Filed: 8/11/2026ACC: 0001597506-26-000003
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $551.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
166
Positions
$551.11M
Total AUM (reported)
124.63M
Total Shares
Allocation by class
TR UNIT$175.19M31.8%
NOTE 3.750% 5/1$46.91M8.5%
NOTE 1.625% 2/1$42.02M7.6%
NOTE 5.500% 3/1$31.34M5.7%
COM$26.43M4.8%
NOTE 3.125% 1/1$19.04M3.5%
COMMON STOCK$16.62M3.0%
Portfolio Concentration
Top 3$264.12M47.9%
4–10$117.86M21.4%
11–25$88.04M16.0%
Rest$81.09M14.7%
Top 3 weight
47.9%
Top 10 weight
69.3%
Voting Authority Distribution
Total shares with voting rights: 124.63M
Sole
Full voting authority
14.10M
shares
% of voting shares11.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
110.53M
shares
% of voting shares88.7%
Investment Discretion (by position count)
Sole166
Shared0
Other0
Dominant voting typeNone · 88.7% of voting shares
Institutional Holdings166
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares234.60K
TypeSH
Market value$175.19M
31.79%
Sole
234.60K
Shared
0.00
None
0.00
GRANITE CONSTR INC
SOLEShares14.10M
TypePRN
Market value$46.91M
8.51%
Sole
0.00
Shared
0.00
None
14.10M
MICROCHIP TECHNOLOGY INC.
SOLEShares15.28M
TypePRN
Market value$42.02M
7.62%
Sole
0.00
Shared
0.00
None
15.28M
ASTRONICS CORP
SOLEShares7.18M
TypePRN
Market value$31.34M
5.69%
Sole
0.00
Shared
0.00
None
7.18M
LIVE NATION ENTERTAINMENT IN
SOLEShares10.68M
TypePRN
Market value$19.04M
3.46%
Sole
0.00
Shared
0.00
None
10.68M
NEXTNAV INC
SOLEShares859.84K
TypeSH
Market value$15.33M
2.78%
Sole
859.84K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares19K
TypeSH
Market value$13.99M
2.54%
Sole
19K
Shared
0.00
None
0.00
CORNERSTONE STRATEGIC INVEST
SOLEShares1.84M
TypeSH
Market value$13.88M
2.52%
Sole
1.84M
Shared
0.00
None
0.00
GUARDANT HEALTH INC
SOLEShares5M
TypePRN
Market value$12.57M
2.28%
Sole
0.00
Shared
0.00
None
5M
HEWLETT PACKARD ENTERPRISE C
SOLEShares100.15K
TypeSH
Market value$11.71M
2.12%
Sole
100.15K
Shared
0.00
None
0.00
TXNM ENERGY INC
SOLEShares6.81M
TypePRN
Market value$8.88M
1.61%
Sole
0.00
Shared
0.00
None
6.81M
LIBERTY MEDIA CORP DEL
SOLEShares7.50M
TypePRN
Market value$8.60M
1.56%
Sole
0.00
Shared
0.00
None
7.50M
CORE SCIENTIFIC INC NEW
SOLEShares385.03K
TypeSH
Market value$7.24M
1.31%
Sole
385.03K
Shared
0.00
None
0.00
ORMAT TECHNOLOGIES INC
SOLEShares5.70M
TypePRN
Market value$7.20M
1.31%
Sole
0.00
Shared
0.00
None
5.70M
APOLLO GLOBAL MGMT INC
SOLEShares110.59K
TypeSH
Market value$6.74M
1.22%
Sole
110.59K
Shared
0.00
None
0.00
LUMENTUM HLDGS INC
SOLEShares1.02M
TypePRN
Market value$6.66M
1.21%
Sole
0.00
Shared
0.00
None
1.02M
LCI INDS
SOLEShares5.50M
TypePRN
Market value$6.18M
1.12%
Sole
0.00
Shared
0.00
None
5.50M
ALNYLAM PHARMACEUTICALS INC
SOLEShares5M
TypePRN
Market value$5.99M
1.09%
Sole
0.00
Shared
0.00
None
5M
AKAMAI TECHNOLOGIES INC
SOLEShares3.50M
TypePRN
Market value$5.11M
0.93%
Sole
0.00
Shared
0.00
None
3.50M
HALOZYME THERAPEUTICS INC
SOLEShares3.50M
TypePRN
Market value$5.11M
0.93%
Sole
0.00
Shared
0.00
None
3.50M
NVIDIA CORPORATION
SOLEShares22K
TypeSH
Market value$4.40M
0.80%
Sole
22K
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares2.50M
TypePRN
Market value$4.27M
0.77%
Sole
0.00
Shared
0.00
None
2.50M
A10 NETWORKS INC
SOLEShares2.50M
TypePRN
Market value$4.25M
0.77%
Sole
0.00
Shared
0.00
None
2.50M
MIRUM PHARMACEUTICALS INC
SOLEShares1.04M
TypePRN
Market value$3.88M
0.70%
Sole
0.00
Shared
0.00
None
1.04M
VANECK ETF TRUST
SOLEShares5.40K
TypeSH
Market value$3.54M
0.64%
Sole
5.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 234.60K | SH | $175.19M 31.79% | 234.60K | 0.00 | 0.00 |
GRANITE CONSTR INCSOLE | NOTE 3.750% 5/1 | 14.10M | PRN | $46.91M 8.51% | 0.00 | 0.00 | 14.10M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 15.28M | PRN | $42.02M 7.62% | 0.00 | 0.00 | 15.28M |
ASTRONICS CORPSOLE | NOTE 5.500% 3/1 | 7.18M | PRN | $31.34M 5.69% | 0.00 | 0.00 | 7.18M |
LIVE NATION ENTERTAINMENT INSOLE | NOTE 3.125% 1/1 | 10.68M | PRN | $19.04M 3.46% | 0.00 | 0.00 | 10.68M |
NEXTNAV INCSOLE | COMMON STOCK | 859.84K | SH | $15.33M 2.78% | 859.84K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 19K | SH | $13.99M 2.54% | 19K | 0.00 | 0.00 |
CORNERSTONE STRATEGIC INVESTSOLE | COM | 1.84M | SH | $13.88M 2.52% | 1.84M | 0.00 | 0.00 |
GUARDANT HEALTH INCSOLE | DEBT 1.250% 2/1 | 5M | PRN | $12.57M 2.28% | 0.00 | 0.00 | 5M |
HEWLETT PACKARD ENTERPRISE CSOLE | 7.625 MAND CONV | 100.15K | SH | $11.71M 2.12% | 100.15K | 0.00 | 0.00 |
TXNM ENERGY INCSOLE | NOTE 5.750% 6/0 | 6.81M | PRN | $8.88M 1.61% | 0.00 | 0.00 | 6.81M |
LIBERTY MEDIA CORP DELSOLE | NOTE 3.750% 3/1 | 7.50M | PRN | $8.60M 1.56% | 0.00 | 0.00 | 7.50M |
CORE SCIENTIFIC INC NEWSOLE | *W EXP 01/23/202 | 385.03K | SH | $7.24M 1.31% | 385.03K | 0.00 | 0.00 |
ORMAT TECHNOLOGIES INCSOLE | NOTE 2.500% 7/1 | 5.70M | PRN | $7.20M 1.31% | 0.00 | 0.00 | 5.70M |
APOLLO GLOBAL MGMT INCSOLE | SER A MAND CNV | 110.59K | SH | $6.74M 1.22% | 110.59K | 0.00 | 0.00 |
LUMENTUM HLDGS INCSOLE | NOTE 0.500% 6/1 | 1.02M | PRN | $6.66M 1.21% | 0.00 | 0.00 | 1.02M |
LCI INDSSOLE | NOTE 3.000% 3/0 | 5.50M | PRN | $6.18M 1.12% | 0.00 | 0.00 | 5.50M |
ALNYLAM PHARMACEUTICALS INCSOLE | NOTE 1.000% 9/1 | 5M | PRN | $5.99M 1.09% | 0.00 | 0.00 | 5M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.250% 5/1 | 3.50M | PRN | $5.11M 0.93% | 0.00 | 0.00 | 3.50M |
HALOZYME THERAPEUTICS INCSOLE | NOTE 1.000% 8/1 | 3.50M | PRN | $5.11M 0.93% | 0.00 | 0.00 | 3.50M |
NVIDIA CORPORATIONSOLE | COM | 22K | SH | $4.40M 0.80% | 22K | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 3.125% 9/1 | 2.50M | PRN | $4.27M 0.77% | 0.00 | 0.00 | 2.50M |
A10 NETWORKS INCSOLE | NOTE 2.750% 4/0 | 2.50M | PRN | $4.25M 0.77% | 0.00 | 0.00 | 2.50M |
MIRUM PHARMACEUTICALS INCSOLE | NOTE 4.000% 5/0 | 1.04M | PRN | $3.88M 0.70% | 0.00 | 0.00 | 1.04M |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 5.40K | SH | $3.54M 0.64% | 5.40K | 0.00 | 0.00 |
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