Filed: 5/15/2023ACC: 0001597506-23-000002
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 249 equity positions with a total reported market value of $507.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
249
Positions
$507.48M
Total AUM (reported)
127.39M
Total Shares
Allocation by class
PUT$162.26M32.0%
NOTE 1.625%10/1$51.80M10.2%
*W EXP 08/03/202$41.74M8.2%
NOTE 3.250% 4/1$35.97M7.1%
NOTE 1.250%12/1$25.29M5.0%
NOTE 1.625% 2/1$15.43M3.0%
NOTE 0.750% 7/0$14.22M2.8%
Portfolio Concentration
Top 3$211.45M41.7%
4–10$129.73M25.6%
11–25$85.93M16.9%
Rest$80.36M15.8%
Top 3 weight
41.7%
Top 10 weight
67.2%
Voting Authority Distribution
Total shares with voting rights: 127.39M
Sole
Full voting authority
18.65M
shares
% of voting shares14.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
108.73M
shares
% of voting shares85.4%
Investment Discretion (by position count)
Sole249
Shared0
Other0
Dominant voting typeNone · 85.4% of voting shares
Institutional Holdings249
Rows:
SPDR S&P 500 ETF TR
SOLEShares288K
TypeSH
Market value$117.90M
23.23%
Sole
288K
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares13.07M
TypePRN
Market value$51.80M
10.21%
Sole
0.00
Shared
0.00
None
13.07M
OCCIDENTAL PETE CORP
SOLEShares1.02M
TypeSH
Market value$41.74M
8.23%
Sole
1.02M
Shared
0.00
None
0.00
DICKS SPORTING GOODS INC
SOLEShares8.06M
TypePRN
Market value$35.97M
7.09%
Sole
0.00
Shared
0.00
None
8.06M
TERADYNE INC
SOLEShares7.42M
TypePRN
Market value$25.29M
4.98%
Sole
0.00
Shared
0.00
None
7.42M
INVESCO QQQ TR
SOLEShares67K
TypeSH
Market value$21.50M
4.24%
Sole
67K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares6.34M
TypePRN
Market value$14.22M
2.80%
Sole
0.00
Shared
0.00
None
6.34M
MICROCHIP TECHNOLOGY INC.
SOLEShares3.18M
TypePRN
Market value$11.98M
2.36%
Sole
0.00
Shared
0.00
None
3.18M
CHART INDS INC
SOLEShares5M
TypePRN
Market value$10.90M
2.15%
Sole
0.00
Shared
0.00
None
5M
FTI CONSULTING INC
SOLEShares5.06M
TypePRN
Market value$9.87M
1.94%
Sole
0.00
Shared
0.00
None
5.06M
PIONEER NAT RES CO
SOLEShares4.54M
TypePRN
Market value$9.75M
1.92%
Sole
0.00
Shared
0.00
None
4.54M
SEA LTD
SOLEShares5M
TypePRN
Market value$8.78M
1.73%
Sole
0.00
Shared
0.00
None
5M
ETSY INC
SOLEShares5.45M
TypePRN
Market value$7.81M
1.54%
Sole
0.00
Shared
0.00
None
5.45M
ALLEGHENY TECHNOLOGIES INC
SOLEShares3M
TypePRN
Market value$7.78M
1.53%
Sole
0.00
Shared
0.00
None
3M
ENVISTA HOLDINGS CORPORATION
SOLEShares3.21M
TypePRN
Market value$6.43M
1.27%
Sole
0.00
Shared
0.00
None
3.21M
ALLSCRIPTS HEALTHCARE SOLUTI
SOLEShares5.50M
TypePRN
Market value$6.22M
1.22%
Sole
0.00
Shared
0.00
None
5.50M
PLUG PWR INC
SOLEShares2.54M
TypePRN
Market value$6.00M
1.18%
Sole
0.00
Shared
0.00
None
2.54M
HERTZ GLOBAL HLDGS INC
SOLEShares567.06K
TypeSH
Market value$5.04M
0.99%
Sole
567.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26K
TypeSH
Market value$4.64M
0.91%
Sole
26K
Shared
0.00
None
0.00
SILICON LABORATORIES INC
SOLEShares2.75M
TypePRN
Market value$4.13M
0.81%
Sole
0.00
Shared
0.00
None
2.75M
BOX INC
SOLEShares3.50M
TypePRN
Market value$4.10M
0.81%
Sole
0.00
Shared
0.00
None
3.50M
INVESCO QQQ TR
SOLEShares12K
TypeSH
Market value$3.85M
0.76%
Sole
12K
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares3.47M
TypePRN
Market value$3.85M
0.76%
Sole
0.00
Shared
0.00
None
3.47M
PEABODY ENGR CORP
SOLEShares2.50M
TypePRN
Market value$3.81M
0.75%
Sole
0.00
Shared
0.00
None
2.50M
RH
SOLEShares2.91M
TypePRN
Market value$3.75M
0.74%
Sole
0.00
Shared
0.00
None
2.91M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 288K | SH | $117.90M 23.23% | 288K | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 1.625%10/1 | 13.07M | PRN | $51.80M 10.21% | 0.00 | 0.00 | 13.07M |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 1.02M | SH | $41.74M 8.23% | 1.02M | 0.00 | 0.00 |
DICKS SPORTING GOODS INCSOLE | NOTE 3.250% 4/1 | 8.06M | PRN | $35.97M 7.09% | 0.00 | 0.00 | 8.06M |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 7.42M | PRN | $25.29M 4.98% | 0.00 | 0.00 | 7.42M |
INVESCO QQQ TRSOLE | PUT | 67K | SH | $21.50M 4.24% | 67K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.750% 7/0 | 6.34M | PRN | $14.22M 2.80% | 0.00 | 0.00 | 6.34M |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 3.18M | PRN | $11.98M 2.36% | 0.00 | 0.00 | 3.18M |
CHART INDS INCSOLE | NOTE 1.000%11/1 | 5M | PRN | $10.90M 2.15% | 0.00 | 0.00 | 5M |
FTI CONSULTING INCSOLE | NOTE 2.000% 8/1 | 5.06M | PRN | $9.87M 1.94% | 0.00 | 0.00 | 5.06M |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 4.54M | PRN | $9.75M 1.92% | 0.00 | 0.00 | 4.54M |
SEA LTDSOLE | NOTE 1.000%12/0 | 5M | PRN | $8.78M 1.73% | 0.00 | 0.00 | 5M |
ETSY INCSOLE | NOTE 0.125%10/0 | 5.45M | PRN | $7.81M 1.54% | 0.00 | 0.00 | 5.45M |
ALLEGHENY TECHNOLOGIES INCSOLE | NOTE 3.500% 6/1 | 3M | PRN | $7.78M 1.53% | 0.00 | 0.00 | 3M |
ENVISTA HOLDINGS CORPORATIONSOLE | NOTE 2.375% 6/0 | 3.21M | PRN | $6.43M 1.27% | 0.00 | 0.00 | 3.21M |
ALLSCRIPTS HEALTHCARE SOLUTISOLE | NOTE 0.875% 1/0 | 5.50M | PRN | $6.22M 1.22% | 0.00 | 0.00 | 5.50M |
PLUG PWR INCSOLE | NOTE 3.750% 6/0 | 2.54M | PRN | $6.00M 1.18% | 0.00 | 0.00 | 2.54M |
HERTZ GLOBAL HLDGS INCSOLE | *W EXP 06/30/205 | 567.06K | SH | $5.04M 0.99% | 567.06K | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 26K | SH | $4.64M 0.91% | 26K | 0.00 | 0.00 |
SILICON LABORATORIES INCSOLE | NOTE 0.625% 6/1 | 2.75M | PRN | $4.13M 0.81% | 0.00 | 0.00 | 2.75M |
BOX INCSOLE | NOTE 1/1 | 3.50M | PRN | $4.10M 0.81% | 0.00 | 0.00 | 3.50M |
INVESCO QQQ TRSOLE | CALL | 12K | SH | $3.85M 0.76% | 12K | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 3.47M | PRN | $3.85M 0.76% | 0.00 | 0.00 | 3.47M |
PEABODY ENGR CORPSOLE | NOTE 3.250% 3/0 | 2.50M | PRN | $3.81M 0.75% | 0.00 | 0.00 | 2.50M |
RHSOLE | NOTE 9/1 | 2.91M | PRN | $3.75M 0.74% | 0.00 | 0.00 | 2.91M |
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