WATERLOO CAPITAL, L.P.

Filed: 8/11/2023ACC: 0001104659-23-090313

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 206 equity positions with a total reported market value of $338.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

206

Positions

$338.77M

Total AUM (reported)

5.61M

Total Shares

Allocation by class

COM$57.55M17.0%

AGGRES ALLOC ETF$20.52M6.1%

CORE S&P500 ETF$17.65M5.2%

CORE US AGGBD ET$16.88M5.0%

SHORT TRM BOND$16.45M4.9%

APTUS COLLRD INV$15.05M4.4%

APTUS DEFINED$14.02M4.1%

Portfolio Concentration

Top 3$55.04M16.2%

4–10$90.67M26.8%

11–25$82.71M24.4%

Rest$110.35M32.6%

Top 3 weight

16.2%

Top 10 weight

43.0%

Voting Authority Distribution

Total shares with voting rights: 5.61M

Sole

Full voting authority

5.61M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole206

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings206

Rows:

ISHARES CORE AGGRESSIVE ALLOCATION ETF

SOLE

AGGRES ALLOC ETF

Shares309.29K

TypeSH

Market value$20.52M

6.06%

Sole

309.29K

Shared

0.00

None

0.00

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares39.59K

TypeSH

Market value$17.65M

5.21%

Sole

39.59K

Shared

0.00

None

0.00

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares172.30K

TypeSH

Market value$16.88M

4.98%

Sole

172.30K

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares217.73K

TypeSH

Market value$16.45M

4.86%

Sole

217.73K

Shared

0.00

None

0.00

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares483.67K

TypeSH

Market value$15.05M

4.44%

Sole

483.67K

Shared

0.00

None

0.00

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares564.08K

TypeSH

Market value$14.02M

4.14%

Sole

564.08K

Shared

0.00

None

0.00

SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MO

Shares151.25K

TypeSH

Market value$13.89M

4.10%

Sole

151.25K

Shared

0.00

None

0.00

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares356.02K

TypeSH

Market value$11.38M

3.36%

Sole

356.02K

Shared

0.00

None

0.00

APTUS ENHANCED YIELD ETF

SOLE

APTUS ENHANCED

Shares429.94K

TypeSH

Market value$10.48M

3.09%

Sole

429.94K

Shared

0.00

None

0.00

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares258.41K

TypeSH

Market value$9.41M

2.78%

Sole

258.41K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares47.77K

TypeSH

Market value$9.27M

2.74%

Sole

47.77K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares147.65K

TypeSH

Market value$9.01M

2.66%

Sole

147.65K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares18.78K

TypeSH

Market value$7.65M

2.26%

Sole

18.78K

Shared

0.00

None

0.00

INVESCO NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares47.32K

TypeSH

Market value$7.19M

2.12%

Sole

47.32K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares42.94K

TypeSH

Market value$6.78M

2.00%

Sole

42.93K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares38.01K

TypeSH

Market value$5.69M

1.68%

Sole

38.01K

Shared

0.00

None

0.00

APTUS INTERNATIONAL ENHANCED YIELD

SOLE

APTUS EN INTL YLD

Shares249.85K

TypeSH

Market value$4.96M

1.46%

Sole

249.85K

Shared

0.00

None

0.00

ISHARES INTERNATIONAL DIVIDEND GROWTH ETF

SOLE

INTL DIV GRWTH

Shares77.31K

TypeSH

Market value$4.79M

1.42%

Sole

77.31K

Shared

0.00

None

0.00

MICROSOFT

SOLE

COM

Shares13.47K

TypeSH

Market value$4.59M

1.35%

Sole

13.47K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares82.46K

TypeSH

Market value$4.30M

1.27%

Sole

82.46K

Shared

0.00

None

0.00

PEPSICO INC COM

SOLE

COM

Shares22.08K

TypeSH

Market value$4.09M

1.21%

Sole

22.08K

Shared

0.00

None

0.00

HORIZON KINETICS INFLATION BENEFICIARIES ETF

SOLE

HORIZON KINETICS

Shares124.36K

TypeSH

Market value$3.80M

1.12%

Sole

124.36K

Shared

0.00

None

0.00

GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF

SOLE

ACCES TREASURY

Shares36.60K

TypeSH

Market value$3.66M

1.08%

Sole

36.60K

Shared

0.00

None

0.00

Schwab US Large Cap ETF

SOLE

US LRG CAP ETF

Shares67.88K

TypeSH

Market value$3.55M

1.05%

Sole

67.88K

Shared

0.00

None

0.00

VANGUARD FTSE DEVELOPED MARKETS ETF

SOLE

VAN FTSE DEV MKT

Shares73.23K

TypeSH

Market value$3.38M

1.00%

Sole

73.23K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES CORE AGGRESSIVE ALLOCATION ETFSOLE	AGGRES ALLOC ETF	309.29K	SH	$20.52M 6.06%	309.29K
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	39.59K	SH	$17.65M 5.21%	39.59K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	172.30K	SH	$16.88M 4.98%	172.30K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	217.73K	SH	$16.45M 4.86%	217.73K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	483.67K	SH	$15.05M 4.44%	483.67K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	564.08K	SH	$14.02M 4.14%	564.08K
SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MO	151.25K	SH	$13.89M 4.10%	151.25K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	356.02K	SH	$11.38M 3.36%	356.02K
APTUS ENHANCED YIELD ETFSOLE	APTUS ENHANCED	429.94K	SH	$10.48M 3.09%	429.94K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	258.41K	SH	$9.41M 2.78%	258.41K
APPLE INCSOLE	COM	47.77K	SH	$9.27M 2.74%	47.77K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	147.65K	SH	$9.01M 2.66%	147.65K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	18.78K	SH	$7.65M 2.26%	18.78K
INVESCO NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	47.32K	SH	$7.19M 2.12%	47.32K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	42.94K	SH	$6.78M 2.00%	42.93K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	38.01K	SH	$5.69M 1.68%	38.01K
APTUS INTERNATIONAL ENHANCED YIELDSOLE	APTUS EN INTL YLD	249.85K	SH	$4.96M 1.46%	249.85K
ISHARES INTERNATIONAL DIVIDEND GROWTH ETFSOLE	INTL DIV GRWTH	77.31K	SH	$4.79M 1.42%	77.31K
MICROSOFTSOLE	COM	13.47K	SH	$4.59M 1.35%	13.47K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	82.46K	SH	$4.30M 1.27%	82.46K
PEPSICO INC COMSOLE	COM	22.08K	SH	$4.09M 1.21%	22.08K
HORIZON KINETICS INFLATION BENEFICIARIES ETFSOLE	HORIZON KINETICS	124.36K	SH	$3.80M 1.12%	124.36K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE	ACCES TREASURY	36.60K	SH	$3.66M 1.08%	36.60K
Schwab US Large Cap ETFSOLE	US LRG CAP ETF	67.88K	SH	$3.55M 1.05%	67.88K
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE	VAN FTSE DEV MKT	73.23K	SH	$3.38M 1.00%	73.23K

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