Filed: 5/6/2024ACC: 0001597506-24-000005
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 213 equity positions with a total reported market value of $696.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
213
Positions
$696.54M
Total AUM (reported)
197.17M
Total Shares
Allocation by class
PUT$265.44M38.1%
NOTE 0.375% 6/0$54.43M7.8%
*W EXP 08/03/202$43.93M6.3%
NOTE 1.625% 2/1$21.29M3.1%
NOTE 5.000%11/0$20.05M2.9%
NOTE 0.750%12/1$19.63M2.8%
NOTE 0.250% 8/1$16.86M2.4%
Portfolio Concentration
Top 3$323.27M46.4%
4–10$135.60M19.5%
11–25$142.85M20.5%
Rest$94.82M13.6%
Top 3 weight
46.4%
Top 10 weight
65.9%
Voting Authority Distribution
Total shares with voting rights: 197.17M
Sole
Full voting authority
17.10M
shares
% of voting shares8.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
180.06M
shares
% of voting shares91.3%
Investment Discretion (by position count)
Sole213
Shared0
Other0
Dominant voting typeNone · 91.3% of voting shares
Institutional Holdings213
Rows:
SPDR S&P 500 ETF TR
SOLEShares430K
TypeSH
Market value$224.92M
32.29%
Sole
430K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares18.97M
TypePRN
Market value$54.43M
7.81%
Sole
0.00
Shared
0.00
None
18.97M
OCCIDENTAL PETE CORP
SOLEShares1.02M
TypeSH
Market value$43.93M
6.31%
Sole
1.02M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares58.80K
TypeSH
Market value$26.11M
3.75%
Sole
58.80K
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares8.24M
TypePRN
Market value$21.20M
3.04%
Sole
0.00
Shared
0.00
None
8.24M
UNITED STATES STL CORP
SOLEShares6.56M
TypePRN
Market value$20.05M
2.88%
Sole
0.00
Shared
0.00
None
6.56M
MICROSTRATEGY INC
SOLEShares4.59M
TypePRN
Market value$19.63M
2.82%
Sole
0.00
Shared
0.00
None
4.59M
PARSONS CORP DEL
SOLEShares9.15M
TypePRN
Market value$16.86M
2.42%
Sole
0.00
Shared
0.00
None
9.15M
BLOOMIN BRANDS INC
SOLEShares6.29M
TypePRN
Market value$16.30M
2.34%
Sole
0.00
Shared
0.00
None
6.29M
BOOKING HOLDINGS INC
SOLEShares8M
TypePRN
Market value$15.46M
2.22%
Sole
0.00
Shared
0.00
None
8M
CHART INDS INC
SOLEShares5.11M
TypePRN
Market value$14.38M
2.06%
Sole
0.00
Shared
0.00
None
5.11M
ALTAIR ENGR INC
SOLEShares7.17M
TypePRN
Market value$13.26M
1.90%
Sole
0.00
Shared
0.00
None
7.17M
NRG ENERGY INC
SOLEShares7.64M
TypePRN
Market value$12.66M
1.82%
Sole
0.00
Shared
0.00
None
7.64M
REPLIGEN CORP
SOLEShares7.82M
TypePRN
Market value$12.41M
1.78%
Sole
0.00
Shared
0.00
None
7.82M
INTERDIGITAL INC
SOLEShares9.28M
TypePRN
Market value$12.08M
1.73%
Sole
0.00
Shared
0.00
None
9.28M
RH
SOLEShares6M
TypePRN
Market value$9.92M
1.42%
Sole
0.00
Shared
0.00
None
6M
AXON ENTERPRISE INC
SOLEShares6.50M
TypePRN
Market value$9.45M
1.36%
Sole
0.00
Shared
0.00
None
6.50M
AKAMAI TECHNOLOGIES INC
SOLEShares7.76M
TypePRN
Market value$9.17M
1.32%
Sole
0.00
Shared
0.00
None
7.76M
NCL CORP LTD
SOLEShares6M
TypePRN
Market value$9.17M
1.32%
Sole
0.00
Shared
0.00
None
6M
GUESS INC
SOLEShares7.07M
TypePRN
Market value$7.88M
1.13%
Sole
0.00
Shared
0.00
None
7.07M
MONGODB INC
SOLEShares4.27M
TypePRN
Market value$7.47M
1.07%
Sole
0.00
Shared
0.00
None
4.27M
PIONEER NAT RES CO
SOLEShares2.46M
TypePRN
Market value$6.99M
1.00%
Sole
0.00
Shared
0.00
None
2.46M
ATI INC
SOLEShares1.99M
TypePRN
Market value$6.62M
0.95%
Sole
0.00
Shared
0.00
None
1.99M
PROGRESS SOFTWARE CORP
SOLEShares5.52M
TypePRN
Market value$5.72M
0.82%
Sole
0.00
Shared
0.00
None
5.52M
INTERDIGITAL INC
SOLEShares3.92M
TypePRN
Market value$5.65M
0.81%
Sole
0.00
Shared
0.00
None
3.92M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 430K | SH | $224.92M 32.29% | 430K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 18.97M | PRN | $54.43M 7.81% | 0.00 | 0.00 | 18.97M |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 1.02M | SH | $43.93M 6.31% | 1.02M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 58.80K | SH | $26.11M 3.75% | 58.80K | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 8.24M | PRN | $21.20M 3.04% | 0.00 | 0.00 | 8.24M |
UNITED STATES STL CORPSOLE | NOTE 5.000%11/0 | 6.56M | PRN | $20.05M 2.88% | 0.00 | 0.00 | 6.56M |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 4.59M | PRN | $19.63M 2.82% | 0.00 | 0.00 | 4.59M |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 9.15M | PRN | $16.86M 2.42% | 0.00 | 0.00 | 9.15M |
BLOOMIN BRANDS INCSOLE | NOTE 5.000% 5/0 | 6.29M | PRN | $16.30M 2.34% | 0.00 | 0.00 | 6.29M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 8M | PRN | $15.46M 2.22% | 0.00 | 0.00 | 8M |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 5.11M | PRN | $14.38M 2.06% | 0.00 | 0.00 | 5.11M |
ALTAIR ENGR INCSOLE | NOTE 0.250% 6/0 | 7.17M | PRN | $13.26M 1.90% | 0.00 | 0.00 | 7.17M |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 7.64M | PRN | $12.66M 1.82% | 0.00 | 0.00 | 7.64M |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 7.82M | PRN | $12.41M 1.78% | 0.00 | 0.00 | 7.82M |
INTERDIGITAL INCSOLE | NOTE 2.000% 6/0 | 9.28M | PRN | $12.08M 1.73% | 0.00 | 0.00 | 9.28M |
RHSOLE | NOTE 9/1 | 6M | PRN | $9.92M 1.42% | 0.00 | 0.00 | 6M |
AXON ENTERPRISE INCSOLE | NOTE 0.500%12/1 | 6.50M | PRN | $9.45M 1.36% | 0.00 | 0.00 | 6.50M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 7.76M | PRN | $9.17M 1.32% | 0.00 | 0.00 | 7.76M |
NCL CORP LTDSOLE | NOTE 6.000% 5/1 | 6M | PRN | $9.17M 1.32% | 0.00 | 0.00 | 6M |
GUESS INCSOLE | NOTE 2.000% 4/1 | 7.07M | PRN | $7.88M 1.13% | 0.00 | 0.00 | 7.07M |
MONGODB INCSOLE | NOTE 0.250% 1/1 | 4.27M | PRN | $7.47M 1.07% | 0.00 | 0.00 | 4.27M |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 2.46M | PRN | $6.99M 1.00% | 0.00 | 0.00 | 2.46M |
ATI INCSOLE | NOTE 3.500% 6/1 | 1.99M | PRN | $6.62M 0.95% | 0.00 | 0.00 | 1.99M |
PROGRESS SOFTWARE CORPSOLE | NOTE 1.000% 4/1 | 5.52M | PRN | $5.72M 0.82% | 0.00 | 0.00 | 5.52M |
INTERDIGITAL INCSOLE | NOTE 3.500% 6/0 | 3.92M | PRN | $5.65M 0.81% | 0.00 | 0.00 | 3.92M |
Page 1 of 9
…