WATERLOO CAPITAL, L.P.

Filed: 11/14/2023ACC: 0001104659-23-117835

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 181 equity positions with a total reported market value of $340.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

181

Positions

$340.75M

Total AUM (reported)

6.51M

Total Shares

Allocation by class

COM$49.48M14.5%

CORE S&P500 ETF$18.28M5.4%

APTUS COLLRD INV$16.83M4.9%

AGGRES ALLOC ETF$14.75M4.3%

SHORT TRM BOND$13.36M3.9%

APTUS DEFINED$11.35M3.3%

APTUS EN INTL YLD$11.05M3.2%

Portfolio Concentration

Top 3$49.86M14.6%

4–10$71.67M21.0%

11–25$93.73M27.5%

Rest$125.50M36.8%

Top 3 weight

14.6%

Top 10 weight

35.7%

Voting Authority Distribution

Total shares with voting rights: 6.51M

Sole

Full voting authority

6.51M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole181

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings181

Rows:

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares42.56K

TypeSH

Market value$18.28M

5.36%

Sole

42.56K

Shared

0.00

None

0.00

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares552.96K

TypeSH

Market value$16.83M

4.94%

Sole

552.96K

Shared

0.00

None

0.00

ISHARES CORE AGGRESSIVE ALLOCATION ETF

SOLE

AGGRES ALLOC ETF

Shares232.38K

TypeSH

Market value$14.75M

4.33%

Sole

232.38K

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares177.79K

TypeSH

Market value$13.36M

3.92%

Sole

177.78K

Shared

0.00

None

0.00

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares486.89K

TypeSH

Market value$11.35M

3.33%

Sole

486.89K

Shared

0.00

None

0.00

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares577.64K

TypeSH

Market value$11.05M

3.24%

Sole

577.64K

Shared

0.00

None

0.00

APTUS ENHANCED YIELD ETF

SOLE

APTUS ENHANCED

Shares388.48K

TypeSH

Market value$9.41M

2.76%

Sole

388.48K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares158.70K

TypeSH

Market value$9.41M

2.76%

Sole

158.70K

Shared

0.00

None

0.00

SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MO

Shares95.95K

TypeSH

Market value$8.81M

2.59%

Sole

95.95K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares48.34K

TypeSH

Market value$8.28M

2.43%

Sole

48.34K

Shared

0.00

None

0.00

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares188.77K

TypeSH

Market value$8.25M

2.42%

Sole

188.77K

Shared

0.00

None

0.00

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares271.50K

TypeSH

Market value$8.23M

2.42%

Sole

271.50K

Shared

0.00

None

0.00

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares54.52K

TypeSH

Market value$8.04M

2.36%

Sole

54.52K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares20.27K

TypeSH

Market value$7.96M

2.34%

Sole

20.27K

Shared

0.00

None

0.00

APTUS LARGE CAP ENHANCED YIELD ETF

SOLE

APTUS LARGE CAP

Shares317.10K

TypeSH

Market value$7.82M

2.30%

Sole

317.10K

Shared

0.00

None

0.00

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares218.94K

TypeSH

Market value$7.67M

2.25%

Sole

218.94K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares44.76K

TypeSH

Market value$6.80M

1.99%

Sole

44.76K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares43.15K

TypeSH

Market value$6.11M

1.79%

Sole

43.15K

Shared

0.00

None

0.00

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares60.88K

TypeSH

Market value$5.72M

1.68%

Sole

60.88K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares101.77K

TypeSH

Market value$5.11M

1.50%

Sole

101.77K

Shared

0.00

None

0.00

MICROSOFT

SOLE

COM

Shares15.08K

TypeSH

Market value$4.76M

1.40%

Sole

15.08K

Shared

0.00

None

0.00

GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF

SOLE

ACCES TREASURY

Shares47.54K

TypeSH

Market value$4.76M

1.40%

Sole

47.54K

Shared

0.00

None

0.00

ISHARES MSCI USA QUALITY FACTOR ETF

SOLE

MSCI USA QLT FCT

Shares34.59K

TypeSH

Market value$4.56M

1.34%

Sole

34.59K

Shared

0.00

None

0.00

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

FTSE EMR MKT ETF

Shares105.20K

TypeSH

Market value$4.12M

1.21%

Sole

105.20K

Shared

0.00

None

0.00

ISHARES FLOATING RATE BOND ETF

SOLE

FLTG RATE NT ETF

Shares74.58K

TypeSH

Market value$3.80M

1.11%

Sole

74.58K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	42.56K	SH	$18.28M 5.36%	42.56K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	552.96K	SH	$16.83M 4.94%	552.96K
ISHARES CORE AGGRESSIVE ALLOCATION ETFSOLE	AGGRES ALLOC ETF	232.38K	SH	$14.75M 4.33%	232.38K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	177.79K	SH	$13.36M 3.92%	177.78K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	486.89K	SH	$11.35M 3.33%	486.89K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	577.64K	SH	$11.05M 3.24%	577.64K
APTUS ENHANCED YIELD ETFSOLE	APTUS ENHANCED	388.48K	SH	$9.41M 2.76%	388.48K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	158.70K	SH	$9.41M 2.76%	158.70K
SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MO	95.95K	SH	$8.81M 2.59%	95.95K
APPLE INCSOLE	COM	48.34K	SH	$8.28M 2.43%	48.34K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	188.77K	SH	$8.25M 2.42%	188.77K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	271.50K	SH	$8.23M 2.42%	271.50K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	54.52K	SH	$8.04M 2.36%	54.52K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	20.27K	SH	$7.96M 2.34%	20.27K
APTUS LARGE CAP ENHANCED YIELD ETFSOLE	APTUS LARGE CAP	317.10K	SH	$7.82M 2.30%	317.10K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	218.94K	SH	$7.67M 2.25%	218.94K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	44.76K	SH	$6.80M 1.99%	44.76K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	43.15K	SH	$6.11M 1.79%	43.15K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	60.88K	SH	$5.72M 1.68%	60.88K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	101.77K	SH	$5.11M 1.50%	101.77K
MICROSOFTSOLE	COM	15.08K	SH	$4.76M 1.40%	15.08K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE	ACCES TREASURY	47.54K	SH	$4.76M 1.40%	47.54K
ISHARES MSCI USA QUALITY FACTOR ETFSOLE	MSCI USA QLT FCT	34.59K	SH	$4.56M 1.34%	34.59K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	FTSE EMR MKT ETF	105.20K	SH	$4.12M 1.21%	105.20K
ISHARES FLOATING RATE BOND ETFSOLE	FLTG RATE NT ETF	74.58K	SH	$3.80M 1.11%	74.58K

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