Filed: 11/13/2024ACC: 0000905148-24-003061
📋 What this filing means
WATERFALL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $881.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$881.35M
Total AUM (reported)
52.29M
Total Shares
Allocation by class
TR UNIT$803.26M91.1%
NOTE 7.750% 6/1$44.75M5.1%
COM$31.08M3.5%
COM NEW$2.25M0.3%
Portfolio Concentration
Top 3$877.84M99.6%
4–10$3.50M0.4%
Top 3 weight
99.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 52.29M
Sole
Full voting authority
52.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole6
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings6
Rows:
SPDR S&P 500 ETF TR
SOLEShares1.40M
TypeSH
Market value$803.26M
91.14%
Sole
1.40M
Shared
0.00
None
0.00
REDWOOD TRUST INC
SOLEShares45.27M
TypePRN
Market value$44.75M
5.08%
Sole
45.27M
Shared
0.00
None
0.00
READY CAPITAL CORP
SOLEShares3.91M
TypeSH
Market value$29.83M
3.38%
Sole
3.91M
Shared
0.00
None
0.00
FLEXSHOPPER INC
SOLEShares1.63M
TypeSH
Market value$1.68M
0.19%
Sole
1.63M
Shared
0.00
None
0.00
AMERICAS CAR-MART INC
SOLEShares30K
TypeSH
Market value$1.26M
0.14%
Sole
30K
Shared
0.00
None
0.00
RITHM CAPITAL CORP
SOLEShares50K
TypeSH
Market value$567.5K
0.06%
Sole
50K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.40M | SH | $803.26M 91.14% | 1.40M | 0.00 | 0.00 |
REDWOOD TRUST INCSOLE | NOTE 7.750% 6/1 | 45.27M | PRN | $44.75M 5.08% | 45.27M | 0.00 | 0.00 |
READY CAPITAL CORPSOLE | COM | 3.91M | SH | $29.83M 3.38% | 3.91M | 0.00 | 0.00 |
FLEXSHOPPER INCSOLE | COM NEW | 1.63M | SH | $1.68M 0.19% | 1.63M | 0.00 | 0.00 |
AMERICAS CAR-MART INCSOLE | COM | 30K | SH | $1.26M 0.14% | 30K | 0.00 | 0.00 |
RITHM CAPITAL CORPSOLE | COM NEW | 50K | SH | $567.5K 0.06% | 50K | 0.00 | 0.00 |