Filed: 5/25/2023ACC: 0001222765-23-000009
📋 What this filing means
WATER ISLAND CAPITAL LLC filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $1.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$1.23M
Total AUM (reported)
70.04M
Total Shares
Allocation by class
EQUITY$1.21M98.5%
CONVERTIBLE BOND$16.4K1.3%
CORPORATE BOND$1.7K0.1%
EQUITY PUT$203.000.0%
EQUITY CALL$111.000.0%
Portfolio Concentration
Top 3$211.7K17.2%
4–10$404.5K32.8%
11–25$455.9K37.0%
Rest$160.8K13.0%
Top 3 weight
17.2%
Top 10 weight
50.0%
Voting Authority Distribution
Total shares with voting rights: 70.04M
Sole
Full voting authority
66.18M
shares
% of voting shares94.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.86M
shares
% of voting shares5.5%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 94.5% of voting shares
Institutional Holdings74
Rows:
ACTIVISION BLIZZARD INC
SOLEShares985.62K
TypeSH
Market value$84.4K
6.84%
Sole
904.91K
Shared
0.00
None
80.71K
VMWARE INC
SOLEShares515.30K
TypeSH
Market value$64.3K
5.22%
Sole
479.85K
Shared
0.00
None
35.45K
AEROJET ROCKETDYNE HLDGS INC
SOLEShares1.12M
TypeSH
Market value$63.0K
5.11%
Sole
1.03M
Shared
0.00
None
86.87K
HORIZON THERAPEUTICS PUB L
SOLEShares570.61K
TypeSH
Market value$62.3K
5.05%
Sole
527.57K
Shared
0.00
None
43.04K
PNM RES INC
SOLEShares1.26M
TypeSH
Market value$61.3K
4.97%
Sole
1.16M
Shared
0.00
None
103.51K
TEGNA INC
SOLEShares3.61M
TypeSH
Market value$61.0K
4.95%
Sole
3.34M
Shared
0.00
None
267.96K
DCP MIDSTREAM LP
SOLEShares1.39M
TypeSH
Market value$58.0K
4.71%
Sole
1.27M
Shared
0.00
None
119.30K
FIRST HORIZON CORPORATION
SOLEShares3.11M
TypeSH
Market value$55.2K
4.48%
Sole
2.84M
Shared
0.00
None
262.42K
MOMENTIVE GLOBAL INC
SOLEShares5.89M
TypeSH
Market value$54.9K
4.45%
Sole
5.38M
Shared
0.00
None
507.86K
QUALTRICS INTL INC
SOLEShares2.91M
TypeSH
Market value$51.8K
4.20%
Sole
2.66M
Shared
0.00
None
241.96K
SUMO LOGIC INC
SOLEShares3.85M
TypeSH
Market value$46.1K
3.74%
Sole
3.52M
Shared
0.00
None
326.26K
UNIVAR SOLUTIONS INC
SOLEShares1.27M
TypeSH
Market value$44.6K
3.62%
Sole
1.17M
Shared
0.00
None
104.88K
SHAW COMMUNICATIONS INC
SOLEShares1.46M
TypeSH
Market value$43.7K
3.55%
Sole
1.35M
Shared
0.00
None
109.42K
FOCUS FINL PARTNERS INC
SOLEShares690.43K
TypeSH
Market value$35.8K
2.90%
Sole
634.74K
Shared
0.00
None
55.68K
TRAVELCENTERS OF AMERICA INC
SOLEShares404.75K
TypeSH
Market value$35.0K
2.84%
Sole
371.33K
Shared
0.00
None
33.43K
MAXAR TECHNOLOGIES INC
SOLEShares643.87K
TypeSH
Market value$32.9K
2.67%
Sole
596.45K
Shared
0.00
None
47.43K
CARDIOVASCULAR SYS INC DEL
SOLEShares1.60M
TypeSH
Market value$31.8K
2.58%
Sole
1.47M
Shared
0.00
None
133.74K
DIVERSEY HLDGS LTD
SOLEShares3.76M
TypeSH
Market value$30.4K
2.47%
Sole
3.46M
Shared
0.00
None
307.73K
OAK STR HEALTH INC
SOLEShares604.45K
TypeSH
Market value$23.4K
1.90%
Sole
555.74K
Shared
0.00
None
48.71K
SILICON MOTION TECHNOLOGY CO
SOLEShares350.98K
TypeSH
Market value$23.0K
1.87%
Sole
327.21K
Shared
0.00
None
23.77K
PROVENTION BIO INC
SOLEShares953.41K
TypeSH
Market value$23.0K
1.86%
Sole
877.35K
Shared
0.00
None
76.06K
ROGERS CORP
SOLEShares139.94K
TypeSH
Market value$22.9K
1.86%
Sole
130.08K
Shared
0.00
None
9.86K
SEAGEN INC
SOLEShares108.43K
TypeSH
Market value$22.0K
1.78%
Sole
100.04K
Shared
0.00
None
8.39K
RADIUS GLOBAL INFRASTRCTRE I
SOLEShares1.47M
TypeSH
Market value$21.6K
1.75%
Sole
1.36M
Shared
0.00
None
115.45K
CVENT HOLDING CORP
SOLEShares2.36M
TypeSH
Market value$19.7K
1.60%
Sole
2.16M
Shared
0.00
None
197.06K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD INCSOLE | Equity | 985.62K | SH | $84.4K 6.84% | 904.91K | 0.00 | 80.71K |
VMWARE INCSOLE | Equity | 515.30K | SH | $64.3K 5.22% | 479.85K | 0.00 | 35.45K |
AEROJET ROCKETDYNE HLDGS INCSOLE | Equity | 1.12M | SH | $63.0K 5.11% | 1.03M | 0.00 | 86.87K |
HORIZON THERAPEUTICS PUB LSOLE | Equity | 570.61K | SH | $62.3K 5.05% | 527.57K | 0.00 | 43.04K |
PNM RES INCSOLE | Equity | 1.26M | SH | $61.3K 4.97% | 1.16M | 0.00 | 103.51K |
TEGNA INCSOLE | Equity | 3.61M | SH | $61.0K 4.95% | 3.34M | 0.00 | 267.96K |
DCP MIDSTREAM LPSOLE | Equity | 1.39M | SH | $58.0K 4.71% | 1.27M | 0.00 | 119.30K |
FIRST HORIZON CORPORATIONSOLE | Equity | 3.11M | SH | $55.2K 4.48% | 2.84M | 0.00 | 262.42K |
MOMENTIVE GLOBAL INCSOLE | Equity | 5.89M | SH | $54.9K 4.45% | 5.38M | 0.00 | 507.86K |
QUALTRICS INTL INCSOLE | Equity | 2.91M | SH | $51.8K 4.20% | 2.66M | 0.00 | 241.96K |
SUMO LOGIC INCSOLE | Equity | 3.85M | SH | $46.1K 3.74% | 3.52M | 0.00 | 326.26K |
UNIVAR SOLUTIONS INCSOLE | Equity | 1.27M | SH | $44.6K 3.62% | 1.17M | 0.00 | 104.88K |
SHAW COMMUNICATIONS INCSOLE | Equity | 1.46M | SH | $43.7K 3.55% | 1.35M | 0.00 | 109.42K |
FOCUS FINL PARTNERS INCSOLE | Equity | 690.43K | SH | $35.8K 2.90% | 634.74K | 0.00 | 55.68K |
TRAVELCENTERS OF AMERICA INCSOLE | Equity | 404.75K | SH | $35.0K 2.84% | 371.33K | 0.00 | 33.43K |
MAXAR TECHNOLOGIES INCSOLE | Equity | 643.87K | SH | $32.9K 2.67% | 596.45K | 0.00 | 47.43K |
CARDIOVASCULAR SYS INC DELSOLE | Equity | 1.60M | SH | $31.8K 2.58% | 1.47M | 0.00 | 133.74K |
DIVERSEY HLDGS LTDSOLE | Equity | 3.76M | SH | $30.4K 2.47% | 3.46M | 0.00 | 307.73K |
OAK STR HEALTH INCSOLE | Equity | 604.45K | SH | $23.4K 1.90% | 555.74K | 0.00 | 48.71K |
SILICON MOTION TECHNOLOGY COSOLE | Equity | 350.98K | SH | $23.0K 1.87% | 327.21K | 0.00 | 23.77K |
PROVENTION BIO INCSOLE | Equity | 953.41K | SH | $23.0K 1.86% | 877.35K | 0.00 | 76.06K |
ROGERS CORPSOLE | Equity | 139.94K | SH | $22.9K 1.86% | 130.08K | 0.00 | 9.86K |
SEAGEN INCSOLE | Equity | 108.43K | SH | $22.0K 1.78% | 100.04K | 0.00 | 8.39K |
RADIUS GLOBAL INFRASTRCTRE ISOLE | Equity | 1.47M | SH | $21.6K 1.75% | 1.36M | 0.00 | 115.45K |
CVENT HOLDING CORPSOLE | Equity | 2.36M | SH | $19.7K 1.60% | 2.16M | 0.00 | 197.06K |
Page 1 of 3