Filed: 5/15/2025ACC: 0000905148-25-001749
📋 What this filing means
WATERFALL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $189.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$189.43M
Total AUM (reported)
39.03M
Total Shares
Allocation by class
TR UNIT$128.66M67.9%
NOTE 7.750% 6/1$32.70M17.3%
COM$19.90M10.5%
9.875 FXD-FLT C$5.51M2.9%
COM NEW$2.66M1.4%
Portfolio Concentration
Top 3$181.26M95.7%
4–10$8.17M4.3%
Top 3 weight
95.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 5.82M
Sole
Full voting authority
5.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole6
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings6
Rows:
SPDR S&P 500 ETF TR
SOLEShares230K
TypeSH
Market value$128.66M
67.92%
Sole
230K
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares32.99M
TypePRN
Market value$32.70M
17.26%
Sole
0.00
Shared
0.00
None
0.00
READY CAPITAL CORP
SOLEShares3.91M
TypeSH
Market value$19.90M
10.50%
Sole
3.91M
Shared
0.00
None
0.00
RITHM PPTY TR INC
SOLEShares218.90K
TypePRN
Market value$5.51M
2.91%
Sole
0.00
Shared
0.00
None
0.00
FLEXSHOPPER INC
SOLEShares1.63M
TypeSH
Market value$2.09M
1.10%
Sole
1.63M
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares50K
TypeSH
Market value$578.0K
0.31%
Sole
50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 230K | SH | $128.66M 67.92% | 230K | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 7.750% 6/1 | 32.99M | PRN | $32.70M 17.26% | 0.00 | 0.00 | 0.00 |
READY CAPITAL CORPSOLE | COM | 3.91M | SH | $19.90M 10.50% | 3.91M | 0.00 | 0.00 |
RITHM PPTY TR INCSOLE | 9.875 FXD-FLT C | 218.90K | PRN | $5.51M 2.91% | 0.00 | 0.00 | 0.00 |
FLEXSHOPPER INCSOLE | COM NEW | 1.63M | SH | $2.09M 1.10% | 1.63M | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 50K | SH | $578.0K 0.31% | 50K | 0.00 | 0.00 |