Filed: 2/7/2024ACC: 0001597506-24-000003
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 232 equity positions with a total reported market value of $527.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
232
Positions
$527.98M
Total AUM (reported)
161.29M
Total Shares
Allocation by class
PUT$186.62M35.3%
NOTE 0.375% 6/0$43.69M8.3%
W EXP 08/03/202$38.78M7.3%
NOTE 5.000%11/0$23.84M4.5%
NOTE 1.625% 2/1$16.71M3.2%
NOTE 2.000% 6/0$12.37M2.3%
NOTE 0.250% 6/0$12.07M2.3%
Portfolio Concentration
Top 3$217.90M41.3%
4–10$115.39M21.9%
11–25$106.73M20.2%
Rest$87.97M16.7%
Top 3 weight
41.3%
Top 10 weight
63.1%
Voting Authority Distribution
Total shares with voting rights: 161.29M
Sole
Full voting authority
16.25M
shares
% of voting shares10.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
145.05M
shares
% of voting shares89.9%
Investment Discretion (by position count)
Sole232
Shared0
Other0
Dominant voting typeNone · 89.9% of voting shares
Institutional Holdings232
Rows:
SPDR S&P 500 ETF TR
SOLEShares305K
TypeSH
Market value$144.97M
27.46%
Sole
305K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.02M
TypeSH
Market value$38.78M
7.35%
Sole
1.02M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares11.52M
TypePRN
Market value$34.14M
6.47%
Sole
0.00
Shared
0.00
None
11.52M
INVESCO QQQ TR
SOLEShares70K
TypeSH
Market value$28.67M
5.43%
Sole
70K
Shared
0.00
None
0.00
UNITED STATES STL CORP
SOLEShares6.55M
TypePRN
Market value$23.84M
4.51%
Sole
0.00
Shared
0.00
None
6.55M
MICROCHIP TECHNOLOGY INC.
SOLEShares6.47M
TypePRN
Market value$16.71M
3.17%
Sole
0.00
Shared
0.00
None
6.47M
INTERDIGITAL INC
SOLEShares9.25M
TypePRN
Market value$12.37M
2.34%
Sole
0.00
Shared
0.00
None
9.25M
ALTAIR ENGR INC
SOLEShares6.70M
TypePRN
Market value$12.07M
2.29%
Sole
0.00
Shared
0.00
None
6.70M
CHART INDS INC
SOLEShares5.04M
TypePRN
Market value$11.74M
2.22%
Sole
0.00
Shared
0.00
None
5.04M
BOOKING HOLDINGS INC
SOLEShares5.29M
TypePRN
Market value$9.99M
1.89%
Sole
0.00
Shared
0.00
None
5.29M
HUBSPOT INC
SOLEShares4.59M
TypePRN
Market value$9.55M
1.81%
Sole
0.00
Shared
0.00
None
4.59M
CONMED CORP
SOLEShares7.54M
TypePRN
Market value$9.30M
1.76%
Sole
0.00
Shared
0.00
None
7.54M
REPLIGEN CORP
SOLEShares5.86M
TypePRN
Market value$9.20M
1.74%
Sole
0.00
Shared
0.00
None
5.86M
RH
SOLEShares6M
TypePRN
Market value$8.54M
1.62%
Sole
0.00
Shared
0.00
None
6M
AKAMAI TECHNOLOGIES INC
SOLEShares6.50M
TypePRN
Market value$8.27M
1.57%
Sole
0.00
Shared
0.00
None
6.50M
NRG ENERGY INC
SOLEShares6.29M
TypePRN
Market value$8.12M
1.54%
Sole
0.00
Shared
0.00
None
6.29M
LIVENT CORP
SOLEShares3.85M
TypePRN
Market value$8.08M
1.53%
Sole
0.00
Shared
0.00
None
3.85M
MONGODB INC
SOLEShares3.65M
TypePRN
Market value$7.23M
1.37%
Sole
0.00
Shared
0.00
None
3.65M
MICROSTRATEGY INC
SOLEShares4.25M
TypePRN
Market value$7.03M
1.33%
Sole
0.00
Shared
0.00
None
4.25M
PARSONS CORP DEL
SOLEShares4.71M
TypePRN
Market value$6.75M
1.28%
Sole
0.00
Shared
0.00
None
4.71M
ETSY INC
SOLEShares5.33M
TypePRN
Market value$6.15M
1.16%
Sole
0.00
Shared
0.00
None
5.33M
ATI INC
SOLEShares1.97M
TypePRN
Market value$5.82M
1.10%
Sole
0.00
Shared
0.00
None
1.97M
INTERDIGITAL INC
SOLEShares2.92M
TypePRN
Market value$4.29M
0.81%
Sole
0.00
Shared
0.00
None
2.92M
BOX INC
SOLEShares3.80M
TypePRN
Market value$4.24M
0.80%
Sole
0.00
Shared
0.00
None
3.80M
PROGRESS SOFTWARE CORP
SOLEShares3.92M
TypePRN
Market value$4.14M
0.78%
Sole
0.00
Shared
0.00
None
3.92M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 305K | SH | $144.97M 27.46% | 305K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | W EXP 08/03/202 | 1.02M | SH | $38.78M 7.35% | 1.02M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 11.52M | PRN | $34.14M 6.47% | 0.00 | 0.00 | 11.52M |
INVESCO QQQ TRSOLE | PUT | 70K | SH | $28.67M 5.43% | 70K | 0.00 | 0.00 |
UNITED STATES STL CORPSOLE | NOTE 5.000%11/0 | 6.55M | PRN | $23.84M 4.51% | 0.00 | 0.00 | 6.55M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 6.47M | PRN | $16.71M 3.17% | 0.00 | 0.00 | 6.47M |
INTERDIGITAL INCSOLE | NOTE 2.000% 6/0 | 9.25M | PRN | $12.37M 2.34% | 0.00 | 0.00 | 9.25M |
ALTAIR ENGR INCSOLE | NOTE 0.250% 6/0 | 6.70M | PRN | $12.07M 2.29% | 0.00 | 0.00 | 6.70M |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 5.04M | PRN | $11.74M 2.22% | 0.00 | 0.00 | 5.04M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 5.29M | PRN | $9.99M 1.89% | 0.00 | 0.00 | 5.29M |
HUBSPOT INCSOLE | NOTE 0.375% 6/0 | 4.59M | PRN | $9.55M 1.81% | 0.00 | 0.00 | 4.59M |
CONMED CORPSOLE | NOTE 2.625% 2/0 | 7.54M | PRN | $9.30M 1.76% | 0.00 | 0.00 | 7.54M |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 5.86M | PRN | $9.20M 1.74% | 0.00 | 0.00 | 5.86M |
RHSOLE | NOTE 9/1 | 6M | PRN | $8.54M 1.62% | 0.00 | 0.00 | 6M |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.125% 5/0 | 6.50M | PRN | $8.27M 1.57% | 0.00 | 0.00 | 6.50M |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 6.29M | PRN | $8.12M 1.54% | 0.00 | 0.00 | 6.29M |
LIVENT CORPSOLE | NOTE 4.125% 7/1 | 3.85M | PRN | $8.08M 1.53% | 0.00 | 0.00 | 3.85M |
MONGODB INCSOLE | NOTE 0.250% 1/1 | 3.65M | PRN | $7.23M 1.37% | 0.00 | 0.00 | 3.65M |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 4.25M | PRN | $7.03M 1.33% | 0.00 | 0.00 | 4.25M |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 4.71M | PRN | $6.75M 1.28% | 0.00 | 0.00 | 4.71M |
ETSY INCSOLE | NOTE 0.125%10/0 | 5.33M | PRN | $6.15M 1.16% | 0.00 | 0.00 | 5.33M |
ATI INCSOLE | NOTE 3.500% 6/1 | 1.97M | PRN | $5.82M 1.10% | 0.00 | 0.00 | 1.97M |
INTERDIGITAL INCSOLE | NOTE 3.500% 6/0 | 2.92M | PRN | $4.29M 0.81% | 0.00 | 0.00 | 2.92M |
BOX INCSOLE | NOTE 1/1 | 3.80M | PRN | $4.24M 0.80% | 0.00 | 0.00 | 3.80M |
PROGRESS SOFTWARE CORPSOLE | NOTE 1.000% 4/1 | 3.92M | PRN | $4.14M 0.78% | 0.00 | 0.00 | 3.92M |
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