Filed: 11/7/2022ACC: 0001597506-22-000014
📋 What this filing means
WARBERG ASSET MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 284 equity positions with a total reported market value of $578.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
284
Positions
$578.3K
Total AUM (reported)
127.05M
Total Shares
Allocation by class
TR UNIT$152.0K26.3%
*W EXP 02/09/202$72.4K12.5%
UNIT SER 1$46.9K8.1%
*W EXP 08/03/202$44.4K7.7%
NOTE 1.625%10/1$31.9K5.5%
NOTE 0.250% 5/1$24.0K4.1%
COM$22.8K3.9%
Portfolio Concentration
Top 3$243.4K42.1%
4–10$153.8K26.6%
11–25$87.8K15.2%
Rest$93.3K16.1%
Top 3 weight
42.1%
Top 10 weight
68.7%
Voting Authority Distribution
Total shares with voting rights: 127.05M
Sole
Full voting authority
19.27M
shares
% of voting shares15.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
107.78M
shares
% of voting shares84.8%
Investment Discretion (by position count)
Sole284
Shared0
Other0
Dominant voting typeNone · 84.8% of voting shares
Institutional Holdings284
Rows:
SPDR S&P 500 ETF TR
SOLEShares425.60K
TypeSH
Market value$152.0K
26.29%
Sole
425.60K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares175.50K
TypeSH
Market value$46.9K
8.11%
Sole
175.50K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.12M
TypeSH
Market value$44.4K
7.69%
Sole
1.12M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares10.59M
TypePRN
Market value$31.9K
5.51%
Sole
0.00
Shared
0.00
None
10.59M
CHESAPEAKE ENERGY CORP
SOLEShares395.37K
TypeSH
Market value$31.7K
5.49%
Sole
395.37K
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares10.57M
TypePRN
Market value$24.0K
4.14%
Sole
0.00
Shared
0.00
None
10.57M
CHESAPEAKE ENERGY CORP
SOLEShares302.38K
TypeSH
Market value$22.2K
3.84%
Sole
302.38K
Shared
0.00
None
0.00
CHESAPEAKE ENERGY CORP
SOLEShares241.81K
TypeSH
Market value$18.5K
3.19%
Sole
241.81K
Shared
0.00
None
0.00
PLUG PWR INC
SOLEShares3.48M
TypePRN
Market value$14.7K
2.54%
Sole
0.00
Shared
0.00
None
3.48M
PALO ALTO NETWORKS INC
SOLEShares5.90M
TypePRN
Market value$10.9K
1.89%
Sole
0.00
Shared
0.00
None
5.90M
ATLAS AIR WORLDWIDE HLDGS IN
SOLEShares6.39M
TypePRN
Market value$10.2K
1.77%
Sole
0.00
Shared
0.00
None
6.39M
FTI CONSULTING INC
SOLEShares5M
TypePRN
Market value$8.3K
1.43%
Sole
0.00
Shared
0.00
None
5M
LIBERTY MEDIA CORP DEL
SOLEShares4.33M
TypePRN
Market value$6.9K
1.19%
Sole
0.00
Shared
0.00
None
4.33M
KBR INC
SOLEShares3.46M
TypePRN
Market value$6.0K
1.04%
Sole
0.00
Shared
0.00
None
3.46M
MIDDLEBY CORP
SOLEShares5.04M
TypePRN
Market value$5.8K
1.00%
Sole
0.00
Shared
0.00
None
5.04M
ALLSCRIPTS HEALTHCARE SOLUTI
SOLEShares4.50M
TypePRN
Market value$5.8K
0.99%
Sole
0.00
Shared
0.00
None
4.50M
APPLE INC
SOLEShares41K
TypeSH
Market value$5.7K
0.98%
Sole
41K
Shared
0.00
None
0.00
LUMENTUM HLDGS INC
SOLEShares4.48M
TypePRN
Market value$5.5K
0.96%
Sole
0.00
Shared
0.00
None
4.48M
HERTZ GLOBAL HLDGS INC
SOLEShares605.33K
TypeSH
Market value$5.4K
0.93%
Sole
605.33K
Shared
0.00
None
0.00
LIVE NATION ENTERTAINMENT IN
SOLEShares4.48M
TypePRN
Market value$5.3K
0.92%
Sole
0.00
Shared
0.00
None
4.48M
ENVISTA HOLDINGS CORPORATION
SOLEShares3.13M
TypePRN
Market value$5.2K
0.89%
Sole
0.00
Shared
0.00
None
3.13M
ACTIVISION BLIZZARD INC
SOLEShares66.50K
TypeSH
Market value$4.9K
0.85%
Sole
66.50K
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares1.83M
TypePRN
Market value$4.8K
0.84%
Sole
0.00
Shared
0.00
None
1.83M
ISHARES TR
SOLEShares40K
TypeSH
Market value$4.1K
0.71%
Sole
40K
Shared
0.00
None
0.00
TESLA INC
SOLEShares15K
TypeSH
Market value$4.0K
0.69%
Sole
15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 425.60K | SH | $152.0K 26.29% | 425.60K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 175.50K | SH | $46.9K 8.11% | 175.50K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 1.12M | SH | $44.4K 7.69% | 1.12M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 1.625%10/1 | 10.59M | PRN | $31.9K 5.51% | 0.00 | 0.00 | 10.59M |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 395.37K | SH | $31.7K 5.49% | 395.37K | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | NOTE 0.250% 5/1 | 10.57M | PRN | $24.0K 4.14% | 0.00 | 0.00 | 10.57M |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 302.38K | SH | $22.2K 3.84% | 302.38K | 0.00 | 0.00 |
CHESAPEAKE ENERGY CORPSOLE | *W EXP 02/09/202 | 241.81K | SH | $18.5K 3.19% | 241.81K | 0.00 | 0.00 |
PLUG PWR INCSOLE | NOTE 3.750% 6/0 | 3.48M | PRN | $14.7K 2.54% | 0.00 | 0.00 | 3.48M |
PALO ALTO NETWORKS INCSOLE | NOTE 0.750% 7/0 | 5.90M | PRN | $10.9K 1.89% | 0.00 | 0.00 | 5.90M |
ATLAS AIR WORLDWIDE HLDGS INSOLE | NOTE 1.875% 6/0 | 6.39M | PRN | $10.2K 1.77% | 0.00 | 0.00 | 6.39M |
FTI CONSULTING INCSOLE | NOTE 2.000% 8/1 | 5M | PRN | $8.3K 1.43% | 0.00 | 0.00 | 5M |
LIBERTY MEDIA CORP DELSOLE | NOTE 1.000% 1/3 | 4.33M | PRN | $6.9K 1.19% | 0.00 | 0.00 | 4.33M |
KBR INCSOLE | NOTE 2.500%11/0 | 3.46M | PRN | $6.0K 1.04% | 0.00 | 0.00 | 3.46M |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 5.04M | PRN | $5.8K 1.00% | 0.00 | 0.00 | 5.04M |
ALLSCRIPTS HEALTHCARE SOLUTISOLE | NOTE 0.875% 1/0 | 4.50M | PRN | $5.8K 0.99% | 0.00 | 0.00 | 4.50M |
APPLE INCSOLE | COM | 41K | SH | $5.7K 0.98% | 41K | 0.00 | 0.00 |
LUMENTUM HLDGS INCSOLE | NOTE 0.250% 3/1 | 4.48M | PRN | $5.5K 0.96% | 0.00 | 0.00 | 4.48M |
HERTZ GLOBAL HLDGS INCSOLE | *W EXP 06/30/205 | 605.33K | SH | $5.4K 0.93% | 605.33K | 0.00 | 0.00 |
LIVE NATION ENTERTAINMENT INSOLE | NOTE 2.500% 3/1 | 4.48M | PRN | $5.3K 0.92% | 0.00 | 0.00 | 4.48M |
ENVISTA HOLDINGS CORPORATIONSOLE | NOTE 2.375% 6/0 | 3.13M | PRN | $5.2K 0.89% | 0.00 | 0.00 | 3.13M |
ACTIVISION BLIZZARD INCSOLE | COM | 66.50K | SH | $4.9K 0.85% | 66.50K | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | NOTE 1.625% 2/1 | 1.83M | PRN | $4.8K 0.84% | 0.00 | 0.00 | 1.83M |
ISHARES TRSOLE | 20 YR TR BD ETF | 40K | SH | $4.1K 0.71% | 40K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 15K | SH | $4.0K 0.69% | 15K | 0.00 | 0.00 |
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