WARWICK INVESTMENT MANAGEMENT, INC.

Filed: 5/12/2026ACC: 0002063364-26-000155

📋 What this filing means

WARWICK INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 137 equity positions with a total reported market value of $690.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

137

Positions

$690.05M

Total AUM (reported)

11.29M

Total Shares

Allocation by class

1000 INDEX ETF$112.18M16.3%

US CORE EQUITY 2$101.01M14.6%

VALUE ETF$69.05M10.0%

COM$46.42M6.7%

SHORT TERM TREAS$38.08M5.5%

GROWTH ETF$31.80M4.6%

TOTAL CORP BND$26.42M3.8%

Portfolio Concentration

Top 3$282.23M40.9%

4–10$182.15M26.4%

11–25$124.48M18.0%

Rest$101.18M14.7%

Top 3 weight

40.9%

Top 10 weight

67.3%

Voting Authority Distribution

Total shares with voting rights: 11.29M

Sole

Full voting authority

11.29M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole137

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings137

Rows:

SCHWAB STRATEGIC TR

SOLE

1000 INDEX ETF

Shares3.58M

TypeSH

Market value$112.18M

16.26%

Sole

3.58M

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares2.60M

TypeSH

Market value$101.01M

14.64%

Sole

2.60M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares351.92K

TypeSH

Market value$69.05M

10.01%

Sole

351.92K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares650.45K

TypeSH

Market value$38.08M

5.52%

Sole

650.45K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares72.80K

TypeSH

Market value$31.80M

4.61%

Sole

72.80K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

TOTAL CORP BND

Shares343.93K

TypeSH

Market value$26.42M

3.83%

Sole

343.93K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares42.46K

TypeSH

Market value$24.51M

3.55%

Sole

42.46K

Shared

0.00

None

0.00

VANGUARD ADMIRAL FDS INC

SOLE

SMLLCP 600 IDX

Shares203.51K

TypeSH

Market value$23.37M

3.39%

Sole

203.51K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares298.93K

TypeSH

Market value$19.16M

2.78%

Sole

298.93K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET REA

Shares460.93K

TypeSH

Market value$18.82M

2.73%

Sole

460.93K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares48.12K

TypeSH

Market value$15.44M

2.24%

Sole

48.12K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

US EQUITY MARKET

Shares158.87K

TypeSH

Market value$11.27M

1.63%

Sole

158.87K

Shared

0.00

None

0.00

VANGUARD ADMIRAL FDS INC

SOLE

MIDCP 400 IDX

Shares87.86K

TypeSH

Market value$10.04M

1.46%

Sole

87.86K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

STATE STREET ENE

Shares161.94K

TypeSH

Market value$9.92M

1.44%

Sole

161.94K

Shared

0.00

None

0.00

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares15.03K

TypeSH

Market value$9.78M

1.42%

Sole

15.03K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

VANGUARD ULTRA

Shares163.53K

TypeSH

Market value$8.14M

1.18%

Sole

163.53K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares30.99K

TypeSH

Market value$8.12M

1.18%

Sole

30.99K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares134.47K

TypeSH

Market value$7.44M

1.08%

Sole

134.47K

Shared

0.00

None

0.00

SPROTT ASSET MANAGEMENT LP

SOLE

PHYSICAL GOLD TR

Shares209.39K

TypeSH

Market value$7.42M

1.08%

Sole

209.39K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

WORLD EX US CORE

Shares211.62K

TypeSH

Market value$7.19M

1.04%

Sole

211.62K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares27.86K

TypeSH

Market value$7.07M

1.02%

Sole

27.86K

Shared

0.00

None

0.00

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares128.39K

TypeSH

Market value$6.94M

1.01%

Sole

128.39K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares27.03K

TypeSH

Market value$5.56M

0.81%

Sole

27.03K

Shared

0.00

None

0.00

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares67.96K

TypeSH

Market value$5.24M

0.76%

Sole

67.96K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

LARGE CAP ETF

Shares16.44K

TypeSH

Market value$4.91M

0.71%

Sole

16.44K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SCHWAB STRATEGIC TRSOLE	1000 INDEX ETF	3.58M	SH	$112.18M 16.26%	3.58M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	2.60M	SH	$101.01M 14.64%	2.60M
VANGUARD INDEX FDSSOLE	VALUE ETF	351.92K	SH	$69.05M 10.01%	351.92K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	650.45K	SH	$38.08M 5.52%	650.45K
VANGUARD INDEX FDSSOLE	GROWTH ETF	72.80K	SH	$31.80M 4.61%	72.80K
VANGUARD SCOTTSDALE FDSSOLE	TOTAL CORP BND	343.93K	SH	$26.42M 3.83%	343.93K
INVESCO QQQ TRSOLE	UNIT SER 1	42.46K	SH	$24.51M 3.55%	42.46K
VANGUARD ADMIRAL FDS INCSOLE	SMLLCP 600 IDX	203.51K	SH	$23.37M 3.39%	203.51K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	298.93K	SH	$19.16M 2.78%	298.93K
SELECT SECTOR SPDR TRSOLE	STATE STREET REA	460.93K	SH	$18.82M 2.73%	460.93K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	48.12K	SH	$15.44M 2.24%	48.12K
DIMENSIONAL ETF TRUSTSOLE	US EQUITY MARKET	158.87K	SH	$11.27M 1.63%	158.87K
VANGUARD ADMIRAL FDS INCSOLE	MIDCP 400 IDX	87.86K	SH	$10.04M 1.46%	87.86K
SELECT SECTOR SPDR TRSOLE	STATE STREET ENE	161.94K	SH	$9.92M 1.44%	161.94K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	15.03K	SH	$9.78M 1.42%	15.03K
VANGUARD BD INDEX FDSSOLE	VANGUARD ULTRA	163.53K	SH	$8.14M 1.18%	163.53K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	30.99K	SH	$8.12M 1.18%	30.99K
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	134.47K	SH	$7.44M 1.08%	134.47K
SPROTT ASSET MANAGEMENT LPSOLE	PHYSICAL GOLD TR	209.39K	SH	$7.42M 1.08%	209.39K
DIMENSIONAL ETF TRUSTSOLE	WORLD EX US CORE	211.62K	SH	$7.19M 1.04%	211.62K
APPLE INCSOLE	COM	27.86K	SH	$7.07M 1.02%	27.86K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	128.39K	SH	$6.94M 1.01%	128.39K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	27.03K	SH	$5.56M 0.81%	27.03K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	67.96K	SH	$5.24M 0.76%	67.96K
VANGUARD INDEX FDSSOLE	LARGE CAP ETF	16.44K	SH	$4.91M 0.71%	16.44K

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