Filed: 8/9/2024ACC: 0001597506-24-000006
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 220 equity positions with a total reported market value of $658.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
220
Positions
$658.41M
Total AUM (reported)
176.67M
Total Shares
Allocation by class
PUT$273.74M41.6%
*W EXP 08/03/202$42.39M6.4%
NOTE 0.375% 6/0$41.97M6.4%
NOTE 1.625% 2/1$23.77M3.6%
NOTE 3.500% 6/1$20.46M3.1%
NOTE 5.000%11/0$19.26M2.9%
NOTE 0.750% 5/0$18.71M2.8%
Portfolio Concentration
Top 3$277.34M42.1%
4–10$143.82M21.8%
11–25$130.32M19.8%
Rest$106.93M16.2%
Top 3 weight
42.1%
Top 10 weight
64.0%
Voting Authority Distribution
Total shares with voting rights: 176.67M
Sole
Full voting authority
15.96M
shares
% of voting shares9.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
160.71M
shares
% of voting shares91.0%
Investment Discretion (by position count)
Sole220
Shared0
Other0
Dominant voting typeNone · 91.0% of voting shares
Institutional Holdings220
Rows:
SPDR S&P 500 ETF TR
SOLEShares363.50K
TypeSH
Market value$197.82M
30.05%
Sole
363.50K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.03M
TypeSH
Market value$42.39M
6.44%
Sole
1.03M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares77.50K
TypeSH
Market value$37.13M
5.64%
Sole
77.50K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares9.02M
TypePRN
Market value$30.75M
4.67%
Sole
0.00
Shared
0.00
None
9.02M
MICROCHIP TECHNOLOGY INC.
SOLEShares8.93M
TypePRN
Market value$23.67M
3.60%
Sole
0.00
Shared
0.00
None
8.93M
ATI INC
SOLEShares5.71M
TypePRN
Market value$20.46M
3.11%
Sole
0.00
Shared
0.00
None
5.71M
UNITED STATES STL CORP
SOLEShares6.76M
TypePRN
Market value$19.26M
2.92%
Sole
0.00
Shared
0.00
None
6.76M
BOOKING HOLDINGS INC
SOLEShares8.89M
TypePRN
Market value$18.71M
2.84%
Sole
0.00
Shared
0.00
None
8.89M
PARSONS CORP DEL
SOLEShares8.95M
TypePRN
Market value$16.27M
2.47%
Sole
0.00
Shared
0.00
None
8.95M
NVIDIA CORPORATION
SOLEShares119K
TypeSH
Market value$14.70M
2.23%
Sole
119K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares28K
TypeSH
Market value$12.51M
1.90%
Sole
28K
Shared
0.00
None
0.00
REPLIGEN CORP
SOLEShares9.82M
TypePRN
Market value$11.70M
1.78%
Sole
0.00
Shared
0.00
None
9.82M
BLOOMIN BRANDS INC
SOLEShares6.60M
TypePRN
Market value$11.63M
1.77%
Sole
0.00
Shared
0.00
None
6.60M
HUBSPOT INC
SOLEShares5.38M
TypePRN
Market value$11.22M
1.70%
Sole
0.00
Shared
0.00
None
5.38M
NRG ENERGY INC
SOLEShares5.75M
TypePRN
Market value$11.04M
1.68%
Sole
0.00
Shared
0.00
None
5.75M
CHART INDS INC
SOLEShares4.03M
TypePRN
Market value$9.92M
1.51%
Sole
0.00
Shared
0.00
None
4.03M
AXON ENTERPRISE INC
SOLEShares6.50M
TypePRN
Market value$8.95M
1.36%
Sole
0.00
Shared
0.00
None
6.50M
TRUMP MEDIA & TECHNOLOGY GRO
SOLEShares395.39K
TypeSH
Market value$8.41M
1.28%
Sole
395.39K
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares5.26M
TypePRN
Market value$8.16M
1.24%
Sole
0.00
Shared
0.00
None
5.26M
MACOM TECH SOLUTIONS HLDGS I
SOLEShares5M
TypePRN
Market value$7.04M
1.07%
Sole
0.00
Shared
0.00
None
5M
RH
SOLEShares5.83M
TypePRN
Market value$6.83M
1.04%
Sole
0.00
Shared
0.00
None
5.83M
AKAMAI TECHNOLOGIES INC
SOLEShares6.26M
TypePRN
Market value$6.57M
1.00%
Sole
0.00
Shared
0.00
None
6.26M
PROGRESS SOFTWARE CORP
SOLEShares5.52M
TypePRN
Market value$5.79M
0.88%
Sole
0.00
Shared
0.00
None
5.52M
INSMED INC
SOLEShares2.50M
TypePRN
Market value$5.29M
0.80%
Sole
0.00
Shared
0.00
None
2.50M
NUTANIX INC
SOLEShares4.50M
TypePRN
Market value$5.26M
0.80%
Sole
0.00
Shared
0.00
None
4.50M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 363.50K | SH | $197.82M 30.05% | 363.50K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 1.03M | SH | $42.39M 6.44% | 1.03M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 77.50K | SH | $37.13M 5.64% | 77.50K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 9.02M | PRN | $30.75M 4.67% | 0.00 | 0.00 | 9.02M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 8.93M | PRN | $23.67M 3.60% | 0.00 | 0.00 | 8.93M |
ATI INCSOLE | NOTE 3.500% 6/1 | 5.71M | PRN | $20.46M 3.11% | 0.00 | 0.00 | 5.71M |
UNITED STATES STL CORPSOLE | NOTE 5.000%11/0 | 6.76M | PRN | $19.26M 2.92% | 0.00 | 0.00 | 6.76M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 8.89M | PRN | $18.71M 2.84% | 0.00 | 0.00 | 8.89M |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 8.95M | PRN | $16.27M 2.47% | 0.00 | 0.00 | 8.95M |
NVIDIA CORPORATIONSOLE | PUT | 119K | SH | $14.70M 2.23% | 119K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 28K | SH | $12.51M 1.90% | 28K | 0.00 | 0.00 |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 9.82M | PRN | $11.70M 1.78% | 0.00 | 0.00 | 9.82M |
BLOOMIN BRANDS INCSOLE | NOTE 5.000% 5/0 | 6.60M | PRN | $11.63M 1.77% | 0.00 | 0.00 | 6.60M |
HUBSPOT INCSOLE | NOTE 0.375% 6/0 | 5.38M | PRN | $11.22M 1.70% | 0.00 | 0.00 | 5.38M |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 5.75M | PRN | $11.04M 1.68% | 0.00 | 0.00 | 5.75M |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 4.03M | PRN | $9.92M 1.51% | 0.00 | 0.00 | 4.03M |
AXON ENTERPRISE INCSOLE | NOTE 0.500%12/1 | 6.50M | PRN | $8.95M 1.36% | 0.00 | 0.00 | 6.50M |
TRUMP MEDIA & TECHNOLOGY GROSOLE | *W EXP 03/25/202 | 395.39K | SH | $8.41M 1.28% | 395.39K | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | NOTE 3.500% 6/0 | 5.26M | PRN | $8.16M 1.24% | 0.00 | 0.00 | 5.26M |
MACOM TECH SOLUTIONS HLDGS ISOLE | NOTE 0.250% 3/1 | 5M | PRN | $7.04M 1.07% | 0.00 | 0.00 | 5M |
RHSOLE | NOTE 9/1 | 5.83M | PRN | $6.83M 1.04% | 0.00 | 0.00 | 5.83M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 6.26M | PRN | $6.57M 1.00% | 0.00 | 0.00 | 6.26M |
PROGRESS SOFTWARE CORPSOLE | NOTE 1.000% 4/1 | 5.52M | PRN | $5.79M 0.88% | 0.00 | 0.00 | 5.52M |
INSMED INCSOLE | NOTE 0.750% 6/0 | 2.50M | PRN | $5.29M 0.80% | 0.00 | 0.00 | 2.50M |
NUTANIX INCSOLE | NOTE 0.250%10/0 | 4.50M | PRN | $5.26M 0.80% | 0.00 | 0.00 | 4.50M |
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