WATERFIELD JOHN RANDALL reported 1 transaction at SMTC CORP
Review the transaction codes below to understand the nature of each event.
Filed: 6/24/2019ACC: 0001437749-19-012563
0.00
Net shares
Net seller
$353.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
112.43K acquired · 112.43K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+112.43K
Price / share
$3.14
Trade value
$353.03K
% of position
12.5%
6/20/2019
900.28K→1.01M
Total
Net shares
+112.43K
Net value
$353.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/20/2019 | X · X | +112.43K | $3.14 | $353.03K | 12.5% | 900.28K | 1.01M |
| Total | +112.43K | $353.03K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
112.43K shares
Shares
−112.43K
Strike price
3.14
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock112.43K shares | 6/20/2019 | X · X | −112.43K | 3.14 | — | 0.00 |