WASZAK STEVEN M (CFO) reported 1 transaction at SMTC CORP
Review the transaction codes below to understand the nature of each event.
Filed: 4/6/2021ACC: 0001209191-21-025683
-569.14K
Net shares
Net seller
$200.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
569.14K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−33.21K
Price / share
$6.04
Trade value
$200.75K
% of position
New position
4/5/2021
33.21K→0.00
Total
Net shares
−33.21K
Net value
-$200.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/5/2021 | D · Disposition | −33.21K | $6.04 | $200.75K | New position | 33.21K | 0.00 |
| Total | −33.21K | -$200.75K | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
335.93K shares
Shares
−335.93K
Strike price
2.07
Held after
0.00
Exercisable
—
4/5/2021
Stock Option (right to buy)
Direct
Converts to
Common Stock
200K shares
Shares
−200K
Strike price
3.67
Held after
0.00
Exercisable
—
4/5/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock335.93K shares | 4/5/2021 | D · Disposition | −335.93K | 2.07 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock200K shares | 4/5/2021 | D · Disposition | −200K | 3.67 | — | 0.00 |