Filed: 8/9/2023ACC: 0001597506-23-000003
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 238 equity positions with a total reported market value of $602.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
238
Positions
$602.60M
Total AUM (reported)
146.06M
Total Shares
Allocation by class
PUT$238.63M39.6%
NOTE 1.625%10/1$40.01M6.6%
NOTE 0.750%12/0$39.65M6.6%
NOTE 2.500%11/0$37.22M6.2%
*W EXP 08/03/202$36.81M6.1%
NOTE 1.250%12/1$26.92M4.5%
NOTE 2.000% 8/1$26.72M4.4%
Portfolio Concentration
Top 3$258.31M42.9%
4–10$177.42M29.4%
11–25$91.25M15.1%
Rest$75.62M12.5%
Top 3 weight
42.9%
Top 10 weight
72.3%
Voting Authority Distribution
Total shares with voting rights: 146.06M
Sole
Full voting authority
18.46M
shares
% of voting shares12.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
127.60M
shares
% of voting shares87.4%
Investment Discretion (by position count)
Sole238
Shared0
Other0
Dominant voting typeNone · 87.4% of voting shares
Institutional Holdings238
Rows:
SPDR S&P 500 ETF TR
SOLEShares403K
TypeSH
Market value$178.64M
29.65%
Sole
403K
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares8.78M
TypePRN
Market value$40.01M
6.64%
Sole
0.00
Shared
0.00
None
8.78M
DEXCOM INC
SOLEShares12.69M
TypePRN
Market value$39.65M
6.58%
Sole
0.00
Shared
0.00
None
12.69M
KBR INC
SOLEShares14.52M
TypePRN
Market value$37.22M
6.18%
Sole
0.00
Shared
0.00
None
14.52M
OCCIDENTAL PETE CORP
SOLEShares997.82K
TypeSH
Market value$36.81M
6.11%
Sole
997.82K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares93.80K
TypeSH
Market value$34.65M
5.75%
Sole
93.80K
Shared
0.00
None
0.00
TERADYNE INC
SOLEShares7.61M
TypePRN
Market value$26.92M
4.47%
Sole
0.00
Shared
0.00
None
7.61M
MERCADOLIBRE INC
SOLEShares6.57M
TypePRN
Market value$17.97M
2.98%
Sole
0.00
Shared
0.00
None
6.57M
RH
SOLEShares8.06M
TypePRN
Market value$12.89M
2.14%
Sole
0.00
Shared
0.00
None
8.06M
ALTAIR ENGR INC
SOLEShares6.70M
TypePRN
Market value$10.95M
1.82%
Sole
0.00
Shared
0.00
None
6.70M
EQT CORP
SOLEShares3.69M
TypePRN
Market value$10.41M
1.73%
Sole
0.00
Shared
0.00
None
3.69M
FTI CONSULTING INC
SOLEShares4.67M
TypePRN
Market value$8.75M
1.45%
Sole
0.00
Shared
0.00
None
4.67M
APPLE INC
SOLEShares43K
TypeSH
Market value$8.34M
1.38%
Sole
43K
Shared
0.00
None
0.00
HERTZ GLOBAL HLDGS INC
SOLEShares750.64K
TypeSH
Market value$7.61M
1.26%
Sole
750.64K
Shared
0.00
None
0.00
SEA LTD
SOLEShares5M
TypePRN
Market value$6.42M
1.07%
Sole
0.00
Shared
0.00
None
5M
ETSY INC
SOLEShares5.30M
TypePRN
Market value$6.28M
1.04%
Sole
0.00
Shared
0.00
None
5.30M
VERADIGM INC
SOLEShares5.50M
TypePRN
Market value$6.11M
1.01%
Sole
0.00
Shared
0.00
None
5.50M
PIONEER NAT RES CO
SOLEShares2.67M
TypePRN
Market value$5.86M
0.97%
Sole
0.00
Shared
0.00
None
2.67M
ATI INC
SOLEShares2M
TypePRN
Market value$5.80M
0.96%
Sole
0.00
Shared
0.00
None
2M
CONMED CORP
SOLEShares3.17M
TypePRN
Market value$4.89M
0.81%
Sole
0.00
Shared
0.00
None
3.17M
ISHARES TR
SOLEShares26K
TypeSH
Market value$4.87M
0.81%
Sole
26K
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares3.84M
TypePRN
Market value$4.41M
0.73%
Sole
0.00
Shared
0.00
None
3.84M
BOX INC
SOLEShares3.50M
TypePRN
Market value$4.36M
0.72%
Sole
0.00
Shared
0.00
None
3.50M
BOOKING HOLDINGS INC
SOLEShares2.41M
TypePRN
Market value$3.62M
0.60%
Sole
0.00
Shared
0.00
None
2.41M
REPLIGEN CORP
SOLEShares2.68M
TypePRN
Market value$3.52M
0.58%
Sole
0.00
Shared
0.00
None
2.68M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 403K | SH | $178.64M 29.65% | 403K | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 1.625%10/1 | 8.78M | PRN | $40.01M 6.64% | 0.00 | 0.00 | 8.78M |
DEXCOM INCSOLE | NOTE 0.750%12/0 | 12.69M | PRN | $39.65M 6.58% | 0.00 | 0.00 | 12.69M |
KBR INCSOLE | NOTE 2.500%11/0 | 14.52M | PRN | $37.22M 6.18% | 0.00 | 0.00 | 14.52M |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 997.82K | SH | $36.81M 6.11% | 997.82K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 93.80K | SH | $34.65M 5.75% | 93.80K | 0.00 | 0.00 |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 7.61M | PRN | $26.92M 4.47% | 0.00 | 0.00 | 7.61M |
MERCADOLIBRE INCSOLE | NOTE 2.000% 8/1 | 6.57M | PRN | $17.97M 2.98% | 0.00 | 0.00 | 6.57M |
RHSOLE | NOTE 9/1 | 8.06M | PRN | $12.89M 2.14% | 0.00 | 0.00 | 8.06M |
ALTAIR ENGR INCSOLE | NOTE 0.250% 6/0 | 6.70M | PRN | $10.95M 1.82% | 0.00 | 0.00 | 6.70M |
EQT CORPSOLE | NOTE 1.750% 5/0 | 3.69M | PRN | $10.41M 1.73% | 0.00 | 0.00 | 3.69M |
FTI CONSULTING INCSOLE | NOTE 2.000% 8/1 | 4.67M | PRN | $8.75M 1.45% | 0.00 | 0.00 | 4.67M |
APPLE INCSOLE | PUT | 43K | SH | $8.34M 1.38% | 43K | 0.00 | 0.00 |
HERTZ GLOBAL HLDGS INCSOLE | *W EXP 06/30/205 | 750.64K | SH | $7.61M 1.26% | 750.64K | 0.00 | 0.00 |
SEA LTDSOLE | NOTE 1.000%12/0 | 5M | PRN | $6.42M 1.07% | 0.00 | 0.00 | 5M |
ETSY INCSOLE | NOTE 0.125%10/0 | 5.30M | PRN | $6.28M 1.04% | 0.00 | 0.00 | 5.30M |
VERADIGM INCSOLE | NOTE 0.875% 1/0 | 5.50M | PRN | $6.11M 1.01% | 0.00 | 0.00 | 5.50M |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 2.67M | PRN | $5.86M 0.97% | 0.00 | 0.00 | 2.67M |
ATI INCSOLE | NOTE 3.500% 6/1 | 2M | PRN | $5.80M 0.96% | 0.00 | 0.00 | 2M |
CONMED CORPSOLE | NOTE 2.625% 2/0 | 3.17M | PRN | $4.89M 0.81% | 0.00 | 0.00 | 3.17M |
ISHARES TRSOLE | PUT | 26K | SH | $4.87M 0.81% | 26K | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 3.84M | PRN | $4.41M 0.73% | 0.00 | 0.00 | 3.84M |
BOX INCSOLE | NOTE 1/1 | 3.50M | PRN | $4.36M 0.72% | 0.00 | 0.00 | 3.50M |
BOOKING HOLDINGS INCSOLE | NOTE 0.750% 5/0 | 2.41M | PRN | $3.62M 0.60% | 0.00 | 0.00 | 2.41M |
REPLIGEN CORPSOLE | NOTE 0.375% 7/1 | 2.68M | PRN | $3.52M 0.58% | 0.00 | 0.00 | 2.68M |
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