WARREN JAMES RAYMOND III (SVP, GC & Corp. Secretary) exercised options at ENERGY FOCUS, INC/DE
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/29/2022ACC: 0001556919-22-000006
Officer· SVP, GC & Corp. Secretary
Since Nov 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
800.00 acquired · 800.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+800.00
Price / share
—
Trade value
—
% of position
100.0%
9/28/2022
800.00→1.60K
Total
Net shares
+800.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/28/2022 | M · Option Exercise | +800.00 | — | — | 100.0% | 800.00 | 1.60K |
| Total | +800.00 | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
800.00 shares
Shares
−800.00
Strike price
Held after
1.60K
Exercisable
—
9/28/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock800.00 shares | 9/28/2022 | M · Option Exercise | −800.00 | — | 1.60K |