Filed: 11/6/2024ACC: 0001597506-24-000007
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 209 equity positions with a total reported market value of $562.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
209
Positions
$562.13M
Total AUM (reported)
180.40M
Total Shares
Allocation by class
PUT$187.62M33.4%
NOTE 1.625% 2/1$28.03M5.0%
*W EXP 08/03/202$27.28M4.9%
NOTE 0.250% 8/1$22.87M4.1%
NOTE 6.000% 8/1$22.10M3.9%
NOTE 0.750% 5/0$19.86M3.5%
NOTE 5.000%11/0$18.08M3.2%
Portfolio Concentration
Top 3$170.73M30.4%
4–10$129.79M23.1%
11–25$130.51M23.2%
Rest$131.11M23.3%
Top 3 weight
30.4%
Top 10 weight
53.5%
Voting Authority Distribution
Total shares with voting rights: 180.40M
Sole
Full voting authority
12.87M
shares
% of voting shares7.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
167.53M
shares
% of voting shares92.9%
Investment Discretion (by position count)
Sole209
Shared0
Other0
Dominant voting typeNone · 92.9% of voting shares
Institutional Holdings209
Rows:
INVESCO QQQ TR
SOLEShares164.60K
TypeSH
Market value$80.34M
14.29%
Sole
164.60K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares110K
TypeSH
Market value$63.11M
11.23%
Sole
110K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares917.80K
TypeSH
Market value$27.28M
4.85%
Sole
917.80K
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares9.93M
TypePRN
Market value$22.87M
4.07%
Sole
0.00
Shared
0.00
None
9.93M
ROYAL CARIBBEAN GROUP
SOLEShares6.17M
TypePRN
Market value$22.10M
3.93%
Sole
0.00
Shared
0.00
None
6.17M
MICROCHIP TECHNOLOGY INC.
SOLEShares8.94M
TypePRN
Market value$20.52M
3.65%
Sole
0.00
Shared
0.00
None
8.94M
BOOKING HOLDINGS INC
SOLEShares8.87M
TypePRN
Market value$19.86M
3.53%
Sole
0.00
Shared
0.00
None
8.87M
UNITED STATES STL CORP
SOLEShares6.76M
TypePRN
Market value$18.08M
3.22%
Sole
0.00
Shared
0.00
None
6.76M
BOX INC
SOLEShares10.67M
TypePRN
Market value$13.98M
2.49%
Sole
0.00
Shared
0.00
None
10.67M
CHART INDS INC
SOLEShares5.91M
TypePRN
Market value$12.37M
2.20%
Sole
0.00
Shared
0.00
None
5.91M
AXON ENTERPRISE INC
SOLEShares6.53M
TypePRN
Market value$11.73M
2.09%
Sole
0.00
Shared
0.00
None
6.53M
MICROSOFT CORP
SOLEShares26K
TypeSH
Market value$11.19M
1.99%
Sole
26K
Shared
0.00
None
0.00
INTEGER HLDGS CORP
SOLEShares6.61M
TypePRN
Market value$10.45M
1.86%
Sole
0.00
Shared
0.00
None
6.61M
BLOOMIN BRANDS INC
SOLEShares6.64M
TypePRN
Market value$10.24M
1.82%
Sole
0.00
Shared
0.00
None
6.64M
NRG ENERGY INC
SOLEShares4.23M
TypePRN
Market value$9.40M
1.67%
Sole
0.00
Shared
0.00
None
4.23M
PALO ALTO NETWORKS INC
SOLEShares2.67M
TypePRN
Market value$9.16M
1.63%
Sole
0.00
Shared
0.00
None
2.67M
POST HLDGS INC
SOLEShares7.60M
TypePRN
Market value$9.05M
1.61%
Sole
0.00
Shared
0.00
None
7.60M
STRIDE INC
SOLEShares5.24M
TypePRN
Market value$8.83M
1.57%
Sole
0.00
Shared
0.00
None
5.24M
NVIDIA CORPORATION
SOLEShares65K
TypeSH
Market value$7.89M
1.40%
Sole
65K
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares2.04M
TypePRN
Market value$7.51M
1.34%
Sole
0.00
Shared
0.00
None
2.04M
AKAMAI TECHNOLOGIES INC
SOLEShares6.48M
TypePRN
Market value$7.22M
1.28%
Sole
0.00
Shared
0.00
None
6.48M
PROGRESS SOFTWARE CORP
SOLEShares5.80M
TypePRN
Market value$7.18M
1.28%
Sole
0.00
Shared
0.00
None
5.80M
MACOM TECH SOLUTIONS HLDGS I
SOLEShares5M
TypePRN
Market value$7.07M
1.26%
Sole
0.00
Shared
0.00
None
5M
APPLE INC
SOLEShares30K
TypeSH
Market value$6.99M
1.24%
Sole
30K
Shared
0.00
None
0.00
SEA LTD
SOLEShares3.50M
TypePRN
Market value$6.58M
1.17%
Sole
0.00
Shared
0.00
None
3.50M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | PUT | 164.60K | SH | $80.34M 14.29% | 164.60K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | PUT | 110K | SH | $63.11M 11.23% | 110K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 917.80K | SH | $27.28M 4.85% | 917.80K | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 9.93M | PRN | $22.87M 4.07% | 0.00 | 0.00 | 9.93M |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 6.17M | PRN | $22.10M 3.93% | 0.00 | 0.00 | 6.17M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 8.94M | PRN | $20.52M 3.65% | 0.00 | 0.00 | 8.94M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 8.87M | PRN | $19.86M 3.53% | 0.00 | 0.00 | 8.87M |
UNITED STATES STL CORPSOLE | NOTE 5.000%11/0 | 6.76M | PRN | $18.08M 3.22% | 0.00 | 0.00 | 6.76M |
BOX INCSOLE | NOTE 1/1 | 10.67M | PRN | $13.98M 2.49% | 0.00 | 0.00 | 10.67M |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 5.91M | PRN | $12.37M 2.20% | 0.00 | 0.00 | 5.91M |
AXON ENTERPRISE INCSOLE | NOTE 0.500%12/1 | 6.53M | PRN | $11.73M 2.09% | 0.00 | 0.00 | 6.53M |
MICROSOFT CORPSOLE | PUT | 26K | SH | $11.19M 1.99% | 26K | 0.00 | 0.00 |
INTEGER HLDGS CORPSOLE | NOTE 2.125% 2/1 | 6.61M | PRN | $10.45M 1.86% | 0.00 | 0.00 | 6.61M |
BLOOMIN BRANDS INCSOLE | NOTE 5.000% 5/0 | 6.64M | PRN | $10.24M 1.82% | 0.00 | 0.00 | 6.64M |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 4.23M | PRN | $9.40M 1.67% | 0.00 | 0.00 | 4.23M |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 2.67M | PRN | $9.16M 1.63% | 0.00 | 0.00 | 2.67M |
POST HLDGS INCSOLE | NOTE 2.500% 8/1 | 7.60M | PRN | $9.05M 1.61% | 0.00 | 0.00 | 7.60M |
STRIDE INCSOLE | NOTE 1.125% 9/0 | 5.24M | PRN | $8.83M 1.57% | 0.00 | 0.00 | 5.24M |
NVIDIA CORPORATIONSOLE | PUT | 65K | SH | $7.89M 1.40% | 65K | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 2.04M | PRN | $7.51M 1.34% | 0.00 | 0.00 | 2.04M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 6.48M | PRN | $7.22M 1.28% | 0.00 | 0.00 | 6.48M |
PROGRESS SOFTWARE CORPSOLE | NOTE 1.000% 4/1 | 5.80M | PRN | $7.18M 1.28% | 0.00 | 0.00 | 5.80M |
MACOM TECH SOLUTIONS HLDGS ISOLE | NOTE 0.250% 3/1 | 5M | PRN | $7.07M 1.26% | 0.00 | 0.00 | 5M |
APPLE INCSOLE | PUT | 30K | SH | $6.99M 1.24% | 30K | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 1.000%12/0 | 3.50M | PRN | $6.58M 1.17% | 0.00 | 0.00 | 3.50M |
Page 1 of 9
…