WATERLOO CAPITAL, L.P.

Filed: 5/15/2023ACC: 0001104659-23-060809

📋 What this filing means

WATERLOO CAPITAL, L.P. filed this quarterly 13F‑HR report disclosing 200 equity positions with a total reported market value of $323.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

200

Positions

$323.38M

Total AUM (reported)

5.61M

Total Shares

Allocation by class

COM$51.32M15.9%

SHORT TRM BOND$21.03M6.5%

BLOOMBERG 1-3 MO$16.72M5.2%

APTUS DEFINED$14.98M4.6%

APTUS COLLRD INV$14.43M4.5%

CORE S&P500 ETF$12.28M3.8%

AGGRES ALLOC ETF$11.79M3.6%

Portfolio Concentration

Top 3$52.73M16.3%

4–10$76.94M23.8%

11–25$83.79M25.9%

Rest$109.93M34.0%

Top 3 weight

16.3%

Top 10 weight

40.1%

Voting Authority Distribution

Total shares with voting rights: 5.61M

Sole

Full voting authority

5.61M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole200

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings200

Rows:

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares274.88K

TypeSH

Market value$21.03M

6.50%

Sole

274.88K

Shared

0.00

None

0.00

SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MO

Shares182.13K

TypeSH

Market value$16.72M

5.17%

Sole

182.12K

Shared

0.00

None

0.00

APTUS DEFINED RISK ETF

SOLE

APTUS DEFINED

Shares576.82K

TypeSH

Market value$14.98M

4.63%

Sole

576.82K

Shared

0.00

None

0.00

APTUS COLLARED INVESTMENT OPPORTUNITY ETF

SOLE

APTUS COLLRD INV

Shares477.82K

TypeSH

Market value$14.43M

4.46%

Sole

477.82K

Shared

0.00

None

0.00

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares29.88K

TypeSH

Market value$12.28M

3.80%

Sole

29.88K

Shared

0.00

None

0.00

ISHARES CORE AGGRESSIVE ALLOCATION ETF

SOLE

AGGRES ALLOC ETF

Shares185.46K

TypeSH

Market value$11.79M

3.65%

Sole

185.46K

Shared

0.00

None

0.00

OPUS SMALL CAP VALUE ETF

SOLE

OPUS SML CP VL

Shares345.12K

TypeSH

Market value$10.75M

3.32%

Sole

345.12K

Shared

0.00

None

0.00

APTUS DRAWDOWN MANAGED EQUITY ETF

SOLE

APTUS DRAWDOWN

Shares287.84K

TypeSH

Market value$9.96M

3.08%

Sole

287.84K

Shared

0.00

None

0.00

INVESCO S&P 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares62.53K

TypeSH

Market value$9.04M

2.80%

Sole

62.53K

Shared

0.00

None

0.00

ISHARES AGGREGATE BOND ETF

SOLE

CORE US AGGBD ET

Shares87.15K

TypeSH

Market value$8.68M

2.69%

Sole

87.15K

Shared

0.00

None

0.00

GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF

SOLE

ACCES TREASURY

Shares78.65K

TypeSH

Market value$7.88M

2.44%

Sole

78.65K

Shared

0.00

None

0.00

APTUS ENHANCED YIELD ETF

SOLE

APTUS ENHANCED

Shares311.44K

TypeSH

Market value$7.76M

2.40%

Sole

311.44K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares50.71K

TypeSH

Market value$7.72M

2.39%

Sole

50.71K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares45.60K

TypeSH

Market value$7.52M

2.33%

Sole

45.60K

Shared

0.00

None

0.00

JPMORGAN ULTRA-SHORT INCOME ETF

SOLE

ULTRA SHRT INC

Shares136.93K

TypeSH

Market value$6.89M

2.13%

Sole

136.93K

Shared

0.00

None

0.00

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares17.98K

TypeSH

Market value$6.76M

2.09%

Sole

17.98K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares97.92K

TypeSH

Market value$5.42M

1.68%

Sole

97.92K

Shared

0.00

None

0.00

INTERNATIONAL DRAWDOWN MANAGED EQUITY ETF

SOLE

INTL DRAWDWN MNG

Shares255.70K

TypeSH

Market value$5.06M

1.57%

Sole

255.70K

Shared

0.00

None

0.00

ISHARES INTERNATIONAL DIVIDEND GROWTH ETF

SOLE

INTL DIV GRWTH

Shares76.16K

TypeSH

Market value$4.62M

1.43%

Sole

76.16K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares89.14K

TypeSH

Market value$4.29M

1.33%

Sole

89.14K

Shared

0.00

None

0.00

PEPSICO INC COM

SOLE

COM

Shares22.82K

TypeSH

Market value$4.16M

1.29%

Sole

22.82K

Shared

0.00

None

0.00

MICROSOFT

SOLE

COM

Shares14.29K

TypeSH

Market value$4.12M

1.27%

Sole

14.29K

Shared

0.00

None

0.00

PIMCO ENHANCED SHORT MATURITY ACTIVE ETF

SOLE

ENHAN SHRT MA AC

Shares39.27K

TypeSH

Market value$3.90M

1.21%

Sole

39.27K

Shared

0.00

None

0.00

ISHARES MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares53.77K

TypeSH

Market value$3.85M

1.19%

Sole

53.77K

Shared

0.00

None

0.00

HORIZON KINETICS INFLATION BENEFICIARIES ETF

SOLE

HORIZON KINETICS

Shares124.66K

TypeSH

Market value$3.84M

1.19%

Sole

124.66K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	274.88K	SH	$21.03M 6.50%	274.88K
SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MO	182.13K	SH	$16.72M 5.17%	182.12K
APTUS DEFINED RISK ETFSOLE	APTUS DEFINED	576.82K	SH	$14.98M 4.63%	576.82K
APTUS COLLARED INVESTMENT OPPORTUNITY ETFSOLE	APTUS COLLRD INV	477.82K	SH	$14.43M 4.46%	477.82K
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	29.88K	SH	$12.28M 3.80%	29.88K
ISHARES CORE AGGRESSIVE ALLOCATION ETFSOLE	AGGRES ALLOC ETF	185.46K	SH	$11.79M 3.65%	185.46K
OPUS SMALL CAP VALUE ETFSOLE	OPUS SML CP VL	345.12K	SH	$10.75M 3.32%	345.12K
APTUS DRAWDOWN MANAGED EQUITY ETFSOLE	APTUS DRAWDOWN	287.84K	SH	$9.96M 3.08%	287.84K
INVESCO S&P 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	62.53K	SH	$9.04M 2.80%	62.53K
ISHARES AGGREGATE BOND ETFSOLE	CORE US AGGBD ET	87.15K	SH	$8.68M 2.69%	87.15K
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETFSOLE	ACCES TREASURY	78.65K	SH	$7.88M 2.44%	78.65K
APTUS ENHANCED YIELD ETFSOLE	APTUS ENHANCED	311.44K	SH	$7.76M 2.40%	311.44K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	50.71K	SH	$7.72M 2.39%	50.71K
APPLE INCSOLE	COM	45.60K	SH	$7.52M 2.33%	45.60K
JPMORGAN ULTRA-SHORT INCOME ETFSOLE	ULTRA SHRT INC	136.93K	SH	$6.89M 2.13%	136.93K
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	17.98K	SH	$6.76M 2.09%	17.98K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	97.92K	SH	$5.42M 1.68%	97.92K
INTERNATIONAL DRAWDOWN MANAGED EQUITY ETFSOLE	INTL DRAWDWN MNG	255.70K	SH	$5.06M 1.57%	255.70K
ISHARES INTERNATIONAL DIVIDEND GROWTH ETFSOLE	INTL DIV GRWTH	76.16K	SH	$4.62M 1.43%	76.16K
SPDR PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P500	89.14K	SH	$4.29M 1.33%	89.14K
PEPSICO INC COMSOLE	COM	22.82K	SH	$4.16M 1.29%	22.82K
MICROSOFTSOLE	COM	14.29K	SH	$4.12M 1.27%	14.29K
PIMCO ENHANCED SHORT MATURITY ACTIVE ETFSOLE	ENHAN SHRT MA AC	39.27K	SH	$3.90M 1.21%	39.27K
ISHARES MSCI EAFE ETFSOLE	MSCI EAFE ETF	53.77K	SH	$3.85M 1.19%	53.77K
HORIZON KINETICS INFLATION BENEFICIARIES ETFSOLE	HORIZON KINETICS	124.66K	SH	$3.84M 1.19%	124.66K

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