.10%

Sole

168.33K

Shared

0.00

None

0.00

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares582.49K

TypeSH

Market value$11.64M

1.88%

Sole

582.49K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares70.02K

TypeSH

Market value$11.57M

1.87%

Sole

70.02K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares56.53K

TypeSH

Market value$10.88M

1.76%

Sole

56.53K

Shared

0.00

None

0.00

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares62.67K

TypeSH

Market value$10.56M

1.71%

Sole

62.67K

Shared

0.00

None

0.00

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares406.08K

TypeSH

Market value$10.23M

1.66%

Sole

406.08K

Shared

0.00

None

0.00

MICROSOFT

SOLE

COM

Shares25.84K

TypeSH

Market value$9.72M

1.57%

Sole

25.84K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares21.91K

TypeSH

Market value$9.57M

1.55%

Sole

21.91K

Shared

0.00

None

0.00

SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF

SOLE

PORTFLI INTRMDIT

Shares334.84K

TypeSH

Market value$9.56M

1.55%

Sole

334.84K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares144.78K

TypeSH

Market value$9.42M

1.52%

Sole

144.78K

Shared

0.00

None

0.00

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares196.63K

TypeSH

Market value$9.42M

1.52%

Sole

196.63K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares59.37K

TypeSH

Market value$9.37M

1.52%

Sole

59.37K

Shared

0.00

None

0.00

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares93.65K

TypeSH

Market value$9.29M

1.50%

Sole

93.65K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares19.51K

TypeSH

Market value$9.27M

1.50%

Sole

19.51K

Shared

0.00

None

0.00

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares272.19K

TypeSH

Market value$9.14M

1.48%

Sole

272.18K

Shared

0.00

None

0.00

APTUS ENHANCED YIELD ETF

SOLE

APTUS ENHANCED

Shares374.13K

TypeSH

Market value$8.85M

1.43%

Sole

374.13K

Shared

0.00

None

0.00

APTUS LARGE CAP ENHANCED YIELD ETF

SOLE

APTUS LARGE CAP

Shares323.76K

TypeSH

Market value$8.65M

1.40%

Sole

323.76K

Shared

0.00

None

0.00

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares218.30K

TypeSH

Market value$8.39M

1.36%

Sole

218.30K

Shared

0.00

None

0.00

POWERSHARES SP500 LOW VOLATILITY ETF

SOLE

S&P500 LOW VOL

Shares103.69K

TypeSH

Market value$6.50M

1.05%

Sole

103.69K

Shared

0.00

None

0.00

WALMART INC COM

SOLE

COM

Shares38.95K

TypeSH

Market value$6.14M

0.99%

Sole

38.95K

Shared

0.00

None

0.00

BROADCOM INC COM

SOLE

COM

Shares5.48K

TypeSH

Market value$6.12M

0.99%

Sole

5.48K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	39.82K	SH	$19.02M 3.08%	39.82K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	549.49K	SH	$18.22M 2.95%	549.49K
ISHARES CORE AGGRESSIVE ALLOCATION ETFSOLE	AGGRES ALLOC ETF	243.46K	SH	$16.81M 2.72%	243.46K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	MSCI USA QLT FCT	91.52K	SH	$13.47M 2.18%	91.52K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	168.33K	SH	$12.96M 2.10%	168.33K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	582.49K	SH	$11.64M 1.88%	582.49K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	70.02K	SH	$11.57M 1.87%	70.02K
APPLE INCSOLE	COM	56.53K	SH	$10.88M 1.76%	56.53K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	62.67K	SH	$10.56M 1.71%	62.67K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	406.08K	SH	$10.23M 1.66%	406.08K
MICROSOFTSOLE	COM	25.84K	SH	$9.72M 1.57%	25.84K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	21.91K	SH	$9.57M 1.55%	21.91K
SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETFSOLE	PORTFLI INTRMDIT	334.84K	SH	$9.56M 1.55%	334.84K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	144.78K	SH	$9.42M 1.52%	144.78K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	196.63K	SH	$9.42M 1.52%	196.63K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	59.37K	SH	$9.37M 1.52%	59.37K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	93.65K	SH	$9.29M 1.50%	93.65K
SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	19.51K	SH	$9.27M 1.50%	19.51K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	272.19K	SH	$9.14M 1.48%	272.18K
APTUS ENHANCED YIELD ETFSOLE	APTUS ENHANCED	374.13K	SH	$8.85M 1.43%	374.13K
APTUS LARGE CAP ENHANCED YIELD ETFSOLE	APTUS LARGE CAP	323.76K	SH	$8.65M 1.40%	323.76K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	218.30K	SH	$8.39M 1.36%	218.30K
POWERSHARES SP500 LOW VOLATILITY ETFSOLE	S&P500 LOW VOL	103.69K	SH	$6.50M 1.05%	103.69K
WALMART INC COMSOLE	COM	38.95K	SH	$6.14M 0.99%	38.95K
BROADCOM INC COMSOLE	COM	5.48K	SH	$6.12M 0.99%	5.48K

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