WARREN JEREMY B (Chief Technology Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/28/2020ACC: 0000899243-20-006366
Officer· Chief Technology Officer
Since Jan 2020
-1.46K
Net shares
Net seller
$29.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
45.46K acquired · 46.92K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+45.46K
Price / share
—
Trade value
—
% of position
39.3%
2/26/2020
115.59K→161.05K
Class A Common Stock
Direct
Shares
−1.46K
Price / share
$20.07
Trade value
$29.38K
% of position
0.9%
2/26/2020
161.05K→159.59K
Total
Net shares
+43.99K
Net value
-$29.38K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/26/2020 | C · Conversion | +45.46K | — | — | 39.3% | 115.59K | 161.05K |
| Class A Common Stock Direct | 2/26/2020 | F · Tax Withholding | −1.46K | $20.07 | $29.38K | 0.9% | 161.05K | 159.59K |
| Total | +43.99K | -$29.38K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
45.46K shares
Shares
−45.46K
Strike price
Held after
90.92K
Exercisable
—
2/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock45.46K shares | 2/26/2020 | C · Conversion | −45.46K | — | 90.92K |