WARREN JEREMY B (Chief Technology Officer) received a stock award from VIVINT SMART HOME, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 1/22/2020ACC: 0000899243-20-001719
Officer· Chief Technology Officer
Since Jan 2020
+511.21K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
511.21K acquired
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+115.59K
Price / share
—
Trade value
—
% of position
New position
1/17/2020
0.00→115.59K
Total
Net shares
+115.59K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 1/17/2020 | A · Award | +115.59K | — | — | New position | 0.00 | 115.59K |
| Total | +115.59K | $0.00 | ||||||
Derivative Transactions2
Earnout Rights
Direct
Converts to
Class A Common Stock
136.38K shares
Shares
+136.38K
Strike price
Held after
136.38K
Exercisable
—
1/17/2020
Stock Appreciation Rights
Direct
Converts to
Class A Common Stock
259.25K shares
Shares
+259.25K
Strike price
20.41
Held after
259.25K
Exercisable
—
1/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock136.38K shares | 1/17/2020 | A · Award | +136.38K | — | 136.38K | |
| Stock Appreciation Rights Direct | Class A Common Stock259.25K shares | 1/17/2020 | A · Award | +259.25K | 20.41 | — | 259.25K |