WARREN JEREMY B (Chief Technology Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008339
Officer· Chief Technology Officer
Since Jan 2020
-1.23K
Net shares
Net seller
$34.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
45.48K acquired · 46.70K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+45.48K
Price / share
—
Trade value
—
% of position
28.5%
3/11/2020
159.68K→205.15K
Class A Common Stock
Direct
Shares
−1.23K
Price / share
$27.98
Trade value
$34.39K
% of position
0.6%
3/11/2020
205.15K→203.93K
Total
Net shares
+44.25K
Net value
-$34.39K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +45.48K | — | — | 28.5% | 159.68K | 205.15K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −1.23K | $27.98 | $34.39K | 0.6% | 205.15K | 203.93K |
| Total | +44.25K | -$34.39K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
45.48K shares
Shares
−45.48K
Strike price
Held after
45.48K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock45.48K shares | 3/11/2020 | C · Conversion | −45.48K | — | 45.48K |