Filed: 11/6/2025ACC: 0001597506-25-000004
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 188 equity positions with a total reported market value of $626.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
188
Positions
$626.89M
Total AUM (reported)
190.44M
Total Shares
Allocation by class
PUT$263.37M42.0%
NOTE 3.500% 6/0$26.18M4.2%
NOTE 2.375%12/0$23.91M3.8%
NOTE 3.000%11/1$22.56M3.6%
NOTE 2.250% 5/0$19.95M3.2%
NOTE 0.500%12/1$19.72M3.1%
NOTE 0.250% 3/1$17.52M2.8%
Portfolio Concentration
Top 3$252.66M40.3%
4–10$134.09M21.4%
11–25$128.79M20.5%
Rest$111.36M17.8%
Top 3 weight
40.3%
Top 10 weight
61.7%
Voting Authority Distribution
Total shares with voting rights: 190.44M
Sole
Full voting authority
11.56M
shares
% of voting shares6.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
178.89M
shares
% of voting shares93.9%
Investment Discretion (by position count)
Sole188
Shared0
Other0
Dominant voting typeNone · 93.9% of voting shares
Institutional Holdings188
Rows:
SPDR S&P 500 ETF TR
SOLEShares294K
TypeSH
Market value$195.86M
31.24%
Sole
294K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares51K
TypeSH
Market value$30.62M
4.88%
Sole
51K
Shared
0.00
None
0.00
SEAGATE HDD CAYMAN
SOLEShares9.09M
TypePRN
Market value$26.18M
4.18%
Sole
0.00
Shared
0.00
None
9.09M
SEA LTD
SOLEShares12.10M
TypePRN
Market value$23.91M
3.81%
Sole
0.00
Shared
0.00
None
12.10M
WESTERN DIGITAL CORP
SOLEShares7.04M
TypePRN
Market value$22.56M
3.60%
Sole
0.00
Shared
0.00
None
7.04M
CNX RES CORP
SOLEShares7.98M
TypePRN
Market value$19.95M
3.18%
Sole
0.00
Shared
0.00
None
7.98M
AXON ENTERPRISE INC
SOLEShares6.28M
TypePRN
Market value$19.72M
3.15%
Sole
0.00
Shared
0.00
None
6.28M
LIVE NATION ENTERTAINMENT IN
SOLEShares10.56M
TypePRN
Market value$17.13M
2.73%
Sole
0.00
Shared
0.00
None
10.56M
MICROCHIP TECHNOLOGY INC.
SOLEShares9.10M
TypePRN
Market value$16.71M
2.67%
Sole
0.00
Shared
0.00
None
9.10M
BOX INC
SOLEShares11.30M
TypePRN
Market value$14.10M
2.25%
Sole
0.00
Shared
0.00
None
11.30M
INTEGER HLDGS CORP
SOLEShares10.40M
TypePRN
Market value$13.56M
2.16%
Sole
0.00
Shared
0.00
None
10.40M
OCCIDENTAL PETE CORP
SOLEShares449.31K
TypeSH
Market value$11.40M
1.82%
Sole
449.31K
Shared
0.00
None
0.00
MACOM TECH SOLUTIONS HLDGS I
SOLEShares7.17M
TypePRN
Market value$10.88M
1.74%
Sole
0.00
Shared
0.00
None
7.17M
STRIDE INC
SOLEShares3.54M
TypePRN
Market value$10.00M
1.59%
Sole
0.00
Shared
0.00
None
3.54M
WORKIVA INC
SOLEShares8.17M
TypePRN
Market value$9.63M
1.54%
Sole
0.00
Shared
0.00
None
8.17M
POST HLDGS INC
SOLEShares8.39M
TypePRN
Market value$9.43M
1.50%
Sole
0.00
Shared
0.00
None
8.39M
VENTAS RLTY LTD PARTNERSHIP
SOLEShares6.70M
TypePRN
Market value$8.65M
1.38%
Sole
0.00
Shared
0.00
None
6.70M
SPOTIFY USA INC
SOLEShares6.09M
TypePRN
Market value$8.34M
1.33%
Sole
0.00
Shared
0.00
None
6.09M
RIGETTI COMPUTING INC
SOLEShares449.22K
TypeSH
Market value$8.23M
1.31%
Sole
449.22K
Shared
0.00
None
0.00
HALOZYME THERAPEUTICS INC
SOLEShares5.14M
TypePRN
Market value$7.25M
1.16%
Sole
0.00
Shared
0.00
None
5.14M
TYLER TEX INDPT SCH DIST
SOLEShares6.04M
TypePRN
Market value$6.64M
1.06%
Sole
0.00
Shared
0.00
None
6.04M
PROGRESS SOFTWARE CORP
SOLEShares6.61M
TypePRN
Market value$6.60M
1.05%
Sole
0.00
Shared
0.00
None
6.61M
WISDOMTREE INC
SOLEShares5M
TypePRN
Market value$6.44M
1.03%
Sole
0.00
Shared
0.00
None
5M
PALANTIR TECHNOLOGIES INC
SOLEShares35K
TypeSH
Market value$6.38M
1.02%
Sole
35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares60K
TypeSH
Market value$5.36M
0.86%
Sole
60K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 294K | SH | $195.86M 31.24% | 294K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 51K | SH | $30.62M 4.88% | 51K | 0.00 | 0.00 |
SEAGATE HDD CAYMANSOLE | NOTE 3.500% 6/0 | 9.09M | PRN | $26.18M 4.18% | 0.00 | 0.00 | 9.09M |
SEA LTDSOLE | NOTE 2.375%12/0 | 12.10M | PRN | $23.91M 3.81% | 0.00 | 0.00 | 12.10M |
WESTERN DIGITAL CORPSOLE | NOTE 3.000%11/1 | 7.04M | PRN | $22.56M 3.60% | 0.00 | 0.00 | 7.04M |
CNX RES CORPSOLE | NOTE 2.250% 5/0 | 7.98M | PRN | $19.95M 3.18% | 0.00 | 0.00 | 7.98M |
AXON ENTERPRISE INCSOLE | NOTE 0.500%12/1 | 6.28M | PRN | $19.72M 3.15% | 0.00 | 0.00 | 6.28M |
LIVE NATION ENTERTAINMENT INSOLE | NOTE 3.125% 1/1 | 10.56M | PRN | $17.13M 2.73% | 0.00 | 0.00 | 10.56M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 9.10M | PRN | $16.71M 2.67% | 0.00 | 0.00 | 9.10M |
BOX INCSOLE | NOTE 1/1 | 11.30M | PRN | $14.10M 2.25% | 0.00 | 0.00 | 11.30M |
INTEGER HLDGS CORPSOLE | NOTE 2.125% 2/1 | 10.40M | PRN | $13.56M 2.16% | 0.00 | 0.00 | 10.40M |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 449.31K | SH | $11.40M 1.82% | 449.31K | 0.00 | 0.00 |
MACOM TECH SOLUTIONS HLDGS ISOLE | NOTE 0.250% 3/1 | 7.17M | PRN | $10.88M 1.74% | 0.00 | 0.00 | 7.17M |
STRIDE INCSOLE | NOTE 1.125% 9/0 | 3.54M | PRN | $10.00M 1.59% | 0.00 | 0.00 | 3.54M |
WORKIVA INCSOLE | NOTE 1.125% 8/1 | 8.17M | PRN | $9.63M 1.54% | 0.00 | 0.00 | 8.17M |
POST HLDGS INCSOLE | NOTE 2.500% 8/1 | 8.39M | PRN | $9.43M 1.50% | 0.00 | 0.00 | 8.39M |
VENTAS RLTY LTD PARTNERSHIPSOLE | NOTE 3.750% 6/0 | 6.70M | PRN | $8.65M 1.38% | 0.00 | 0.00 | 6.70M |
SPOTIFY USA INCSOLE | NOTE 3/1 | 6.09M | PRN | $8.34M 1.33% | 0.00 | 0.00 | 6.09M |
RIGETTI COMPUTING INCSOLE | *W EXP 03/02/202 | 449.22K | SH | $8.23M 1.31% | 449.22K | 0.00 | 0.00 |
HALOZYME THERAPEUTICS INCSOLE | NOTE 1.000% 8/1 | 5.14M | PRN | $7.25M 1.16% | 0.00 | 0.00 | 5.14M |
TYLER TEX INDPT SCH DISTSOLE | NOTE 0.250% 3/1 | 6.04M | PRN | $6.64M 1.06% | 0.00 | 0.00 | 6.04M |
PROGRESS SOFTWARE CORPSOLE | NOTE 1.000% 4/1 | 6.61M | PRN | $6.60M 1.05% | 0.00 | 0.00 | 6.61M |
WISDOMTREE INCSOLE | NOTE 3.250% 6/1 | 5M | PRN | $6.44M 1.03% | 0.00 | 0.00 | 5M |
PALANTIR TECHNOLOGIES INCSOLE | PUT | 35K | SH | $6.38M 1.02% | 35K | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 60K | SH | $5.36M 0.86% | 60K | 0.00 | 0.00 |
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