Filed: 5/9/2023ACC: 0001085146-23-002172
📋 What this filing means
WARWICK INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $235.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$235.65M
Total AUM (reported)
4.94M
Total Shares
Allocation by class
US CORE EQUITY 2$70.75M30.0%
UNIT SER 1$15.31M6.5%
S&P 500 VAL ETF$14.52M6.2%
US EQUITY ETF$14.18M6.0%
TOTAL STK MKT$14.11M6.0%
SMALL CP ETF$13.29M5.6%
TR UNIT$11.72M5.0%
Portfolio Concentration
Top 3$100.59M42.7%
4–10$74.91M31.8%
11–25$43.03M18.3%
Rest$17.11M7.3%
Top 3 weight
42.7%
Top 10 weight
74.5%
Voting Authority Distribution
Total shares with voting rights: 4.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
DIMENSIONAL ETF TRUST
SOLEShares2.78M
TypeSH
Market value$70.75M
30.02%
Sole
0.00
Shared
0.00
None
2.78M
INVESCO QQQ TR
SOLEShares47.71K
TypeSH
Market value$15.31M
6.50%
Sole
0.00
Shared
0.00
None
47.71K
ISHARES TR
SOLEShares95.69K
TypeSH
Market value$14.52M
6.16%
Sole
0.00
Shared
0.00
None
95.69K
DIMENSIONAL ETF TRUST
SOLEShares319.05K
TypeSH
Market value$14.18M
6.02%
Sole
0.00
Shared
0.00
None
319.05K
VANGUARD INDEX FDS
SOLEShares69.16K
TypeSH
Market value$14.11M
5.99%
Sole
0.00
Shared
0.00
None
69.16K
VANGUARD INDEX FDS
SOLEShares70.13K
TypeSH
Market value$13.29M
5.64%
Sole
0.00
Shared
0.00
None
70.13K
SPDR S&P 500 ETF TR
SOLEShares28.63K
TypeSH
Market value$11.72M
4.97%
Sole
0.00
Shared
0.00
None
28.63K
ISHARES TR
SOLEShares114.63K
TypeSH
Market value$8.20M
3.48%
Sole
0.00
Shared
0.00
None
114.63K
DIMENSIONAL ETF TRUST
SOLEShares316.05K
TypeSH
Market value$7.29M
3.09%
Sole
0.00
Shared
0.00
None
316.05K
SELECT SECTOR SPDR TR
SOLEShares163.76K
TypeSH
Market value$6.12M
2.60%
Sole
0.00
Shared
0.00
None
163.76K
VANGUARD INDEX FDS
SOLEShares30.30K
TypeSH
Market value$4.19M
1.78%
Sole
0.00
Shared
0.00
None
30.30K
VANGUARD STAR FDS
SOLEShares70.60K
TypeSH
Market value$3.90M
1.65%
Sole
0.00
Shared
0.00
None
70.60K
SCHWAB STRATEGIC TR
SOLEShares48.75K
TypeSH
Market value$3.57M
1.51%
Sole
0.00
Shared
0.00
None
48.75K
VANGUARD BD INDEX FDS
SOLEShares45.68K
TypeSH
Market value$3.51M
1.49%
Sole
0.00
Shared
0.00
None
45.68K
VANGUARD INDEX FDS
SOLEShares40.12K
TypeSH
Market value$3.33M
1.41%
Sole
0.00
Shared
0.00
None
40.12K
VANGUARD INDEX FDS
SOLEShares23.61K
TypeSH
Market value$3.31M
1.40%
Sole
0.00
Shared
0.00
None
23.61K
SPROTT PHYSICAL GOLD TR
SOLEShares209.39K
TypeSH
Market value$3.24M
1.37%
Sole
0.00
Shared
0.00
None
209.39K
VANGUARD INDEX FDS
SOLEShares16.25K
TypeSH
Market value$3.04M
1.29%
Sole
0.00
Shared
0.00
None
16.25K
VANGUARD INDEX FDS
SOLEShares7.30K
TypeSH
Market value$2.75M
1.17%
Sole
0.00
Shared
0.00
None
7.30K
VANGUARD TAX-MANAGED FDS
SOLEShares59.38K
TypeSH
Market value$2.68M
1.14%
Sole
0.00
Shared
0.00
None
59.38K
ISHARES TR
SOLEShares20.92K
TypeSH
Market value$2.29M
0.97%
Sole
0.00
Shared
0.00
None
20.92K
VANGUARD SCOTTSDALE FDS
SOLEShares25.09K
TypeSH
Market value$1.91M
0.81%
Sole
0.00
Shared
0.00
None
25.09K
EXXON MOBIL CORP
SOLEShares16.97K
TypeSH
Market value$1.86M
0.79%
Sole
0.00
Shared
0.00
None
16.97K
APPLE INC
SOLEShares11K
TypeSH
Market value$1.81M
0.77%
Sole
0.00
Shared
0.00
None
11K
DIMENSIONAL ETF TRUST
SOLEShares49.33K
TypeSH
Market value$1.65M
0.70%
Sole
0.00
Shared
0.00
None
49.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 2.78M | SH | $70.75M 30.02% | 0.00 | 0.00 | 2.78M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 47.71K | SH | $15.31M 6.50% | 0.00 | 0.00 | 47.71K |
ISHARES TRSOLE | S&P 500 VAL ETF | 95.69K | SH | $14.52M 6.16% | 0.00 | 0.00 | 95.69K |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 319.05K | SH | $14.18M 6.02% | 0.00 | 0.00 | 319.05K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 69.16K | SH | $14.11M 5.99% | 0.00 | 0.00 | 69.16K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 70.13K | SH | $13.29M 5.64% | 0.00 | 0.00 | 70.13K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 28.63K | SH | $11.72M 4.97% | 0.00 | 0.00 | 28.63K |
ISHARES TRSOLE | MSCI EAFE ETF | 114.63K | SH | $8.20M 3.48% | 0.00 | 0.00 | 114.63K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 316.05K | SH | $7.29M 3.09% | 0.00 | 0.00 | 316.05K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 163.76K | SH | $6.12M 2.60% | 0.00 | 0.00 | 163.76K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 30.30K | SH | $4.19M 1.78% | 0.00 | 0.00 | 30.30K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 70.60K | SH | $3.90M 1.65% | 0.00 | 0.00 | 70.60K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 48.75K | SH | $3.57M 1.51% | 0.00 | 0.00 | 48.75K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 45.68K | SH | $3.51M 1.49% | 0.00 | 0.00 | 45.68K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 40.12K | SH | $3.33M 1.41% | 0.00 | 0.00 | 40.12K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 23.61K | SH | $3.31M 1.40% | 0.00 | 0.00 | 23.61K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 209.39K | SH | $3.24M 1.37% | 0.00 | 0.00 | 209.39K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 16.25K | SH | $3.04M 1.29% | 0.00 | 0.00 | 16.25K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 7.30K | SH | $2.75M 1.17% | 0.00 | 0.00 | 7.30K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 59.38K | SH | $2.68M 1.14% | 0.00 | 0.00 | 59.38K |
ISHARES TRSOLE | IBOXX INV CP ETF | 20.92K | SH | $2.29M 0.97% | 0.00 | 0.00 | 20.92K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 25.09K | SH | $1.91M 0.81% | 0.00 | 0.00 | 25.09K |
EXXON MOBIL CORPSOLE | COM | 16.97K | SH | $1.86M 0.79% | 0.00 | 0.00 | 16.97K |
APPLE INCSOLE | COM | 11K | SH | $1.81M 0.77% | 0.00 | 0.00 | 11K |
DIMENSIONAL ETF TRUSTSOLE | US MKTWIDE VALUE | 49.33K | SH | $1.65M 0.70% | 0.00 | 0.00 | 49.33K |
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