WASHAM LEE (President) sold 20.3% of their position (29.88K shares) of CHARTER FINANCIAL CORP on the open market

Open‑market sale worth $721.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

WASHAM LEE

Filed: 8/14/2018ACC: 0000899243-18-022336

InsiderWASHAM LEECIK 1241870

→

IssuerCHARTER FINANCIAL CORPCIK 1478726

Officer· President

Since Aug 2018

-62.95K

Net shares

Net seller

$1.51M

Total sold

Open market trades

0B · 3S

Total transactions

61.47K acquired · 124.43K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+37.41K

Price / share

$8.18

Trade value

$306.02K

% of position

31.8%

8/8/2018

117.60K→155.01K

Common Stock

Direct

M · Option Exercise

+24.06K

Price / share

$10.89

Trade value

$262.04K

% of position

15.5%

8/8/2018

155.01K→179.07K

Common Stock

Direct

F · Tax Withholding

−33.08K

Price / share

$24.00

Trade value

$793.82K

% of position

18.5%

8/8/2018

179.07K→145.99K

Common Stock

Direct

S · Sale

−13K

Price / share

$24.09

Trade value

$313.17K

% of position

8.9%

8/9/2018

145.99K→132.99K

Common Stock

Indirect

S · Sale

−1.48K

Price / share

$24.07

Trade value

$35.67K

% of position

New position

8/9/2018

1.48K→0.00

Common Stock

Direct

S · Sale

−15.40K

Price / share

$24.17

Trade value

$372.15K

% of position

11.6%

8/10/2018

132.99K→117.60K

Total

Net shares

−1.48K

Net value

-$946.75K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/8/2018	M · Option Exercise	+37.41K	$8.18	$306.02K	31.8%	117.60K	155.01K
Common Stock Direct	8/8/2018	M · Option Exercise	+24.06K	$10.89	$262.04K	15.5%	155.01K	179.07K
Common Stock Direct	8/8/2018	F · Tax Withholding	−33.08K	$24.00	$793.82K	18.5%	179.07K	145.99K
Common Stock Direct	8/9/2018	S · Sale	−13K	$24.09	$313.17K	8.9%	145.99K	132.99K
Common Stock Indirect	8/9/2018	S · Sale	−1.48K	$24.07	$35.67K	New position	1.48K	0.00
Common Stock Direct	8/10/2018	S · Sale	−15.40K	$24.17	$372.15K	11.6%	132.99K	117.60K
Total			−1.48K		-$946.75K

Derivative Transactions2

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

37.41K shares

−37.41K

Strike price

8.18

Held after

0.00

Exercisable

—

8/8/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

24.06K shares

−24.06K

Strike price

10.89

Held after

118.83K

Exercisable

—

8/8/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock37.41K shares	8/8/2018	M · Option Exercise	−37.41K	8.18	—	0.00
Stock Option Direct	Common Stock24.06K shares	8/8/2018	M · Option Exercise	−24.06K	10.89	—	118.83K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned35.76K

Common Stock

Indirect

Shares owned19.11K

Total

54.86K indirect54.86K

Security Title	Shares Owned	Ownership Type
Common Stock	35.76K	Indirect
Common Stock	19.11K	Indirect
Total	54.86K	54.86K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported