Filed: 2/8/2023ACC: 0001085146-23-000762
📋 What this filing means
WARWICK INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $244.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$244.92M
Total AUM (reported)
5.46M
Total Shares
Allocation by class
US CORE EQUITY 2$67.67M27.6%
COM$25.31M10.3%
UNIT SER 1$13.89M5.7%
S&P 500 VAL ETF$13.59M5.6%
SMALL CP ETF$13.48M5.5%
US EQUITY ETF$13.28M5.4%
TOTAL STK MKT$12.76M5.2%
Portfolio Concentration
Top 3$95.16M38.9%
4–10$71.42M29.2%
11–25$41.69M17.0%
Rest$36.65M15.0%
Top 3 weight
38.9%
Top 10 weight
68.0%
Voting Authority Distribution
Total shares with voting rights: 5.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole85
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings85
Rows:
DIMENSIONAL ETF TRUST
SOLEShares2.79M
TypeSH
Market value$67.67M
27.63%
Sole
0.00
Shared
0.00
None
2.79M
INVESCO QQQ TR
SOLEShares52.18K
TypeSH
Market value$13.89M
5.67%
Sole
0.00
Shared
0.00
None
52.18K
ISHARES TR
SOLEShares93.70K
TypeSH
Market value$13.59M
5.55%
Sole
0.00
Shared
0.00
None
93.70K
VANGUARD INDEX FDS
SOLEShares73.46K
TypeSH
Market value$13.48M
5.50%
Sole
0.00
Shared
0.00
None
73.46K
DIMENSIONAL ETF TRUST
SOLEShares319.06K
TypeSH
Market value$13.28M
5.42%
Sole
0.00
Shared
0.00
None
319.06K
VANGUARD INDEX FDS
SOLEShares66.72K
TypeSH
Market value$12.76M
5.21%
Sole
0.00
Shared
0.00
None
66.72K
SPDR S&P 500 ETF TR
SOLEShares28.63K
TypeSH
Market value$10.95M
4.47%
Sole
0.00
Shared
0.00
None
28.63K
ISHARES TR
SOLEShares132.73K
TypeSH
Market value$8.71M
3.56%
Sole
0.00
Shared
0.00
None
132.73K
DIMENSIONAL ETF TRUST
SOLEShares315.92K
TypeSH
Market value$6.82M
2.79%
Sole
0.00
Shared
0.00
None
315.92K
VANGUARD INDEX FDS
SOLEShares38.60K
TypeSH
Market value$5.42M
2.21%
Sole
0.00
Shared
0.00
None
38.60K
VANGUARD INDEX FDS
SOLEShares32.32K
TypeSH
Market value$4.29M
1.75%
Sole
0.00
Shared
0.00
None
32.32K
VANGUARD INDEX FDS
SOLEShares51.08K
TypeSH
Market value$4.21M
1.72%
Sole
0.00
Shared
0.00
None
51.08K
VANGUARD INDEX FDS
SOLEShares10.52K
TypeSH
Market value$3.69M
1.51%
Sole
0.00
Shared
0.00
None
10.52K
VANGUARD TAX-MANAGED FDS
SOLEShares87.53K
TypeSH
Market value$3.67M
1.50%
Sole
0.00
Shared
0.00
None
87.53K
SCHWAB STRATEGIC TR
SOLEShares46.25K
TypeSH
Market value$3.49M
1.43%
Sole
0.00
Shared
0.00
None
46.25K
VANGUARD STAR FDS
SOLEShares67.04K
TypeSH
Market value$3.47M
1.42%
Sole
0.00
Shared
0.00
None
67.04K
VANGUARD BD INDEX FDS
SOLEShares41.14K
TypeSH
Market value$3.06M
1.25%
Sole
0.00
Shared
0.00
None
41.14K
SPROTT PHYSICAL GOLD TR
SOLEShares209.39K
TypeSH
Market value$2.95M
1.21%
Sole
0.00
Shared
0.00
None
209.39K
VANGUARD INDEX FDS
SOLEShares12.77K
TypeSH
Market value$2.23M
0.91%
Sole
0.00
Shared
0.00
None
12.77K
ISHARES TR
SOLEShares18.67K
TypeSH
Market value$1.97M
0.80%
Sole
0.00
Shared
0.00
None
18.67K
EXXON MOBIL CORP
SOLEShares16.94K
TypeSH
Market value$1.87M
0.76%
Sole
0.00
Shared
0.00
None
16.94K
PROLOGIS INC.
SOLEShares16.10K
TypeSH
Market value$1.81M
0.74%
Sole
0.00
Shared
0.00
None
16.10K
CROWN CASTLE INC
SOLEShares12.45K
TypeSH
Market value$1.69M
0.69%
Sole
0.00
Shared
0.00
None
12.45K
DIMENSIONAL ETF TRUST
SOLEShares49.11K
TypeSH
Market value$1.64M
0.67%
Sole
0.00
Shared
0.00
None
49.11K
VANGUARD SCOTTSDALE FDS
SOLEShares21.77K
TypeSH
Market value$1.64M
0.67%
Sole
0.00
Shared
0.00
None
21.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 2.79M | SH | $67.67M 27.63% | 0.00 | 0.00 | 2.79M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 52.18K | SH | $13.89M 5.67% | 0.00 | 0.00 | 52.18K |
ISHARES TRSOLE | S&P 500 VAL ETF | 93.70K | SH | $13.59M 5.55% | 0.00 | 0.00 | 93.70K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 73.46K | SH | $13.48M 5.50% | 0.00 | 0.00 | 73.46K |
DIMENSIONAL ETF TRUSTSOLE | US EQUITY ETF | 319.06K | SH | $13.28M 5.42% | 0.00 | 0.00 | 319.06K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 66.72K | SH | $12.76M 5.21% | 0.00 | 0.00 | 66.72K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 28.63K | SH | $10.95M 4.47% | 0.00 | 0.00 | 28.63K |
ISHARES TRSOLE | MSCI EAFE ETF | 132.73K | SH | $8.71M 3.56% | 0.00 | 0.00 | 132.73K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 315.92K | SH | $6.82M 2.79% | 0.00 | 0.00 | 315.92K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 38.60K | SH | $5.42M 2.21% | 0.00 | 0.00 | 38.60K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 32.32K | SH | $4.29M 1.75% | 0.00 | 0.00 | 32.32K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 51.08K | SH | $4.21M 1.72% | 0.00 | 0.00 | 51.08K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 10.52K | SH | $3.69M 1.51% | 0.00 | 0.00 | 10.52K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 87.53K | SH | $3.67M 1.50% | 0.00 | 0.00 | 87.53K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 46.25K | SH | $3.49M 1.43% | 0.00 | 0.00 | 46.25K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 67.04K | SH | $3.47M 1.42% | 0.00 | 0.00 | 67.04K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 41.14K | SH | $3.06M 1.25% | 0.00 | 0.00 | 41.14K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 209.39K | SH | $2.95M 1.21% | 0.00 | 0.00 | 209.39K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 12.77K | SH | $2.23M 0.91% | 0.00 | 0.00 | 12.77K |
ISHARES TRSOLE | IBOXX INV CP ETF | 18.67K | SH | $1.97M 0.80% | 0.00 | 0.00 | 18.67K |
EXXON MOBIL CORPSOLE | COM | 16.94K | SH | $1.87M 0.76% | 0.00 | 0.00 | 16.94K |
PROLOGIS INC.SOLE | COM | 16.10K | SH | $1.81M 0.74% | 0.00 | 0.00 | 16.10K |
CROWN CASTLE INCSOLE | COM | 12.45K | SH | $1.69M 0.69% | 0.00 | 0.00 | 12.45K |
DIMENSIONAL ETF TRUSTSOLE | US MKTWIDE VALUE | 49.11K | SH | $1.64M 0.67% | 0.00 | 0.00 | 49.11K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 21.77K | SH | $1.64M 0.67% | 0.00 | 0.00 | 21.77K |
Page 1 of 4