Filed: 2/13/2023ACC: 0001597506-23-000001
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 271 equity positions with a total reported market value of $638.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
271
Positions
$638.38M
Total AUM (reported)
133.27M
Total Shares
Allocation by class
PUT$297.54M46.6%
*W EXP 08/03/202$45.87M7.2%
NOTE 0.250% 5/1$41.09M6.4%
NOTE 1.625%10/1$32.09M5.0%
NOTE 1.250%12/1$19.86M3.1%
NOTE 3.250% 4/1$17.50M2.7%
CALL$13.66M2.1%
Portfolio Concentration
Top 3$370.69M58.1%
4–10$110.70M17.3%
11–25$83.35M13.1%
Rest$73.65M11.5%
Top 3 weight
58.1%
Top 10 weight
75.4%
Voting Authority Distribution
Total shares with voting rights: 133.27M
Sole
Full voting authority
19.58M
shares
% of voting shares14.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
113.68M
shares
% of voting shares85.3%
Investment Discretion (by position count)
Sole271
Shared0
Other0
Dominant voting typeNone · 85.3% of voting shares
Institutional Holdings271
Rows:
SPDR S&P 500 ETF TR
SOLEShares741.90K
TypeSH
Market value$283.72M
44.44%
Sole
741.90K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.12M
TypeSH
Market value$45.87M
7.19%
Sole
1.12M
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares17.64M
TypePRN
Market value$41.09M
6.44%
Sole
0.00
Shared
0.00
None
17.64M
ON SEMICONDUCTOR CORP
SOLEShares10.66M
TypePRN
Market value$32.09M
5.03%
Sole
0.00
Shared
0.00
None
10.66M
TERADYNE INC
SOLEShares7.18M
TypePRN
Market value$19.86M
3.11%
Sole
0.00
Shared
0.00
None
7.18M
DICKS SPORTING GOODS INC
SOLEShares4.66M
TypePRN
Market value$17.50M
2.74%
Sole
0.00
Shared
0.00
None
4.66M
ATLAS AIR WORLDWIDE HLDGS IN
SOLEShares6.65M
TypePRN
Market value$11.10M
1.74%
Sole
0.00
Shared
0.00
None
6.65M
SOUTH JERSEY INDS INC
SOLEShares155.10K
TypeSH
Market value$10.71M
1.68%
Sole
155.10K
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares3.18M
TypePRN
Market value$9.86M
1.54%
Sole
0.00
Shared
0.00
None
3.18M
PALO ALTO NETWORKS INC
SOLEShares6.05M
TypePRN
Market value$9.57M
1.50%
Sole
0.00
Shared
0.00
None
6.05M
PLUG PWR INC
SOLEShares3.54M
TypePRN
Market value$8.85M
1.39%
Sole
0.00
Shared
0.00
None
3.54M
FTI CONSULTING INC
SOLEShares5.02M
TypePRN
Market value$7.94M
1.24%
Sole
0.00
Shared
0.00
None
5.02M
ALLSCRIPTS HEALTHCARE SOLUTI
SOLEShares5.01M
TypePRN
Market value$7.16M
1.12%
Sole
0.00
Shared
0.00
None
5.01M
LIBERTY MEDIA CORP DEL
SOLEShares4.37M
TypePRN
Market value$7.06M
1.11%
Sole
0.00
Shared
0.00
None
4.37M
ALLEGHENY TECHNOLOGIES INC
SOLEShares3M
TypePRN
Market value$6.05M
0.95%
Sole
0.00
Shared
0.00
None
3M
PURE STORAGE INC
SOLEShares5M
TypePRN
Market value$5.41M
0.85%
Sole
0.00
Shared
0.00
None
5M
ENVISTA HOLDINGS CORPORATION
SOLEShares3.21M
TypePRN
Market value$5.40M
0.85%
Sole
0.00
Shared
0.00
None
3.21M
HERTZ GLOBAL HLDGS INC
SOLEShares687.44K
TypeSH
Market value$5.12M
0.80%
Sole
687.44K
Shared
0.00
None
0.00
GFL ENVIRONMENTAL INC
SOLEShares76K
TypeSH
Market value$4.92M
0.77%
Sole
76K
Shared
0.00
None
0.00
LIVE NATION ENTERTAINMENT IN
SOLEShares4.53M
TypePRN
Market value$4.83M
0.76%
Sole
0.00
Shared
0.00
None
4.53M
ETSY INC
SOLEShares2.94M
TypePRN
Market value$4.55M
0.71%
Sole
0.00
Shared
0.00
None
2.94M
MIDDLEBY CORP
SOLEShares3.76M
TypePRN
Market value$4.43M
0.69%
Sole
0.00
Shared
0.00
None
3.76M
ANTHEM INC
SOLEShares556K
TypePRN
Market value$4.07M
0.64%
Sole
0.00
Shared
0.00
None
556K
INVESCO QQQ TR
SOLEShares15K
TypeSH
Market value$3.99M
0.63%
Sole
15K
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares3.13M
TypePRN
Market value$3.57M
0.56%
Sole
0.00
Shared
0.00
None
3.13M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 741.90K | SH | $283.72M 44.44% | 741.90K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 1.12M | SH | $45.87M 7.19% | 1.12M | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 17.64M | PRN | $41.09M 6.44% | 0.00 | 0.00 | 17.64M |
ON SEMICONDUCTOR CORPSOLE | NOTE 1.625%10/1 | 10.66M | PRN | $32.09M 5.03% | 0.00 | 0.00 | 10.66M |
TERADYNE INCSOLE | NOTE 1.250%12/1 | 7.18M | PRN | $19.86M 3.11% | 0.00 | 0.00 | 7.18M |
DICKS SPORTING GOODS INCSOLE | NOTE 3.250% 4/1 | 4.66M | PRN | $17.50M 2.74% | 0.00 | 0.00 | 4.66M |
ATLAS AIR WORLDWIDE HLDGS INSOLE | NOTE 1.875% 6/0 | 6.65M | PRN | $11.10M 1.74% | 0.00 | 0.00 | 6.65M |
SOUTH JERSEY INDS INCSOLE | UNIT 04/01/2024 | 155.10K | SH | $10.71M 1.68% | 155.10K | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 3.18M | PRN | $9.86M 1.54% | 0.00 | 0.00 | 3.18M |
PALO ALTO NETWORKS INCSOLE | NOTE 0.750% 7/0 | 6.05M | PRN | $9.57M 1.50% | 0.00 | 0.00 | 6.05M |
PLUG PWR INCSOLE | NOTE 3.750% 6/0 | 3.54M | PRN | $8.85M 1.39% | 0.00 | 0.00 | 3.54M |
FTI CONSULTING INCSOLE | NOTE 2.000% 8/1 | 5.02M | PRN | $7.94M 1.24% | 0.00 | 0.00 | 5.02M |
ALLSCRIPTS HEALTHCARE SOLUTISOLE | NOTE 0.875% 1/0 | 5.01M | PRN | $7.16M 1.12% | 0.00 | 0.00 | 5.01M |
LIBERTY MEDIA CORP DELSOLE | NOTE 1.000% 1/3 | 4.37M | PRN | $7.06M 1.11% | 0.00 | 0.00 | 4.37M |
ALLEGHENY TECHNOLOGIES INCSOLE | NOTE 3.500% 6/1 | 3M | PRN | $6.05M 0.95% | 0.00 | 0.00 | 3M |
PURE STORAGE INCSOLE | NOTE 0.125% 4/1 | 5M | PRN | $5.41M 0.85% | 0.00 | 0.00 | 5M |
ENVISTA HOLDINGS CORPORATIONSOLE | NOTE 2.375% 6/0 | 3.21M | PRN | $5.40M 0.85% | 0.00 | 0.00 | 3.21M |
HERTZ GLOBAL HLDGS INCSOLE | *W EXP 06/30/205 | 687.44K | SH | $5.12M 0.80% | 687.44K | 0.00 | 0.00 |
GFL ENVIRONMENTAL INCSOLE | UNIT 99/99/9999T | 76K | SH | $4.92M 0.77% | 76K | 0.00 | 0.00 |
LIVE NATION ENTERTAINMENT INSOLE | NOTE 2.500% 3/1 | 4.53M | PRN | $4.83M 0.76% | 0.00 | 0.00 | 4.53M |
ETSY INCSOLE | NOTE 0.125%10/0 | 2.94M | PRN | $4.55M 0.71% | 0.00 | 0.00 | 2.94M |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 3.76M | PRN | $4.43M 0.69% | 0.00 | 0.00 | 3.76M |
ANTHEM INCSOLE | NOTE 2.750%10/1 | 556K | PRN | $4.07M 0.64% | 0.00 | 0.00 | 556K |
INVESCO QQQ TRSOLE | PUT | 15K | SH | $3.99M 0.63% | 15K | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 3.13M | PRN | $3.57M 0.56% | 0.00 | 0.00 | 3.13M |
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