Filed: 2/13/2025ACC: 0000905148-25-000532
📋 What this filing means
WATERFALL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $662.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$662.04M
Total AUM (reported)
52.66M
Total Shares
Allocation by class
TR UNIT$586.08M88.5%
NOTE 7.750% 6/1$45.97M6.9%
COM$26.66M4.0%
COM NEW$3.33M0.5%
Portfolio Concentration
Top 3$658.71M99.5%
4–10$3.33M0.5%
Top 3 weight
99.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 52.66M
Sole
Full voting authority
52.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
SPDR S&P 500 ETF TR
SOLEShares1M
TypeSH
Market value$586.08M
88.53%
Sole
1M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares46.07M
TypePRN
Market value$45.97M
6.94%
Sole
46.07M
Shared
0.00
None
0.00
READY CAPITAL CORP
SOLEShares3.91M
TypeSH
Market value$26.66M
4.03%
Sole
3.91M
Shared
0.00
None
0.00
FLEXSHOPPER INC
SOLEShares1.63M
TypeSH
Market value$2.79M
0.42%
Sole
1.63M
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares50K
TypeSH
Market value$541.5K
0.08%
Sole
50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1M | SH | $586.08M 88.53% | 1M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 7.750% 6/1 | 46.07M | PRN | $45.97M 6.94% | 46.07M | 0.00 | 0.00 |
READY CAPITAL CORPSOLE | COM | 3.91M | SH | $26.66M 4.03% | 3.91M | 0.00 | 0.00 |
FLEXSHOPPER INCSOLE | COM NEW | 1.63M | SH | $2.79M 0.42% | 1.63M | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 50K | SH | $541.5K 0.08% | 50K | 0.00 | 0.00 |