WARD THOMAS J (Sr VP & President - RS&I Group) sold 30.6% of their position (20.04K shares) of SNAP-ON INC on the open market

Open‑market sale worth $4.71M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

WARD THOMAS J

Filed: 4/7/2021ACC: 0001127602-21-013423

InsiderWARD THOMAS JCIK 1320928

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IssuerSNAP-ON INCCIK 91440

Officer· Sr VP & President - RS&I Group

Since Nov 2018

-20.04K

Net shares

Net seller

$4.71M

Total sold

Open market trades

0B · 3S

Total transactions

20.04K acquired · 40.08K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+3.40K

Price / share

$155.92

Trade value

$530.13K

% of position

7.5%

4/5/2021

45.54K→48.94K

Common Stock

Direct

M · Option Exercise

+3.25K

Price / share

$155.34

Trade value

$504.70K

% of position

6.6%

4/5/2021

48.94K→52.19K

Common Stock

Direct

S · Sale

−6.65K

Price / share

$234.99

Trade value

$1.56M

% of position

12.7%

4/5/2021

52.19K→45.54K

Common Stock

Direct

M · Option Exercise

+8.06K

Price / share

$155.92

Trade value

$1.26M

% of position

17.7%

4/6/2021

45.54K→53.60K

Common Stock

Direct

M · Option Exercise

+5.33K

Price / share

$155.34

Trade value

$828.74K

% of position

10.0%

4/6/2021

53.60K→58.93K

Common Stock

Direct

S · Sale

−12.16K

Price / share

$235.13

Trade value

$2.86M

% of position

20.6%

4/6/2021

58.93K→46.77K

Common Stock

Direct

S · Sale

−1.23K

Price / share

$235.92

Trade value

$290.42K

% of position

2.6%

4/6/2021

46.77K→45.54K

Total

Net shares

+0.00

Net value

-$1.59M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/5/2021	M · Option Exercise	+3.40K	$155.92	$530.13K	7.5%	45.54K	48.94K
Common Stock Direct	4/5/2021	M · Option Exercise	+3.25K	$155.34	$504.70K	6.6%	48.94K	52.19K
Common Stock Direct	4/5/2021	S · Sale	−6.65K	$234.99	$1.56M	12.7%	52.19K	45.54K
Common Stock Direct	4/6/2021	M · Option Exercise	+8.06K	$155.92	$1.26M	17.7%	45.54K	53.60K
Common Stock Direct	4/6/2021	M · Option Exercise	+5.33K	$155.34	$828.74K	10.0%	53.60K	58.93K
Common Stock Direct	4/6/2021	S · Sale	−12.16K	$235.13	$2.86M	20.6%	58.93K	46.77K
Common Stock Direct	4/6/2021	S · Sale	−1.23K	$235.92	$290.42K	2.6%	46.77K	45.54K
Total			+0.00		-$1.59M

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.40K shares

−3.40K

Strike price

155.92

Held after

22.35K

Exercisable

—

4/5/2021

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.25K shares

−3.25K

Strike price

155.34

Held after

22.50K

Exercisable

—

4/5/2021

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

8.06K shares

−8.06K

Strike price

155.92

Held after

14.29K

Exercisable

—

4/6/2021

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.33K shares

−5.33K

Strike price

155.34

Held after

17.17K

Exercisable

—

4/6/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock3.40K shares	4/5/2021	M · Option Exercise	−3.40K	155.92	—	22.35K
Stock Option (Right to Buy) Direct	Common Stock3.25K shares	4/5/2021	M · Option Exercise	−3.25K	155.34	—	22.50K
Stock Option (Right to Buy) Direct	Common Stock8.06K shares	4/6/2021	M · Option Exercise	−8.06K	155.92	—	14.29K
Stock Option (Right to Buy) Direct	Common Stock5.33K shares	4/6/2021	M · Option Exercise	−5.33K	155.34	—	17.17K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

42K

Shares owned

42K

Exercise price

168.70

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

28.65K

Shares owned

28.65K

Exercise price

161.18

Expiration

—

Exercise window

—

Performance Units

Direct

Underlying security

Common Stock

Underlying shares

2.95K

Shares owned

2.95K

Exercise price

Expiration

—

Exercise window

—

Performance Units

Direct

Underlying security

Common Stock

Underlying shares

3.10K

Shares owned

3.10K

Exercise price

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

15.28K

Shares owned

15.28K

Exercise price

189.89

Expiration

—

Exercise window

—

Performance Units

Direct

Underlying security

Common Stock

Underlying shares

4.76K

Shares owned

4.76K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

2.38K

Shares owned

2.38K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

99.12K

Owned

99.12K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	168.70	—	—	42K	42K
Stock Option (Right to Buy) Direct	Common Stock	161.18	—	—	28.65K	28.65K
Performance Units Direct	Common Stock		—	—	2.95K	2.95K
Performance Units Direct	Common Stock		—	—	3.10K	3.10K
Stock Option (Right to Buy) Direct	Common Stock	189.89	—	—	15.28K	15.28K
Performance Units Direct	Common Stock		—	—	4.76K	4.76K
Restricted Stock Units Direct	Common Stock		—	—	2.38K	2.38K
Total					99.12K	99.12K