Filed: 11/8/2023ACC: 0001085146-23-004177
📋 What this filing means
WARWICK INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 66 equity positions with a total reported market value of $266.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
66
Positions
$266.89M
Total AUM (reported)
5.17M
Total Shares
Allocation by class
US CORE EQUITY 2$72.61M27.2%
S&P 500 VAL ETF$27.42M10.3%
UNIT SER 1$17.01M6.4%
TOTAL STK MKT$15.98M6.0%
US EQUITY ETF$14.82M5.6%
SMALL CP ETF$13.94M5.2%
TR UNIT$12.22M4.6%
Portfolio Concentration
Top 3$117.04M43.9%
4–10$78.33M29.3%
11–25$48.22M18.1%
Rest$23.31M8.7%
Top 3 weight
43.9%
Top 10 weight
73.2%
Voting Authority Distribution
Total shares with voting rights: 5.17M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.17M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole66
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings66
Rows:
DIMENSIONAL ETF TRUST
SOLEShares2.77M
TypeSH
Market value$72.61M
27.20%
Sole
0.00
Shared
0.00
None
2.77M
ISHARES TR
SOLEShares178.25K
TypeSH
Market value$27.42M
10.27%
Sole
0.00
Shared
0.00
None
178.25K
INVESCO QQQ TR
SOLEShares47.47K
TypeSH
Market value$17.01M
6.37%
Sole
0.00
Shared
0.00
None
47.47K
VANGUARD INDEX FDS
SOLEShares75.25K
TypeSH
Market value$15.98M
5.99%
Sole
0.00
Shared
0.00
None
75.25K
DIMENSIONAL ETF TRUST
SOLEShares318.33K
TypeSH
Market value$14.82M
5.55%
Sole
0.00
Shared
0.00
None
318.33K
VANGUARD INDEX FDS
SOLEShares73.74K
TypeSH
Market value$13.94M
5.22%
Sole
0.00
Shared
0.00
None
73.74K
SPDR S&P 500 ETF TR
SOLEShares28.59K
TypeSH
Market value$12.22M
4.58%
Sole
0.00
Shared
0.00
None
28.59K
SELECT SECTOR SPDR TR
SOLEShares216.61K
TypeSH
Market value$7.38M
2.77%
Sole
0.00
Shared
0.00
None
216.61K
SELECT SECTOR SPDR TR
SOLEShares77.58K
TypeSH
Market value$7.01M
2.63%
Sole
0.00
Shared
0.00
None
77.58K
DIMENSIONAL ETF TRUST
SOLEShares309.55K
TypeSH
Market value$6.97M
2.61%
Sole
0.00
Shared
0.00
None
309.55K
VANGUARD STAR FDS
SOLEShares83.80K
TypeSH
Market value$4.48M
1.68%
Sole
0.00
Shared
0.00
None
83.80K
VANGUARD INDEX FDS
SOLEShares31.03K
TypeSH
Market value$4.28M
1.60%
Sole
0.00
Shared
0.00
None
31.03K
SCHWAB STRATEGIC TR
SOLEShares58.68K
TypeSH
Market value$4.15M
1.56%
Sole
0.00
Shared
0.00
None
58.68K
VANGUARD BD INDEX FDS
SOLEShares56.83K
TypeSH
Market value$4.11M
1.54%
Sole
0.00
Shared
0.00
None
56.83K
VANGUARD INDEX FDS
SOLEShares26.16K
TypeSH
Market value$3.75M
1.41%
Sole
0.00
Shared
0.00
None
26.16K
VANGUARD INDEX FDS
SOLEShares18.12K
TypeSH
Market value$3.55M
1.33%
Sole
0.00
Shared
0.00
None
18.12K
VANGUARD INDEX FDS
SOLEShares41.51K
TypeSH
Market value$3.14M
1.18%
Sole
0.00
Shared
0.00
None
41.51K
SPROTT PHYSICAL GOLD TR
SOLEShares209.39K
TypeSH
Market value$3.00M
1.12%
Sole
0.00
Shared
0.00
None
209.39K
VANGUARD INDEX FDS
SOLEShares7.30K
TypeSH
Market value$2.87M
1.07%
Sole
0.00
Shared
0.00
None
7.30K
ISHARES TR
SOLEShares27.90K
TypeSH
Market value$2.85M
1.07%
Sole
0.00
Shared
0.00
None
27.90K
ISHARES TR
SOLEShares41.24K
TypeSH
Market value$2.84M
1.07%
Sole
0.00
Shared
0.00
None
41.24K
VANGUARD TAX-MANAGED FDS
SOLEShares59.38K
TypeSH
Market value$2.60M
0.97%
Sole
0.00
Shared
0.00
None
59.38K
EXXON MOBIL CORP
SOLEShares21.10K
TypeSH
Market value$2.48M
0.93%
Sole
0.00
Shared
0.00
None
21.10K
VANGUARD SCOTTSDALE FDS
SOLEShares29.59K
TypeSH
Market value$2.22M
0.83%
Sole
0.00
Shared
0.00
None
29.59K
APPLE INC
SOLEShares11.08K
TypeSH
Market value$1.90M
0.71%
Sole
0.00
Shared
0.00
None
11.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 2.77M | SH | $72.61M 27.20% | 0.00 | 0.00 | 2.77M |
ISHARES TRSOLE | S&P 500 VAL ETF | 178.25K | SH | $27.42M 10.27% | 0.00 | 0.00 | 178.25K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 47.47K | SH | $17.01M 6.37% | 0.00 | 0.00 | 47.47K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 75.25K | SH | $15.98M 5.99% | 0.00 | 0.00 | 75.25K |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 318.33K | SH | $14.82M 5.55% | 0.00 | 0.00 | 318.33K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 73.74K | SH | $13.94M 5.22% | 0.00 | 0.00 | 73.74K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 28.59K | SH | $12.22M 4.58% | 0.00 | 0.00 | 28.59K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 216.61K | SH | $7.38M 2.77% | 0.00 | 0.00 | 216.61K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 77.58K | SH | $7.01M 2.63% | 0.00 | 0.00 | 77.58K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 309.55K | SH | $6.97M 2.61% | 0.00 | 0.00 | 309.55K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 83.80K | SH | $4.48M 1.68% | 0.00 | 0.00 | 83.80K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 31.03K | SH | $4.28M 1.60% | 0.00 | 0.00 | 31.03K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 58.68K | SH | $4.15M 1.56% | 0.00 | 0.00 | 58.68K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 56.83K | SH | $4.11M 1.54% | 0.00 | 0.00 | 56.83K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 26.16K | SH | $3.75M 1.41% | 0.00 | 0.00 | 26.16K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 18.12K | SH | $3.55M 1.33% | 0.00 | 0.00 | 18.12K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 41.51K | SH | $3.14M 1.18% | 0.00 | 0.00 | 41.51K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 209.39K | SH | $3.00M 1.12% | 0.00 | 0.00 | 209.39K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.30K | SH | $2.87M 1.07% | 0.00 | 0.00 | 7.30K |
ISHARES TRSOLE | IBOXX INV CP ETF | 27.90K | SH | $2.85M 1.07% | 0.00 | 0.00 | 27.90K |
ISHARES TRSOLE | MSCI EAFE ETF | 41.24K | SH | $2.84M 1.07% | 0.00 | 0.00 | 41.24K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 59.38K | SH | $2.60M 0.97% | 0.00 | 0.00 | 59.38K |
EXXON MOBIL CORPSOLE | COM | 21.10K | SH | $2.48M 0.93% | 0.00 | 0.00 | 21.10K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 29.59K | SH | $2.22M 0.83% | 0.00 | 0.00 | 29.59K |
APPLE INCSOLE | COM | 11.08K | SH | $1.90M 0.71% | 0.00 | 0.00 | 11.08K |
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