Filed: 8/14/2023ACC: 0001222765-23-000014
📋 What this filing means
WATER ISLAND CAPITAL LLC filed this quarterly 13F‑HR report disclosing 75 equity positions with a total reported market value of $1.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
75
Positions
$1.07M
Total AUM (reported)
50.60M
Total Shares
Allocation by class
EQUITY$1.05M98.0%
CONVERTIBLE BOND$18.1K1.7%
CORPORATE BOND$1.7K0.2%
EQUITY CALL$1.1K0.1%
EQUITY PUT$302.000.0%
Portfolio Concentration
Top 3$253.0K23.7%
4–10$370.9K34.7%
11–25$347.4K32.5%
Rest$98.2K9.2%
Top 3 weight
23.7%
Top 10 weight
58.3%
Voting Authority Distribution
Total shares with voting rights: 50.60M
Sole
Full voting authority
48.53M
shares
% of voting shares95.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.07M
shares
% of voting shares4.1%
Investment Discretion (by position count)
Sole75
Shared0
Other0
Dominant voting typeSole · 95.9% of voting shares
Institutional Holdings75
Rows:
ACTIVISION BLIZZARD INC
SOLEShares1.18M
TypeSH
Market value$99.3K
9.28%
Sole
1.09M
Shared
0.00
None
91.61K
VMWARE INC
SOLEShares562.40K
TypeSH
Market value$80.8K
7.56%
Sole
520.83K
Shared
0.00
None
41.57K
HORIZON THERAPEUTICS PUB L
SOLEShares709.12K
TypeSH
Market value$72.9K
6.82%
Sole
651.59K
Shared
0.00
None
57.53K
AEROJET ROCKETDYNE HLDGS INC
SOLEShares1.15M
TypeSH
Market value$62.9K
5.88%
Sole
1.05M
Shared
0.00
None
90.65K
PNM RES INC
SOLEShares1.30M
TypeSH
Market value$58.6K
5.48%
Sole
1.19M
Shared
0.00
None
105.38K
TEGNA INC
SOLEShares3.59M
TypeSH
Market value$58.2K
5.44%
Sole
3.33M
Shared
0.00
None
255.26K
NATIONAL INSTRS CORP
SOLEShares959.49K
TypeSH
Market value$55.1K
5.15%
Sole
880.36K
Shared
0.00
None
79.14K
UNIVAR SOLUTIONS INC
SOLEShares1.48M
TypeSH
Market value$53.0K
4.95%
Sole
1.35M
Shared
0.00
None
124.41K
CIRCOR INTL INC
SOLEShares849.20K
TypeSH
Market value$47.9K
4.48%
Sole
809.24K
Shared
0.00
None
39.97K
FOCUS FINL PARTNERS INC
SOLEShares670.40K
TypeSH
Market value$35.2K
3.29%
Sole
617.36K
Shared
0.00
None
53.04K
SYNEOS HEALTH INC
SOLEShares751.59K
TypeSH
Market value$31.7K
2.96%
Sole
691.12K
Shared
0.00
None
60.47K
SEAGEN INC
SOLEShares154.21K
TypeSH
Market value$29.7K
2.78%
Sole
141.84K
Shared
0.00
None
12.37K
PDC ENERGY INC
SOLEShares407.64K
TypeSH
Market value$29.0K
2.71%
Sole
375.28K
Shared
0.00
None
32.37K
TRITON INTL LTD
SOLEShares309.69K
TypeSH
Market value$25.8K
2.41%
Sole
282.83K
Shared
0.00
None
26.85K
RADIUS GLOBAL INFRASTRCTRE I
SOLEShares1.72M
TypeSH
Market value$25.7K
2.40%
Sole
1.58M
Shared
0.00
None
141.72K
LIFE STORAGE INC
SOLEShares192.17K
TypeSH
Market value$25.6K
2.39%
Sole
176.43K
Shared
0.00
None
15.74K
SILICON MOTION TECHNOLOGY CO
SOLEShares348.85K
TypeSH
Market value$25.1K
2.34%
Sole
326.20K
Shared
0.00
None
22.65K
FORGEROCK INC
SOLEShares1.15M
TypeSH
Market value$23.7K
2.22%
Sole
1.07M
Shared
0.00
None
89.13K
DICE THERAPEUTICS INC
SOLEShares483.89K
TypeSH
Market value$22.5K
2.10%
Sole
447.27K
Shared
0.00
None
36.63K
IVERIC BIO INC
SOLEShares503.20K
TypeSH
Market value$19.8K
1.85%
Sole
482.20K
Shared
0.00
None
20.99K
ABSOLUTE SOFTWARE CORP
SOLEShares1.70M
TypeSH
Market value$19.5K
1.82%
Sole
1.56M
Shared
0.00
None
133.01K
ALBERTSONS COS INC
SOLEShares861.83K
TypeSH
Market value$18.8K
1.76%
Sole
801.51K
Shared
0.00
None
60.33K
FIRST HORIZON CORPORATION
SOLEShares1.57M
TypeSH
Market value$17.7K
1.66%
Sole
1.44M
Shared
0.00
None
127.38K
ROGERS CORP
SOLEShares105.13K
TypeSH
Market value$17.0K
1.59%
Sole
97.43K
Shared
0.00
None
7.70K
VECTIVBIO HLDG AG
SOLEShares939.29K
TypeSH
Market value$16.0K
1.49%
Sole
869.31K
Shared
0.00
None
69.98K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD INCSOLE | Equity | 1.18M | SH | $99.3K 9.28% | 1.09M | 0.00 | 91.61K |
VMWARE INCSOLE | Equity | 562.40K | SH | $80.8K 7.56% | 520.83K | 0.00 | 41.57K |
HORIZON THERAPEUTICS PUB LSOLE | Equity | 709.12K | SH | $72.9K 6.82% | 651.59K | 0.00 | 57.53K |
AEROJET ROCKETDYNE HLDGS INCSOLE | Equity | 1.15M | SH | $62.9K 5.88% | 1.05M | 0.00 | 90.65K |
PNM RES INCSOLE | Equity | 1.30M | SH | $58.6K 5.48% | 1.19M | 0.00 | 105.38K |
TEGNA INCSOLE | Equity | 3.59M | SH | $58.2K 5.44% | 3.33M | 0.00 | 255.26K |
NATIONAL INSTRS CORPSOLE | Equity | 959.49K | SH | $55.1K 5.15% | 880.36K | 0.00 | 79.14K |
UNIVAR SOLUTIONS INCSOLE | Equity | 1.48M | SH | $53.0K 4.95% | 1.35M | 0.00 | 124.41K |
CIRCOR INTL INCSOLE | Equity | 849.20K | SH | $47.9K 4.48% | 809.24K | 0.00 | 39.97K |
FOCUS FINL PARTNERS INCSOLE | Equity | 670.40K | SH | $35.2K 3.29% | 617.36K | 0.00 | 53.04K |
SYNEOS HEALTH INCSOLE | Equity | 751.59K | SH | $31.7K 2.96% | 691.12K | 0.00 | 60.47K |
SEAGEN INCSOLE | Equity | 154.21K | SH | $29.7K 2.78% | 141.84K | 0.00 | 12.37K |
PDC ENERGY INCSOLE | Equity | 407.64K | SH | $29.0K 2.71% | 375.28K | 0.00 | 32.37K |
TRITON INTL LTDSOLE | Equity | 309.69K | SH | $25.8K 2.41% | 282.83K | 0.00 | 26.85K |
RADIUS GLOBAL INFRASTRCTRE ISOLE | Equity | 1.72M | SH | $25.7K 2.40% | 1.58M | 0.00 | 141.72K |
LIFE STORAGE INCSOLE | Equity | 192.17K | SH | $25.6K 2.39% | 176.43K | 0.00 | 15.74K |
SILICON MOTION TECHNOLOGY COSOLE | Equity | 348.85K | SH | $25.1K 2.34% | 326.20K | 0.00 | 22.65K |
FORGEROCK INCSOLE | Equity | 1.15M | SH | $23.7K 2.22% | 1.07M | 0.00 | 89.13K |
DICE THERAPEUTICS INCSOLE | Equity | 483.89K | SH | $22.5K 2.10% | 447.27K | 0.00 | 36.63K |
IVERIC BIO INCSOLE | Equity | 503.20K | SH | $19.8K 1.85% | 482.20K | 0.00 | 20.99K |
ABSOLUTE SOFTWARE CORPSOLE | Equity | 1.70M | SH | $19.5K 1.82% | 1.56M | 0.00 | 133.01K |
ALBERTSONS COS INCSOLE | Equity | 861.83K | SH | $18.8K 1.76% | 801.51K | 0.00 | 60.33K |
FIRST HORIZON CORPORATIONSOLE | Equity | 1.57M | SH | $17.7K 1.66% | 1.44M | 0.00 | 127.38K |
ROGERS CORPSOLE | Equity | 105.13K | SH | $17.0K 1.59% | 97.43K | 0.00 | 7.70K |
VECTIVBIO HLDG AGSOLE | Equity | 939.29K | SH | $16.0K 1.49% | 869.31K | 0.00 | 69.98K |
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